NASD

Latest stories

4d
Financial Planning.com
Can an employee broker register as an RIA before quitting?business activity. In a Dec. 6, 2001, interpretive letter, FINRA staff said the
Can an employee broker register as an RIA before quitting?
Financial Planning.com / Posted 4 days ago
business activity. In a Dec. 6, 2001, interpretive letter, FINRA staff said they believe that “the notice requirements of NASD Rule 3030 [now FINRA Rule 3270] are not triggered when, in an effort to apply for membership as a new broker/dealer, an... Read more
4d
AllAfrica.com
CSCs Rides On Innovation, DiversificationMr. Ariyo Olushekun. Although the company went public in 2012 the shares are y
CSCs Rides On Innovation, Diversification
AllAfrica.com / Posted 4 days ago
Mr. Ariyo Olushekun. Although the company went public in 2012 the shares are yet to be listed on the NSE and are only on NASD Plc, the platform that facilitates the trading of public companies that are not listed on the exchange. CSCS recorded... Read more
4d
AllAfrica.com
NASD OTC Eyes Firms Delisted From Nigerian Stock ExchangeThe management of NASD Plc is making moves to get the eight companies delisted
NASD OTC Eyes Firms Delisted From Nigerian Stock Exchange
AllAfrica.com / Posted 4 days ago
The management of NASD Plc is making moves to get the eight companies delisted from the Nigerian Stock Exchange (NSE) last week to trade on the over-the-counter (OTC) market. NASD Plc is the platform for the securities of all unquoted public... Read more
4d
AllAfrica.com
Commodities Exchanges As Paths to Diversificationother players in the market will be able to trade across multiple platform as y
Commodities Exchanges As Paths to Diversification
AllAfrica.com / Posted 4 days ago
other players in the market will be able to trade across multiple platform as you know, there is FMDQ OTC market, equities, NASD OTC market as well. "So with the commodities also being available, I think that is one of the things that will place... Read more
5d
Financial Planning.com
Can an employee broker register as an RIA before quitting?business activity. In a Dec. 6, 2001, interpretive letter, FINRA staff said the
Can an employee broker register as an RIA before quitting?
Financial Planning.com / Posted 5 days ago
business activity. In a Dec. 6, 2001, interpretive letter, FINRA staff said they believe that “the notice requirements of NASD Rule 3030 [now FINRA Rule 3270] are not triggered when, in an effort to apply for membership as a new broker/dealer, an... Read more
5d
Vail Daily
Will the Fed raise rates in June?raise its benchmark rate sooner than expected, perhaps as early as June. The r
Will the Fed raise rates in June?
Vail Daily / Posted 5 days ago
raise its benchmark rate sooner than expected, perhaps as early as June. The results were mixed, with the S&P 500 and Nasdaq up for the week while the Dow Jones Industrial Average dipped. The yield on the 10-year Treasury, meanwhile, rose to... Read more
38 related stories
13d
Vail Daily
Stocks continue to struggleFinancials, Health Care, Industrials, Information Technology, Materials, Teleco
Stocks continue to struggle
Vail Daily / Posted 13 days ago
Financials, Health Care, Industrials, Information Technology, Materials, Telecommunication Services and Utilities. The NASDAQ Composite Index® Stocks traded on the NASDAQ stock market are usually the smaller, more volatile corporations and... Read more
17d
AllAfrica.com
Transactions On NASD OTC Hit N50 Billion in 2015NASD OTC Plc has announced that the value of transactions executed on the platf
Transactions On NASD OTC Hit N50 Billion in 2015
AllAfrica.com / Posted 17 days ago
NASD OTC Plc has announced that the value of transactions executed on the platform as at December 31, 2015, was over N50 billion. The market also witnessed an extraordinary trade in excess of N40 billion, the first of its kind since inception and... Read more
22d
TheStreet.com
Nasdaq's President and COO: 'We're really a fintech company'for product development and knack for driving results. Most recently, Friedman
Nasdaq's President and COO: 'We're really a fintech company'
TheStreet.com / Posted 22 days ago
for product development and knack for driving results. Most recently, Friedman has been spearheading the transformation of Nasdaq since returning to serve as president and COO in 2014 after a three-year stint as chief financial officer of private... Read more
27d
AllAfrica.com
Growing Nigeria's Commodities Exchangeplayers in the market will be able to trade across multiple platform as you kno
Growing Nigeria's Commodities Exchange
AllAfrica.com / Posted 27 days ago
players in the market will be able to trade across multiple platform as you know, there is FMDQ, OTC Market, Equities, NASD OTC market as well. So with the commodities also being available, I think that is one of the things that will place... Read more
29d
The Natchez Democrat
Report: Cuts put school district $1.5M shortgroup’s data indicates the Natchez-Adams district only received $15.9 million o
Report: Cuts put school district $1.5M short
The Natchez Democrat / Posted 29 days ago
group’s data indicates the Natchez-Adams district only received $15.9 million of a $17.4 million pot dedicated to NASD under the Mississippi Adequate Education program. In a statement, Nancy Loomis with the Parents’ Campaign, blames... Read more
30d
Business Wire
Ledyard Financial Group Declares Quarterly DividendLebanon, New Hampshire and in Norwich, Vermont. Ledyard Financial Group, Inc.
Ledyard Financial Group Declares Quarterly Dividend
Business Wire / Posted 30 days ago
Lebanon, New Hampshire and in Norwich, Vermont. Ledyard Financial Group, Inc. shares can be bought and sold through the NASD sanctioned “OTC Markets” under the trading symbol LFGP. Shares may be traded through an individual’s broker. For more... Read more
30d
The Natchez Democrat
Natchez-Adams School District to pay $127K to former principaltoss out the jury verdict or grant a new trail. However, the appeal was denied.
Natchez-Adams School District to pay $127K to former principal
The Natchez Democrat / Posted 30 days ago
toss out the jury verdict or grant a new trail. However, the appeal was denied. Rather than appealing to a higher court, NASD Board of Trustees Attorney Bruce Kuehnle said the parties have reached a compromise settlement of $625,000. The district... Read more
3 related stories

People in this news