Regulatory Authority articles over last 30 days

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2015/03/28 21:56
2015/03/28 21:56
1m
Curious why investors are bailing out of the market, or rather "market" - which trades a few basis points away from its all time highs on nothing but central-bank liquidity and multiple expansion...
2015/03/28 21:56
2015/03/28 21:56
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2015/03/28 20:29
2015/03/28 20:29
46m
SWEPT by the economic tide that has hit the Zimbabwean economy since around 2000, numerous high-flying indigenous entrepreneurs who were the country's flag-bearers for black economic empowerment have...
2015/03/28 19:58
2015/03/28 19:58
1h
Unwarranted taxes and ambiguous policies: Business community disheartened with Govt The business community is displeased with the Government's business policies incorporated in the interim Budget and...
2015/03/28 19:43
2015/03/28 19:43
1h
The bandh came in response to Karnataka's Government decision to allocate Rs 25 crore for preparation of the Detailed Project Report to construct the dam, which farmers in Tamil Nadu have objected...
2015/03/28 03:59
2015/03/28 03:59
17h
CM asks MPs to meet Modi to express State’s concern A day ahead of an Opposition-backed farmers’ bandh over the Mekedatu row, the Tamil Nadu Assembly on Friday adopted a unanimous resolution, moved...
2015/03/27 20:30
2015/03/27 20:30
1d
... image) The over-the-top (OTT) players like WhatsApp, Skype, Instagram and Facebook messenger among others have come under the scanner of the Telecom Regulatory Authority of...
2015/03/27 18:25
2015/03/27 18:25
1d
A Miami-based securities brokerage and five South Florida individuals faced enforcement actions from the Financial Industry Regulatory Authority (FINRA) in the past month: Aggressive trading West...
2015/03/27 17:27
2015/03/27 17:27
1d
NEW YORK (Reuters) - Citadel Securities, a top market maker in U.S. stocks and listed options, plans to shutter its Apogee "dark pool" to focus on another of its off-exchange stock trading venues...
2015/03/27 13:21
2015/03/27 13:21
1d
Most, if not all, agreements between investors and stockbrokers include mandatory arbitration agreements where the investor waives any right to recourse from the courts should a dispute arise with...
2015/03/27 11:31
2015/03/27 11:31
1d
State corporations with more than nine members may be required to trim their boards following new regulations. President Uhuru Kenyatta on Wednesday signed an executive order requiring all parastatal...
2015/03/27 09:32
2015/03/27 09:32
1d
TANZANIA Communications Regulatory Authority (TCRA) Director General, Prof John Nkoma has stressed on the need for communication service providers to serve the public with content that will foster...
2015/03/27 09:31
2015/03/27 09:31
1d
Happiness Zengeni and Conrad Mwanawashe — Brainworks Capital Management has withdrawn the offer that it had made to Empowerment Corporation to purchase its 40 percent shareholding in Telecel Zimbabwe...
2015/03/27 08:29
2015/03/27 08:29
1d
Fuel retailers in Zimbabwe face collapse due to unsustainably high duty and very expensive fuel sourced from international oil cartels delivering products from high seas, the Financial Gazette has...
2015/03/27 05:56
2015/03/27 05:56
1d
When one considers Congress enacts perhaps 50 meaningful statutes per year, it becomes plain that the first branch no longer is our nation’s primary lawmaking body. America has morphed into the...
2015/03/27 05:22
2015/03/27 05:22
1d
How gov't aims to protect low-income users of 'payday' loans WASHINGTON (AP) — Each month, more than 200,000 needy U.S. households take out what's advertised as a brief loan. Many have run out of...
2015/03/27 00:18
2015/03/27 00:18
1d
Molycorp Inc. is seeking looser debt terms from lender Oaktree Capital Group LLC that would give the unprofitable miner of rare-earth minerals access to cash to support a turnaround effort, two people...
2015/03/26 22:47
2015/03/26 22:47
1d
Speculators will come out of the woodwork in Melbourne, says Paul Ciprian. Photo: Louie Douvis Despite talk of a housing construction and price surge following the latest interest rate cut, it...
2015/03/26 20:16
2015/03/26 20:16
2d
Many advisors � and their bosses � like to brag about how much money they�ve made for their firm. Mark Hotton isn�t one of them. The now-barred advisor has cost Oppenheimer nearly $10 million in fines...
2015/03/26 17:04
2015/03/26 17:04
2d
NEW YORK (AP) — The Financial Industry Regulatory Authority is ordering Oppenheimer & Co. to pay $3.75 million for failing to supervise an employee who defrauded clients and the producers of a...
2015/03/26 11:30
2015/03/26 11:30
2d
By Nasongelya Kilyinga and Masato Masato Dodoma — THE government has purchased a new device to control misuse of mobile phones and crime which is to be installed after completion of some procedures,...
2015/03/28 21:56
2015/03/28 21:56
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