Barbara Roper articles over last 30 days

- articles last 30 days - articles per day
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2013/05/24 14:16
2013/05/24 14:16
2h
Obama Picks 2 Senate Aides as Next SEC Commission...
Obama Picks 2 Senate Aides as Next SEC Commissioners (Bloomberg) -- Kara M. Stein and Michael S. Piwowar, both senior U.S. Senate aides, were nominated today by President Barack Obama to join the...
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Securities and Exchange Commission Senate Jack Reed Senate Banking Committee Tim Johnson
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2013/05/24 14:16
2013/05/24 14:16
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2013/05/24 14:16
2013/05/24 14:16
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2013/05/16 02:19
2013/05/16 02:19
8d
New SEC chief Mary Jo White begins job with press...
The House passed a measure Wednesday that gives the SEC an Oct. 31 deadline to adopt a portion of the JOBS Act, which aims to make it easier for small businesses to raise money. On Friday, another...
2013/04/29 17:15
2013/04/29 17:15
24d
SEC’s White to Push for Lifting Ban on Hedge-Fund...
SEC’s White to Push for Lifting Ban on Hedge-Fund Ads (Bloomberg) -- U.S. Securities and Exchange Commission chairman Mary Jo White is pushing to adopt a rule allowing hedge funds to advertise in a...
U.S. Securities and Exchange Commission Mary Jo White Barbara Roper Senate Washington
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2013/04/26 19:18
2013/04/26 19:18
27d
SEC’s White Said to Push to Lift Ban on Hedge-Fun...
U.S. Securities and Exchange Commission chairman Mary Jo White is pushing to adopt a rule allowing hedge funds to advertise in a move consumer advocates say could fail to protect unsophisticated...
Read more at BusinessWeek, Bloomberg
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U.S. Securities and Exchange Commission Mary Jo White Barbara Roper Senate Washington
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2013/04/24 23:13
2013/04/24 23:13
29d
FINRA withdraws brokerage transparency proposal, ...
The Financial Industry Regulatory Authority (FINRA) has withdrawn a proposal designed to make it easier for investors to research the backgrounds of brokerage firms and brokers, but said it would...
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U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial Services Institute FINRA Financial Services Institute
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2013/04/18 16:15
2013/04/18 16:15
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Crowd-Funded Investing: Risky for Joe Six-Pack?
Crowd-Funded Investing: Risky for Joe Six-Pack? Legions of small investors may soon unknowingly face a new danger -- crowd-funded investing. Under the Jumpstart Our Business Startups, or Jobs, Act...
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North American Securities Administrators Association Securities and Exchange Commission Barbara Roper Barack Obama Consumer Federation of America
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