CFTC articles over last 30 days

- articles last 30 days - articles per day
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2014/04/18 23:19
2014/04/18 23:19
1d
The British Pound was the only major currency to strengthen against the US Dollar in a holiday-shortened week of trading, but can it continue higher? The high-flying Sterling will need support from...
2014/04/18 23:19
2014/04/18 23:19
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2014/04/18 19:35
2014/04/18 19:35
1d
April 18, 2014 CFTC Charges New York Financial Advisor Wayne Pennoyer Weddington III and His Companies, Brunswick Capital and Brunswick Capital Partners, with Solicitation Fraud, Making False...
2014/04/17 19:35
2014/04/17 19:35
2d
April 17, 2014 CFTC Orders Florida Resident Derek J. Bridges and His Companies, Empire Sterling Metals Corp. and I.P.M. Investments, Inc., to Cease Illegal Fictitious Precious Metals SalesOrder...
2014/04/17 19:35
2014/04/17 19:35
2d
April 17, 2014 CFTC Issues Notice of Temporary Registration as a Swap Execution Facility to GTX SEF, LLC Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) has approved the...
2014/04/17 10:17
2014/04/17 10:17
3d
Featuring products developed by OANDA’s engineers as well as the company’s trusted partners; the OANDA Marketplace features risk management tools, charting and technical analysis resources, mobile...
2014/04/16 08:06
2014/04/16 08:06
4d
On April 2, 2014, as news broke of the death of Charles Keating, the most infamous savings and loan fraud, I posted an article entitled "Ten Lessons We Must Learn from Charles Keating." (The April 2...
2014/04/15 02:56
2014/04/15 02:56
5d
It seems like it was only yesterday (actually it was early November) when infamous CFTC commissioner, legendary threat to gold manipulators nowhere, and Alexander Godunov impersonator, Bart Chilton...
2014/04/14 10:30
2014/04/14 10:30
6d
US securities trade body Sifma has called for broader uptake of Legal Entity Identifiers by the country's regulators, amid fears that the US is being left behind as other nations push ahead with...
2014/04/11 23:19
2014/04/11 23:19
8d
Citi's Matt King is the latest to join the growing list of Wall Street strategists struggling to identify the catalyst of the ongoing market sell-off, which has seen the Nasdaq plunge by 8% in a...
2014/04/11 13:19
2014/04/11 13:19
9d
If you're a Wall Street bank, chance are you have a holding company that houses your national bank and broker-dealer or investment operations. That means the Federal Reserve examines your holding...
2014/04/09 21:35
2014/04/09 21:35
10d
April 9, 2014 CFTC’s Divisions of Market Oversight and Swap Dealer and Intermediary Oversight Provide Conditional No-Action Relief with Respect to Swaps Trading on Multilateral Trading Facilities...
2014/04/09 10:30
2014/04/09 10:30
11d
On May 16, 2013, the Commodity Futures Trading Commission (CFTC) approved the ‘made-available-to-trade’ (MAT) rule, which gives the market clarity on which products must be, by law, traded on swap...
2014/04/09 04:50
2014/04/09 04:50
11d
It’s not so much a question of whether bitcoin and other virtual currencies should be regulated. Rather, it’s more a question of which government agency or agencies should regulate bitcoins and when...
2014/04/09 04:27
2014/04/09 04:27
11d
Non-banks notch a win in long-running derivatives battle NEW YORK (Reuters) - A group of small brokerages and large commodities companies convinced lawmakers to tweak a rule that they say would have...
2014/04/08 16:35
2014/04/08 16:35
12d
April 8, 2014 CFTC Orders California, Florida, and Nevada Companies and Their Owners to Pay More than $940,000 in Restitution to Defrauded Customers for Offering Illegal, Off-Exchange Precious Metals...
2014/04/08 16:10
2014/04/08 16:10
12d
WASHINGTON (AP) — President Barack Obama's choice to head an agency overseeing some of the riskiest corners of the financial world has moved closer to Senate confirmation. The Senate Agriculture...
2014/04/08 10:56
2014/04/08 10:56
12d
Last week, the big story was how bankers use HFT (High Frequency Trading) algorithmic software not only to rig markets but also to commit theft on a daily basis (Frontrunning, like Quantitative...
2014/04/08 07:46
2014/04/08 07:46
12d
The Australian dollar jumped half a cent to a new four-month high in a late rally on Tuesday, even as currency strategists expect it to slip below US90¢ in this quarter. The Australian dollar soared...
2014/04/07 21:35
2014/04/07 21:35
12d
April 7, 2014 Capital Market Services, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules Washington, DC–The U.S. Commodity Futures Trading...
2014/04/07 21:35
2014/04/07 21:35
12d
April 7, 2014 CFTC Seeks Public Comment on Request from ICE Clear Europe for Order Permitting Portfolio Margining of Futures and Foreign Futures Contracts Washington, DC — The Commodity Futures...
2014/04/18 23:19
2014/04/18 23:19
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