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Does Fired LPL Broker Pose Risk to New B-D?
... to a question about Bashaw's reputation. Bashaw has also become a magnet for lawsuits.
, a securities lawyer in Chicago, says that after one of Bashaw's clients contacted...
Read more at Financial Planning.com
Alibaba's debut brings excitement, red flags
... brokers salivate, which are 'Chinese exposure,' 'the next Steve Jobs' and 'Internet,' " said
, a Chicago securities attorney. "But we're talking about a relatively young company...
Read more at
+ 768 more articles
Three things that could go wrong with Alibaba IPO
... thus most big exchange-traded funds, potentially limiting its liquidity. Securities lawyer
warned investors to consider all the potential pitfalls. "Investors should steer...
Read more at CNBC
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