CFTC

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15h
Canberra Times
Hedge funds' well-timed bullish bets ahead of oil's price surgeUS crude stockpiles fell to 450,761 million barrels in the week ended August 21
Hedge funds' well-timed bullish bets ahead of oil's price surge
Canberra Times / Posted 15 hours ago
US crude stockpiles fell to 450,761 million barrels in the week ended August 21 from a peak of 490,912 million in April, Energy Information Administration data show. Photo: Bloomberg Hedge funds couldn't have timed an increase in bullish oil... Read more
3 related stories
15h
Brisbane Times
Hedge funds' well-timed bullish bets ahead of oil's price surgeUS crude stockpiles fell to 450,761 million barrels in the week ended August 21
Hedge funds' well-timed bullish bets ahead of oil's price surge
Brisbane Times / Posted 15 hours ago
US crude stockpiles fell to 450,761 million barrels in the week ended August 21 from a peak of 490,912 million in April, Energy Information Administration data show. Photo: Bloomberg Hedge funds couldn't have timed an increase in bullish oil... Read more
3 related stories
15h
The Age
Hedge funds' well-timed bullish bets ahead of oil's price surgeUS crude stockpiles fell to 450,761 million barrels in the week ended August 21
Hedge funds' well-timed bullish bets ahead of oil's price surge
The Age / Posted 15 hours ago
US crude stockpiles fell to 450,761 million barrels in the week ended August 21 from a peak of 490,912 million in April, Energy Information Administration data show. Photo: Bloomberg Hedge funds couldn't have timed an increase in bullish oil... Read more
3 related stories
15h
Sydney Morning Herald
Hedge funds' well-timed bullish bets ahead of oil's price surgeUS crude stockpiles fell to 450,761 million barrels in the week ended August 21
Hedge funds' well-timed bullish bets ahead of oil's price surge
Sydney Morning Herald / Posted 15 hours ago
US crude stockpiles fell to 450,761 million barrels in the week ended August 21 from a peak of 490,912 million in April, Energy Information Administration data show. Photo: Bloomberg Hedge funds couldn't have timed an increase in bullish oil... Read more
3 related stories
18h
Market Watch
Citigroup reportedly making major push back into equities tradingCitigroup hasn’t been at the top of the charts in equity trading in a while, bu
Citigroup reportedly making major push back into equities trading
Market Watch / Posted 18 hours ago
Citigroup hasn’t been at the top of the charts in equity trading in a while, but the bank plans to change all that, Reuters reports on Monday. Citi C, -0.15% will go after hedge funds’ business more actively to bolster its equities-trading market... Read more
18h
Swissinfo
Currency Probe by U.S. Said to Expand to Russia, Brazil Trades(Bloomberg) -- U.S. prosecutors have expanded their probe of currency-market ma
Currency Probe by U.S. Said to Expand to Russia, Brazil Trades
Swissinfo / Posted 18 hours ago
(Bloomberg) -- U.S. prosecutors have expanded their probe of currency-market manipulation by some of the world’s largest banks to include the Russian ruble and Brazilian real, according to two people familiar with the matter. The Justice Department... Read more
2d
Zero Hedge
The Dollar: Now What?The US dollar has been on a roller coaster ride. Many have lost confidence in t
The Dollar: Now What?
Zero Hedge / Posted 2 days ago
The US dollar has been on a roller coaster ride. Many have lost confidence in the underlying trend. An important prop for the dollar, namely the prospects for the Fed's lift-off has been pushed out again, this time ostensibly due to the heightened... Read more
3d
Business Insider
The government is rolling over for big banks againLast week I wrote about the dangers of vacant seats at the financial regulatory
The government is rolling over for big banks again
Business Insider / Posted 3 days ago
Last week I wrote about the dangers of vacant seats at the financial regulatory agencies. But sometimes there’s just as much danger from the seats that happen to be occupied. Bloomberg reported this week that regulators are privately discussing... Read more
3d
Op-Ed News
Toothless Dodd Frank: Wall Street Launders Derivatives Via Europe To Avoid Dodd-FrankWhen Congress punted much of the rule-making for the Dodd-Frank Act to the fina
Toothless Dodd Frank: Wall Street Launders Derivatives Via Europe To Avoid Dodd-Frank
Op-Ed News / Posted 3 days ago
When Congress punted much of the rule-making for the Dodd-Frank Act to the financial regulatory agencies, they might as well have raised a white flag. As compromised as Congress is when it comes to dealing with their Wall Street donors, they have... Read more
3d
US Commodities Futures Trading Commission
Federal Court in North Carolina Enters Judgment against Ron Earl McCullough and David Christopher Mayhew in Foreign Currency Ponzi SchemeAugust 28, 2015 Washington, DC - The U.S. Commodity Futures Trading Commissi
Federal Court in North Carolina Enters Judgment against Ron Earl McCullough and David Christopher Mayhew in Foreign Currency Ponzi Scheme
US Commodities Futures Trading Commission / Posted 3 days ago
August 28, 2015 Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) announced that Senior... Read more
3d
Profit Confidential
Oil Price Forecast: WTI Crude Oil Prices Could Fall to Low $30.00sIt’s amazing how quickly markets can shift their perceptions of a commodity. Th
Oil Price Forecast: WTI Crude Oil Prices Could Fall to Low $30.00s
Profit Confidential / Posted 3 days ago
It’s amazing how quickly markets can shift their perceptions of a commodity. This latest oil price rally is purely psychological and has very little to do with actual market fundamentals, which are still alarmingly soft if the latest data is to be... Read more
3d
Op-Ed News
Toothless: Wall Street Launders Derivatives Via Europe To Avoid Dodd-FrankWhen Congress punted much of the rule-making for the Dodd-Frank Act to the fina
Toothless: Wall Street Launders Derivatives Via Europe To Avoid Dodd-Frank
Op-Ed News / Posted 3 days ago
When Congress punted much of the rule-making for the Dodd-Frank Act to the financial regulatory agencies, they might as well have raised a white flag. As compromised as Congress is when it comes to dealing with their Wall Street donors, they have... Read more
4d
US Commodities Futures Trading Commission
Statement of Commissioner Sharon Y. Bowen on Enhancing Protections for Retail Forex Customers August 27, 2015 I concur with the Commission’s approval of the National Futu
Statement of Commissioner Sharon Y. Bowen on Enhancing Protections for Retail Forex Customers
US Commodities Futures Trading Commission / Posted 4 days ago
August 27, 2015 I concur with the Commission’s approval of the National Futures Association’s (“NFA”) proposed amendments to NFA Compliance Rule 2-36,... Read more
2 related stories
4d
US Commodities Futures Trading Commission
CFTC Approves National Futures Association Rules Enhancing Protections for Retail Forex CustomersAugust 27, 2015 Washington, DC — The U.S. Commodity Futures Trading Commissi
CFTC Approves National Futures Association Rules Enhancing Protections for Retail Forex Customers
US Commodities Futures Trading Commission / Posted 4 days ago
August 27, 2015 Washington, DC — The U.S. Commodity Futures Trading Commission (Commission) today approved rule amendments and a new interpretive... Read more
2 related stories
5d
US Commodities Futures Trading Commission
CFTC Issues Orders of Foreign Board of Trade Registration to Permit Direct Access for ICE Futures Canada, Inc. and Montréal Exchange Inc.August 26, 2015 Washington, DC — The U.S. Commodity Futures Trading Commissi
CFTC Issues Orders of Foreign Board of Trade Registration to Permit Direct Access for ICE Futures Canada, Inc. and Montréal Exchange Inc.
US Commodities Futures Trading Commission / Posted 5 days ago
August 26, 2015 Washington, DC — The U.S. Commodity Futures Trading Commission (Commission) announced today... Read more
5d
Daily FX
No, the Euro has not Suddenly Become a Safe-Haven Currency- Is the Euro suddenly a safe-haven currency? No. - Look to positioning to hel
No, the Euro has not Suddenly Become a Safe-Haven Currency
Daily FX / Posted 5 days ago
- Is the Euro suddenly a safe-haven currency? No. - Look to positioning to help understand the recent unwind in market positions The Euro has rallied sharply amidst dramatic declines in the US S&P 500 and broader financial markets. Is it suddenly a... Read more
6d
Chicago Tribune
Sentinel trader ordered to pay $2 million in CFTC caseA former Sentinel Management Group executive has been ordered to pay more than
Sentinel trader ordered to pay $2 million in CFTC case
Chicago Tribune / Posted 6 days ago
A former Sentinel Management Group executive has been ordered to pay more than $2 million for misusing customer funds. Charles K. Mosley, who had been senior vice president and trader of the now defunct Northbrook-based money-management firm, was... Read more
6d
US Commodities Futures Trading Commission
Federal Court in Illinois Orders Former Sentinel Management Group, Inc. Senior Vice President Charles K. Mosley to Pay More than $2 Million for Misusing Customer FundsAugust 25, 2015 Washington, DC – The U.S. Commodity Futures Trading Commissi
Federal Court in Illinois Orders Former Sentinel Management Group, Inc. Senior Vice President Charles K. Mosley to Pay More than $2 Million for Misusing Customer Funds
US Commodities Futures Trading Commission / Posted 6 days ago
August 25, 2015 Washington, DC – The U.S. Commodity Futures Trading Commission... Read more
7d
Business Wire
Wells Fargo Securities Research and Economics Group Adds Three Senior Hires“These three marquee hires underscore our ongoing commitment to fundamental res
Wells Fargo Securities Research and Economics Group Adds Three Senior Hires
Business Wire / Posted 7 days ago
“These three marquee hires underscore our ongoing commitment to fundamental research and the value we place on providing our clients with leading-edge investment insight across the capital structure,” said Diane Schumaker-Krieg, global head of... Read more
8d
Zero Hedge
Summarizing The "Black Monday" Carnage So FarIt's officially Black Monday, if only in China for now. We warned on Friday, a
Summarizing The "Black Monday" Carnage So Far
Zero Hedge / Posted 8 days ago
It's officially Black Monday, if only in China for now. We warned on Friday, after last week's China rout, that the market is getting ahead of itself with its expectation of a RRR-cut by China as large as 100 bps. "The risk is that there isn't one."... Read more
9d
Zero Hedge
Introducing The Gigantic And Dangerous Wall Street Loophole You’ve Never Heard OfIntroducing the Gigantic and Dangerous Wall Street Loophole You’ve Never Heard
Introducing The Gigantic And Dangerous Wall Street Loophole You’ve Never Heard Of
Zero Hedge / Posted 9 days ago
Introducing the Gigantic and Dangerous Wall Street Loophole You’ve Never Heard of This spring, traders and analysts working deep in the global swaps markets began picking up peculiar readings: Hundreds of billions of dollars of trades by U.S. banks... Read more
10d
Daily FX
Euro Should have Fallen but Didn’t. What Gives and What’s Next?An unexpectedly active week for financial markets sent the Euro sharply higher
Euro Should have Fallen but Didn’t. What Gives and What’s Next?
Daily FX / Posted 10 days ago
An unexpectedly active week for financial markets sent the Euro sharply higher versus the suddenly-downtrodden US Dollar, but why did it rally? And more importantly, does it have the momentum to test and break above critical resistance levels... Read more
10d
Reuters UK Edition
U.S. banks moved billions in trades beyond CFTC's reachNEW YORK This spring, traders and analysts working deep in the global swaps mar
U.S. banks moved billions in trades beyond CFTC's reach
Reuters UK Edition / Posted 10 days ago
NEW YORK This spring, traders and analysts working deep in the global swaps markets began picking up peculiar readings: Hundreds of billions of dollars of trades by U.S. banks had seemingly vanished. “We saw strange things in the data,” said Chris... Read more
12d
US Commodities Futures Trading Commission
CFTC Orders Swap Dealer INTL FCStone Markets, LLC to Pay a $200,000 Civil Monetary Penalty for Failure to Supervise Swaps Trading in Violation of CFTC Regulation 23.602August 19, 2015 Washington, DC – The U.S. Commodity Futures Trading Commissi
CFTC Orders Swap Dealer INTL FCStone Markets, LLC to Pay a $200,000 Civil Monetary Penalty for Failure to Supervise Swaps Trading in Violation of CFTC Regulation 23.602
US Commodities Futures Trading Commission / Posted 12 days ago
August 19, 2015 Washington, DC – The U.S. Commodity Futures Trading Commission... Read more
12d
US Commodities Futures Trading Commission
Statement of Chairman Timothy Massad, Notice of Proposed Rulemaking on Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps August 19, 2015 One of the most important requirements of the Dodd-Frank Wal
Statement of Chairman Timothy Massad, Notice of Proposed Rulemaking on Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
US Commodities Futures Trading Commission / Posted 12 days ago
August 19, 2015 One of the most important requirements of the Dodd-Frank Wall Street Reform... Read more
2 related stories
12d
US Commodities Futures Trading Commission
CFTC Issues Proposed Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared SwapsAugust 19, 2015 Washington, DC — The U.S. Commodity Futures Trading Commissi
CFTC Issues Proposed Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
US Commodities Futures Trading Commission / Posted 12 days ago
August 19, 2015 Washington, DC — The U.S. Commodity Futures Trading Commission (Commission) today voted to propose amendments to existing... Read more
2 related stories
12d
The McPherson Sentinel
Food bank to be fueled with hard rock n’ rollFood banks meet needs through the winter season of giving, but usually scrape b
Food bank to be fueled with hard rock n’ roll
The McPherson Sentinel / Posted 12 days ago
Food banks meet needs through the winter season of giving, but usually scrape by in the less generous summer months. To combat potential shortages, Concerts for the Cause (CFTC) will host a special night of rock and roll to benefit the McPherson Food... Read more
13d
US Commodities Futures Trading Commission
CFTC Issues Order of Exemption from Registration as a Derivatives Clearing Organization to ASX Clear (Futures) Pty LimitedAugust 18, 2015 First Order of its Kind Issued by the Commission Washington,
CFTC Issues Order of Exemption from Registration as a Derivatives Clearing Organization to ASX Clear (Futures) Pty Limited
US Commodities Futures Trading Commission / Posted 13 days ago
August 18, 2015 First Order of its Kind Issued by the Commission Washington, DC — The U.S. Commodity Futures Trading... Read more
13d
US Commodities Futures Trading Commission
CFTC Seeking Public Comment on a Petition by Korea Exchange, Inc. for Exemption from DCO RegistrationAugust 18, 2015 Washington, DC — The U.S. Commodity Futures Trading Commissi
CFTC Seeking Public Comment on a Petition by Korea Exchange, Inc. for Exemption from DCO Registration
US Commodities Futures Trading Commission / Posted 13 days ago
August 18, 2015 Washington, DC — The U.S. Commodity Futures Trading Commission (Commission) is asking for public comment on a petition by Korea... Read more
13d
Investopedia
Trading Forex With Bitcoin: How Does It Work? (XOM,EXPE,OSTK,TGT)Bitcoin has evolved in recent years into a speculative investment for individua
Trading Forex With Bitcoin: How Does It Work? (XOM,EXPE,OSTK,TGT)
Investopedia / Posted 13 days ago
Bitcoin has evolved in recent years into a speculative investment for individuals seeking alpha from alternative assets and a possible hedge against global uncertainties and weakness in fiat currencies. Bitcoin (BTC) is a digital floating exchange... Read more
14d
Crain's Chicago Business
High-speed trading firm beats back allegations of manipulationChicago high-speed trading firm Allston Trading has rid itself of two complaint
High-speed trading firm beats back allegations of manipulation
Crain's Chicago Business / Posted 14 days ago
Chicago high-speed trading firm Allston Trading has rid itself of two complaints against its trading practices: a federal case and a private arbitration case lodged against it. The disputes are wrapped up in a broader industry debate over what is... Read more
15d
Market Watch
Oil dips further, Nymex crude under $42 a barrelOil slipped further into negative territory in Asian trade on Monday as the mar
Oil dips further, Nymex crude under $42 a barrel
Market Watch / Posted 15 days ago
Oil slipped further into negative territory in Asian trade on Monday as the market remained under selling pressure, with U.S. oil prices dropping below the $42 a barrel mark. “We have concerns about crude fundamentals and prices in [the second half... Read more
76 related stories
17d
Daily FX
British Pound Likely to Stick to Tight Range, but Watch Key DataFor Real-Time SSI Updates and Potential Trade Setups on the British Pound, sign
British Pound Likely to Stick to Tight Range, but Watch Key Data
Daily FX / Posted 17 days ago
For Real-Time SSI Updates and Potential Trade Setups on the British Pound, sign up for DailyFX on Demand The British Pound stuck to its tight trading range versus the US Dollar and failed once again to close above critical resistance. We’ll watch... Read more
17d
TheStreet.com
How to Spot Signs of a Crude Oil BottomOn the show, we pointed out the high probability of a retest of the low $40's l
How to Spot Signs of a Crude Oil Bottom
TheStreet.com / Posted 17 days ago
On the show, we pointed out the high probability of a retest of the low $40's low and possibly even a trip into the $30 range. Now that we are approaching the noted levels, we thought it would be a good idea to re-evaluate the energy market and... Read more
17d
Investopedia
Understanding Taxation On Leveraged ETFs (YCS)A leveraged exchange-traded fund, or ETF, is taxed based on its official struct
Understanding Taxation On Leveraged ETFs (YCS)
Investopedia / Posted 17 days ago
A leveraged exchange-traded fund, or ETF, is taxed based on its official structure, the nature of its underlying investments, how an investor uses it, and the returns or losses it experienced during the course of a year. This level of variety can be... Read more
17d
US Commodities Futures Trading Commission
CFTC Commissioner Mark P. Wetjen Announces his ResignationAugust 14, 2015 Washington, DC — Today, Commissioner Mark P. Wetjen announce
CFTC Commissioner Mark P. Wetjen Announces his Resignation
US Commodities Futures Trading Commission / Posted 17 days ago
August 14, 2015 Washington, DC — Today, Commissioner Mark P. Wetjen announced his resignation from the U.S. Commodity Futures Trading Commission, effective August 28, 2015. Mr. Wetjen was... Read more
17d
US Commodities Futures Trading Commission
Statement of Chairman Timothy G. Massad on the Resignation of Commissioner Mark P. Wetjen August 14, 2015 Washington, DC — Commodity Futures Trading Commission Chairm
Statement of Chairman Timothy G. Massad on the Resignation of Commissioner Mark P. Wetjen
US Commodities Futures Trading Commission / Posted 17 days ago
August 14, 2015 Washington, DC — Commodity Futures Trading Commission Chairman Tim Massad today made the following statement on the resignation of CFTC... Read more
18d
US Commodities Futures Trading Commission
Statement of Commissioner J. Christopher Giancarlo on the Fifth No-Action Letter Delay of Staff Advisory 13-69 (Washington, DC) August 13, 2015 As I have repeatedly stated, the benign sou
Statement of Commissioner J. Christopher Giancarlo on the Fifth No-Action Letter Delay of Staff Advisory 13-69
US Commodities Futures Trading Commission / Posted 18 days ago
(Washington, DC) August 13, 2015 As I have repeatedly stated, the benign sounding ‘Staff Advisory 13-69’ should be permanently withdrawn... Read more
18d
US Commodities Futures Trading Commission
CFTC Staff Issues Extension to Time-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border SituationsAugust 13, 2015 CFTC Staff Issues Extension to Time-Limited No-Action Letter o
CFTC Staff Issues Extension to Time-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations
US Commodities Futures Trading Commission / Posted 18 days ago
August 13, 2015 CFTC Staff Issues Extension to Time-Limited No-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations Washington, DC — The U.S. Commodity Futures Trading Commission’s (CFTC or... Read more
20d
International Business Times
Augur stakes its reputation on the wisdom of the crowd Just like the bitcoin network does something much greater than the sum of its p
Augur stakes its reputation on the wisdom of the crowd
International Business Times / Posted 20 days ago
Just like the bitcoin network does something much greater than the sum of its parts, so the decentralised prediction markets platform developed by Augur aims to give us glimpses into the future. Prediction markets harness the wisdom of the crowd to... Read more
21d
Market Watch
Split at SEC means swaps waiver rule likely to get big alterationMichael Piwowar, a Republican member of the Securities and Exchange Commission.
Split at SEC means swaps waiver rule likely to get big alteration
Market Watch / Posted 21 days ago
Michael Piwowar, a Republican member of the Securities and Exchange Commission. The SEC on Wednesday agreed, by an unusual 3-2 vote that was not, for a change, split along party lines, to send a proposed rule about waivers for swaps “bad actors” out... Read more
22d
Zero Hedge
Chinese Stocks Soar On Terrible Economic Data; US Futures Levitate; Brent Drops To 6 Month LowsFollowing last week's bad news for the economy (terrible ADP private payrolls,
Chinese Stocks Soar On Terrible Economic Data; US Futures Levitate; Brent Drops To 6 Month Lows
Zero Hedge / Posted 22 days ago
Following last week's bad news for the economy (terrible ADP private payrolls, confirmed by a miss in the NFP) which also resulted in bad news for the market which suffered its worst week in years, many were focused on how the market would react to... Read more
22d
Zero Hedge
Is The "Smart Money" Ready To Bet On Gold?For the last three weeks, gold has experienced something that has never happene
Is The "Smart Money" Ready To Bet On Gold?
Zero Hedge / Posted 22 days ago
For the last three weeks, gold has experienced something that has never happened before - hedge funds aggregate net position has been short for the first time in history. However, as Dana Lyons notes, this week saw another 'historic' shift in gold... Read more
23d
Zero Hedge
Dollar Outlook and Currency RotationThe US dollar posted gains against all the major currencies over the past week
Dollar Outlook and Currency Rotation
Zero Hedge / Posted 23 days ago
The US dollar posted gains against all the major currencies over the past week save the Australian and New Zealand dollars. The Reserve Bank of Australia appears to have moved to a more neutral stance on rates, relying on the currency to provide the... Read more
23d
Business Insider
The US Treasury still doesn't know what's going on in the world's biggest bond marketTreasury counselor Antonio Weiss says the October 15 2014 bond market flash cra
The US Treasury still doesn't know what's going on in the world's biggest bond market
Business Insider / Posted 23 days ago
Treasury counselor Antonio Weiss says the October 15 2014 bond market flash crash could happen again. The sharp sell-off and rebound rocked the US Treasury market, the biggest and most liquid bond market in the world. Yields on the US 10-year note... Read more
24d
The Star
Oil down, heads for 6th weekly loss on gasoline glutNEW YORK: Crude oil dipped on Friday, plumbing multi-month lows and heading for
Oil down, heads for 6th weekly loss on gasoline glut
The Star / Posted 24 days ago
NEW YORK: Crude oil dipped on Friday, plumbing multi-month lows and heading for a sixth straight week of losses, as the approaching end of the U.S. summer driving season suggested a growing surplus in gasoline supply. Oilfield services firm Baker... Read more
8 related stories
24d
Channel NewsAsia
Oil down, heads for 6th weekly loss on gasoline glutNEW YORK: Crude oil dipped on Friday, plumbing multi-month lows and heading for
Oil down, heads for 6th weekly loss on gasoline glut
Channel NewsAsia / Posted 24 days ago
NEW YORK: Crude oil dipped on Friday, plumbing multi-month lows and heading for a sixth straight week of losses, as the approaching end of the U.S. summer driving season suggested a growing surplus in gasoline supply. Oilfield services firm Baker... Read more
12 related stories
24d
US Commodities Futures Trading Commission
CFTC Charges New York Resident Gary Creagh and his Company, Wall Street Pirate Management, LLC, with Making False Statements to the National Futures AssociationAugust 7, 2015 Washington, DC – The U.S. Commodity Futures Trading Commissio
CFTC Charges New York Resident Gary Creagh and his Company, Wall Street Pirate Management, LLC, with Making False Statements to the National Futures Association
US Commodities Futures Trading Commission / Posted 24 days ago
August 7, 2015 Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC)... Read more
25d
Market Watch
CFTC fines Morgan Stanley $300,000 for violating customer protection ruleThe Commodity Futures Trading Commission fined Morgan Stanley MS, -0.77% $300,0
CFTC fines Morgan Stanley $300,000 for violating customer protection rule
Market Watch / Posted 25 days ago
The Commodity Futures Trading Commission fined Morgan Stanley MS, -0.77% $300,000 for violating the customer protection rule for cleared swaps. The CFTC says the firm failed to maintain sufficient U.S. dollars in segregated accounts on behalf of... Read more
25d
US Commodities Futures Trading Commission
CFTC Orders Morgan Stanley & Co. LLC to Pay a $300,000 Civil Monetary Penalty for Violations of Customer Protection Rule for Cleared Swaps and Related Supervision FailuresAugust 6, 2015 Order Finds that the Firm Failed to Maintain Sufficient U.S....
CFTC Orders Morgan Stanley & Co. LLC to Pay a $300,000 Civil Monetary Penalty for Violations of Customer Protection Rule for Cleared Swaps and Related Supervision Failures
US Commodities Futures Trading Commission / Posted 25 days ago
August 6, 2015 Order Finds that the Firm Failed to Maintain Sufficient U.S.... Read more
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