CFTC articles over last 30 days

- articles last 30 days - articles per day
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2014/12/18 20:34
2014/12/18 20:34
22h
December 18, 2014 CFTC Revokes Registrations of Illinois Resident Aleks A. Kins and Chicago-based AlphaMetrix, LLC Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today...
2014/12/18 20:34
2014/12/18 20:34
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2014/12/18 20:34
2014/12/18 20:34
22h
December 18, 2014 Federal Court Orders Royal Bank of Canada to Pay $35 Million Penalty for Illegal Wash Sales, Fictitious Sales, and Noncompetitive Transactions Canadian Bank Traded Single Stock...
2014/12/18 17:34
2014/12/18 17:34
1d
December 18, 2014 CFTC Staff Issues Extensions of No-Action Relief to Four Foreign Clearing Organizations Washington, DC — The U.S. Commodity Futures Trading Commission’s (Commission) Division of...
2014/12/18 15:54
2014/12/18 15:54
1d
Rep. Barney Frank (D-Mass.) holds the gavel during the final session of the Democratic National Convention in Charlotte, N.C. on Sept. 6, 2012. Photo by Jason Reed/Reuters Long a legislative lion for...
2014/12/16 23:39
2014/12/16 23:39
2d
Money managers who buy oil on the futures market are betting the price slide is near an end. After contributing to the price dive for much of the summer and fall, the speculators are shifting ground....
2014/12/16 19:34
2014/12/16 19:34
2d
December 16, 2014 CFTC Announces Departure of DSIO Director Gary Barnett Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that Gary Barnett, Director of the...
2014/12/16 16:27
2014/12/16 16:27
3d
Barney Frank on practically everything Related News Analysis & Opinion Related Topics (Editor's note: Language in paragraph 78 may be offensive to some readers.) By David A. Kaplan(Reuters) -...
2014/12/16 15:34
2014/12/16 15:34
3d
December 16, 2014 CFTC Staff Issues Time-Limited No-Action Relief from Certain Recordkeeping Requirements under Commission Regulation 1.35(a) Washington, DC — The U.S. Commodity Futures Trading...
2014/12/16 04:29
2014/12/16 04:29
3d
Malawi, through the Competition and Fair Trading Commission (CFTC) has signed a Memorandum of Understanding (MoU) with the Fair Competition Commission (FCC) of Tanzania to help strengthen...
2014/12/15 17:34
2014/12/15 17:34
4d
December 15, 2014 CFTC Requests Public Comment on Related Applications Submitted by LedgerX, LLC for Registration as a Derivatives Clearing Organization and Swap Execution Facility Washington, DC —...
2014/12/15 09:49
2014/12/15 09:49
4d
Crude-oil futures were choppy on Monday ahead of this week’s data releases from China and the U.S. Federal Reserve meeting, as markets seek stronger cues on growth in two of the world’s largest...
2014/12/15 07:49
2014/12/15 07:49
4d
LOS ANGELES (MarketWatch) — Gold prices on Monday were heading toward their fourth-straight session in the red, as the retreat from their recent bounce gathers momentum. Despite the recent stretch of...
2014/12/15 04:16
2014/12/15 04:16
4d
Speculators added to wagers that the slump in oil futures, the worst since the global recession, is ending. Prices kept falling anyway. Money managers raised their net-long position in U.S. crude to...
2014/12/15 02:16
2014/12/15 02:16
4d
Hedge funds are the most bullish on gold since August, defying Goldman Sachs Group Inc.’s prediction that the rally in prices will fade. The net-long position in New York futures and options climbed...
2014/12/14 18:49
2014/12/14 18:49
5d
The alert outlines rules applicable to financial statement audit and attestation engagements undertaken for the following non-issuers: --Non-issuer broker-dealers that are registered with the SEC as...
2014/12/12 12:16
2014/12/12 12:16
7d
Wall Street is re-emerging as a force in Washington as it closes in on one of its biggest wins against regulation since the financial crisis. With must-pass spending legislation making its way...
2014/12/10 20:19
2014/12/10 20:19
8d
... — U.S. regulators on Wednesday said they were stepping up efforts to examine financial institutions' defenses to ward off cyber attacks as a top FBI official warned of new "increasingly...
2014/12/10 18:34
2014/12/10 18:34
9d
December 10, 2014 CFTC Orders IBFX, Inc. f/k/a Tradestation Forex, Inc. to Pay a $600,000 Penalty for Series of Minimum Net Capital Deficits, Untimely Notice, and a Failure to Supervise Washington,...
2014/12/10 15:35
2014/12/10 15:35
9d
Testimony of Chairman Timothy Massad before the U.S. Senate Committee on Agriculture, Nutrition & Forestry December 10, 2014 Thank you Chairwoman Stabenow, Ranking Member Cochran, and members of the...
2014/12/10 12:06
2014/12/10 12:06
9d
Earlier this week, we wrote about how the New York Times’ Dealbook, the creature of Wall Street sycophant Andrew Ross Sorkin, had launched a fierce campaign against Elizabeth Warren’s latest move, her...
2014/12/18 20:34
2014/12/18 20:34
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