Australian Securities and Investments Commission articles over last 30 days

- articles last 30 days - articles per day
Mentioned in this news Places Companies People
2013/06/19 07:46
2013/06/19 07:46
7h
ASIC took the right action on CBA: deputy chairman
CBA timeline. The media is right to shine a light on the conduct five years ago of Commonwealth Financial Planning (CFP) because it reminds readers how far we have come in changing financial...
2
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ASIC Financial Ombudsman Service Australian Securities and Investments Commission Peter Kell
MENTIONED
2013/06/19 07:46
2013/06/19 07:46
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2013/06/19 05:47
2013/06/19 05:47
9h
ASIC dances around the real questions
Questions remain for all those involved in the Kagara adminsitration. Photo: Louise Kennerley Perhaps the most annoying tactic in the black art of public relations these days is to respond to...
5
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Australian Securities & Investments Commission Investec FTI Consulting Louise Kennerley University of New South Wales
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2013/06/18 02:19
2013/06/18 02:19
1d
High-frequency trading fears overblown: ASIC
The Australian Securities and Investments Commission today confirmed it will not move ahead with previously proposed regulatory changes to rein in high-frequency trading (HFT), after a report released...
Australian Securities and Investments Commission Dow Jones US Securities and Exchange Commission Juniper Cisco
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2013/06/18 00:47
2013/06/18 00:47
1d
More questions on Newcrest disclosure
Newcrest could face further scrutiny from regulators after another analyst was reportedly individually briefed by the firm weeks prior to the gold miner's $6 billion write-down announcement on June...
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Prasad Patkar Newcrest Australian Securities and Investments Commission Australian Financial Review Andre Khoury
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2013/06/18 00:25
2013/06/18 00:25
1d
NEW YORK, June 17, 2013: Woolworths Limited Annou...
NEW YORK, June 17, 2013 — /PRNewswire/ -- Woolworths Limited (the "Company"), an Australian public company, announced today the final results of its previously announced tender offer for a portion of...
Woolworths Limited D.F. King & Co. Inc. New York City J.P. Morgan Securities LLC Citigroup Global Markets Inc.
MENTIONED
2013/06/17 20:47
2013/06/17 20:47
1d
Information goldmine but not for all
Illustration: Rocco Fazzarri If the corporate regulator, the Australian Securities and Investments Commission, decides to bring in more rigid standards for briefings to analysts or large investors it...
5
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Newcrest Australian Securities and Investments Commission Greg Robinson Downgrade UBS
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2013/06/17 17:55
2013/06/17 17:55
1d
CBA aware of forgery allegations as adviser conti...
The Commonwealth Bank was aware of forgery allegations and the overcharging of clients by a senior financial planner at least nine months before he resigned and four years before he was banned from...
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ASIC Ricky David Gillespie CBA John Williams Senate
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2013/06/17 16:47
2013/06/17 16:47
1d
Cash drain at Palmer's Mineralogy
On the hustings: Billionaire Clive Palmer. Photo: Alex Ellinghausen Mining magnate Clive Palmer's Mineralogy budgeted to burn through more than $40 million in cash in the first half of last year,...
5
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Clive Palmer Mineralogy United Party Australian Securities and Investments Commission Citic Pacific
MENTIONED
2013/06/16 21:05
2013/06/16 21:05
2d
Big four banks under ASIC scrutiny for advertisin...
AUSTRALIA’S top financial watchdog is “actively monitoring” the advertising of the big four banks amid concern their branding is potentially misleading consumers. Credit unions have lodged complaints...
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Rams Bankwest UBank Westpac Australian Securities and Investments Commission
MENTIONED
2013/06/14 22:47
2013/06/14 22:47
4d
Warning: blowing the whistle could mess up your l...
Rewarded: Bradley Birkenfeld, who brought UBS' tax-evasion schemes to light, received $104 million. Photo: AP When US nurse Laura Davis first triggered concerns her employer, Dialysis Corporation of...
4
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2013/06/14 21:46
2013/06/14 21:46
4d
Warning: blowing the whistle could mess up your l...
Rewarded: Bradley Birkenfeld, who brought UBS' tax-evasion schemes to light, received $104 million. Photo: AP When US nurse Laura Davis first triggered concerns her employer, Dialysis Corporation of...
2013/06/14 06:21
2013/06/14 06:21
5d
ASIC releases information on limited AFSL
The financial services regulator has released an information sheet on limited Australian Financial Services Licences (AFSLs), explaining in further detail their definition and scope. In its...
Australian Securities and Investments Commission
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2013/06/14 04:47
2013/06/14 04:47
5d
The soft underbelly of the regulator
ASIC's processes questioned. Photo: Arsineh Houspian There are mates’ deals and there are mates’ deals. The recent revelations by Jeff Knapp from the University of NSW that the corporate regulator...
5
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ASIC Stefan Dopking Jeff Knapp University of NSW Australian Securities and Investments Commission
MENTIONED
2013/06/13 21:26
2013/06/13 21:26
5d
Bank tried to conceal damning documents
The Commonwealth Bank of Australia attempted to use ''legal privilege'' to conceal documents in the event of lawsuits by victims of banned financial planner Don Nguyen. Documents also show that staff...
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Don Nguyen The Commonwealth Bank of Australia The Commonwealth Bank Australian Securities and Investments Commission Maurice Blackburn
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2013/06/13 20:48
2013/06/13 20:48
5d
Promise to improve after ASIC warning
ASIC will review auditors' progress. Photo: Arsineh Houspian Australia's biggest audit firms have agreed to lift their game after the corporate regulator issued a "final warning" to improve...
5
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Australian Securities and Investments Commission John Price KPMG Ernst & Young Institute of Chartered Accountants
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2013/06/13 14:43
2013/06/13 14:43
6d
Conroy launches new digital strategy; reviews sta...
Communications Minister Stephen Conroy has launched a new strategy for Australia to become a "leading" digital economy by 2020. By Stephanie McDonald | Sydney | Friday, 14 June, 2013 Communications...
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Stephen Conroy federal government Australian Securities and Investments Commission 99Designs Twitter
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2013/06/13 09:23
2013/06/13 09:23
6d
Newcrest Mining Faces Investor Class Action Suit
The Maurice Blackburn law firm has handled similar class action suits from the past. In November 2012, the firm help settled a case for $115 million with National Australia Bank. Newcrest Mining told...
Newcrest Mining National Australia Bank Brisbane Australian Securities and Investments Commission
MENTIONED
2013/06/13 08:51
2013/06/13 08:51
6d
PNG PM to meet Newcrest executives
Papua New Guinea Prime Minister Peter O'Neill will hold talks with Newcrest mining executives next week to discuss the company's controversial asset write-down. Newcrest on Friday announced an asset...
4
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Newcrest Mining PNG government Neill Port Moresby Hidden Valley mine
MENTIONED
2013/06/12 23:22
2013/06/12 23:22
6d
D-Day looms for PJC on TASA
The Parliamentary Joint Committee (PJC) reviewing the Tax Agents Services Act has been told the financial planning industry needs confirmation there will be no conflict between the implementation of...
Parliamentary Joint Committee John Brogden Financial Services Council Association of Financial Advisers Financial Planning Association
MENTIONED
2013/06/12 02:18
2013/06/12 02:18
7d
Newcrest denies breaking rules
GOLD miner Newcrest has defended the timing of its major restructure announcement and says it has not breached any share market rules. Australia's largest gold miner last Friday announced the closure...
21
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Newcrest Newcrest Mining ASX ASIC Maurice Blackburn
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