Securities Commission articles over last 30 days

- articles last 30 days - articles per day
Mentioned in this news Places Companies People
2014/12/18 19:17
2014/12/18 19:17
44m
LOS ANGELES--(BUSINESS WIRE)--PropFunds L.P., doing business in the real estate crowdfunding arena, just funded a bridge loan of $750,000 for a luxury home development in Hidden Hills, CA. The total...
2014/12/18 19:17
2014/12/18 19:17
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2014/12/18 17:31
2014/12/18 17:31
2h
Suspect charged with Domestic Violence 2nd degree (2 counts), $30,000 bond each, currently in the Jefferson County jail. Murder charges still pending. Homicide Investigation The Birmingham Police...
2014/12/18 11:39
2014/12/18 11:39
8h
Ontario Securities Commission staff were “irresponsible” in suggesting former Bay Street lawyer Mitchell Finkelstein accepted cash for passing along tips about takeover deals, his lawyer told a...
2014/12/15 23:49
2014/12/15 23:49
2d
KUALA LUMPUR: Supermax Corp Bhd CEO Datuk Seri Stanley Thai was charged at the Sessions Court here with insider trading related to Supermax’s former associate APL Industries Bhd (APLI). Thai Kim Sim,...
2014/12/15 23:49
2014/12/15 23:49
2d
PETALING JAYA: Malakoff Corp Bhd, which is making a comeback to Bursa Malaysia next year, may sell as much as US$1.5bil (RM5.25bil) worth of shares for its proposed initial public offering...
2014/12/15 06:49
2014/12/15 06:49
3d
KUALA LUMPUR: Malakoff Bhd has submitted its application for the proposed re-listing on the Main Market of Bursa Malaysia Securities to the regulators. Its investment bank, Maybank Investment Bank...
2014/12/15 04:49
2014/12/15 04:49
3d
KUALA LUMPUR: The Securities Commission has hauled Supermax chief executive officer and group managing director Datuk Seri Stanley Thai with alleged insider trading. He was charged in court on Monday...
2014/12/15 01:15
2014/12/15 01:15
3d
The Securities and Exchange Commission (SEC) will relax rules and regulations for foreign companies listing on the Stock Exchange of Thailand. The amended rules are expected to take effect by February...
2014/12/14 23:49
2014/12/14 23:49
3d
PETALING JAYA: The Employees Provident Fund (EPF), Retirement Fund Inc (KWAP) and Credit Suisse Group AG, which have been mopping up shares in special purpose acquisition company (SPAC) Reach Energy...
2014/12/12 20:39
2014/12/12 20:39
5d
... is “indisputable” that a former elite Bay Street lawyer fed tips about six impending corporate deals to an old fraternity friend, staff for the Ontario Securities Commission alleged on Friday as...
2014/12/12 09:49
2014/12/12 09:49
6d
KUALA LUMPUR: The Committee to Strengthen the Accountancy Profession (CSAP), a multi-agency panel formed by the Ministry of Finance, today released a consultative document and invited public feedback...
2014/12/12 01:49
2014/12/12 01:49
6d
KUALA LUMPUR: Bumi Armada, Dnex, Astro and oil and gas related counters would be among the stocks to watch on Friday after the selldown the previous day and amid the fresh corporate news. Foreign...
2014/12/09 18:37
2014/12/09 18:37
9d
MONTGOMERY, AL (WSFA) - If you're thinking about investing some money in 2015, you need to read this first. The Alabama Security Commission released it's top investor threats of 2015. They're hoping...
2014/12/09 11:39
2014/12/09 11:39
9d
Ontario’s top securities watchdog is calling out policy pundit Jack Mintz in a rare public rebuke. Despite being known as a regulator that rarely ruffles feathers, the Ontario Securities Commission...
2014/12/09 09:49
2014/12/09 09:49
9d
KUALA LUMPUR: The Securities Commission has charged a remisier Tiong Kiong Choon with insider trading offences involving APL Industries Bhd shares in 2007. It said on Tuesday Tiong was charged with...
2014/12/08 00:05
2014/12/08 00:05
10d
Former Commonwealth Bank boss turned bankbuster David Murray. Photo: Dominic Lorrimer If you thought the release of David Murray's financial system inquiry was exciting, then you ain't seen nothing...
2014/12/06 13:49
2014/12/06 13:49
12d
Ask anyone about the importance of planning for their retirement and the answer is a resounding “Yes, it is important”. Yet, no matter how crucial retirement planning is, most people do not seem to...
2014/12/06 02:19
2014/12/06 02:19
12d
The British Columbia Securities Commission (BCSC) is alleging that Vancouver resident Ayaz Dhanani defrauded a complete stranger of $55,000 in addition to defrauding a former co-worker of...
Vancouver
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2014/12/06 00:49
2014/12/06 00:49
12d
Currently it’s like sweating before sitting for final exams THERE is a frenzy of interest on the establishment of the Asean community, particularly the Asean Economic Community (AEC), especially in...
2014/12/04 22:17
2014/12/04 22:17
13d
WHEATON, Ill.--(BUSINESS WIRE)--First Trust Advisors L.P. (“First Trust”), a global ETF provider and asset manager, today announced that it has cross-listed five additional exchange-traded funds...
2014/12/18 19:17
2014/12/18 19:17
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