Securities Commission articles over last 30 days

- articles last 30 days - articles per day
Mentioned in this news Places Companies People
2015/07/06 07:16
2015/07/06 07:16
1m
Prime Minister John Key. New Zealand Herald photograph. The $18 million settlement reached between Hanover Finance's directors and promoters and the Financial Markets Authority should be of some...
2015/07/06 07:16
2015/07/06 07:16
Latest videos
2015/07/05 09:37
2015/07/05 09:37
21h
Can Utusan stop financial bleeding in the next 2-3 years? – MaxMonster Analytics Published: 5 July 2015 4:38 PM Early last month, Utusan Melayu Malaysia Bhd – which publishes two daily newspapers...
2015/07/03 09:50
2015/07/03 09:50
2d
KUALA LUMPUR: Kumpulan Wang Persaraan (Diperbadankan) (KWAP) chief executive officer Wan Kamaruzaman Wan Ahmad has been appointed as chairman of the MSWG’s institutional investor council...
2015/07/02 18:39
2015/07/02 18:39
3d
In Canada’s balkanized financial markets enforcement regime, when one provincial watchdog bans or suspends a fraudster or someone else who has violated securities rules, the others usually need to...
2015/07/02 07:49
2015/07/02 07:49
3d
Top foreign stories Bank of England deputy says Greek situation ‘very dangerous’, no contagion: Greece’s deepening debt crisis has become “very dangerous” but there is no sign yet of it spreading to...
2015/07/02 05:49
2015/07/02 05:49
4d
KUALA LUMPUR: The Securities Commission (SC) has revoked the Capital Market Services Representative’s Licence (CMSRL) of Lim Chin Wat for improper business practices when trading in Magna Prima Bhd...
2015/07/02 02:37
2015/07/02 02:37
4d
Tadmax completes sale of land to 1MDB unit Published: 2 July 2015 9:50 AM Tadmax Resources Bhd has completed the disposal of a parcel of land in Pulau Indah, to 1Malaysia Development Bhd’s (1MDB)...
2015/07/01 10:50
2015/07/01 10:50
4d
KUALA LUMPUR: Malaysia is now the first Asean country to have a legal framework on crowdfunding. Crowdfunding, a practice to raise money from the public to start up a project or venture - usually...
2015/07/01 07:37
2015/07/01 07:37
4d
Court allows suit against directors of gold investment firm More than 100 investors turned up at Ipoh High Court today to hear the decision on the leave of application for a summons against Bestino...
2015/06/30 00:21
2015/06/30 00:21
6d
One Big Switch, the consumer action group, has been forced to review its compliance with financial services laws after the Australian Investments and Securities Commission (ASIC) found it had operated...
2015/06/29 21:15
2015/06/29 21:15
6d
Before being licensed, I did some consulting work and had a website. The state apparently felt I was providing investment advice and issued a cease-and-desist order. I took down my website, stopped my...
FINRA
MENTIONED
2015/06/29 14:49
2015/06/29 14:49
6d
KUALA LUMPUR: Kuantan Flour Mills Bhd (KFM) has proposed to cancel 45 sen of the value of each existing 50 sen ordinary KFM share in a bid to wipe out its entire losses. It told Bursa Malaysia on...
2015/06/27 16:07
2015/06/27 16:07
8d
Long term optimism for Ta Ann’s new joint ventures Analysts are long-term positive on TA Ann Holdings Bhd (Ta Ann) latest contract to develop two parcels of native customary rights (NCR) land in...
2015/06/26 12:37
2015/06/26 12:37
9d
Vietnam removes foreign ownership cap on most equities Published: 26 June 2015 8:16 PM People on motorcycles ride past Hanoi Stock Exchange in Hanoi, Vietnam. Vietnam's government approved the...
2015/06/26 12:18
2015/06/26 12:18
9d
TORONTO--(BUSINESS WIRE)--BitGold (TSX-V:XAU), a platform for savings and payments in gold, is pleased to announce the launch of the BitGold platform for residents of the US and US territories. As of...
Toronto Milan
MENTIONED
2015/06/26 10:39
2015/06/26 10:39
9d
A former executive assistant at brokerage firm GMP Securities LP has been ordered to pay penalties and costs totalling $650,000 and has been banned from working as a registrant in the financial...
2015/06/25 23:29
2015/06/25 23:29
10d
Key to the case will be a 2004 Ontario Securities Commission ruling, which set out strict parameters under which Talon was allowed to sell the units. The commission ruled that Talon would be exempted...
2015/06/24 12:50
2015/06/24 12:50
11d
KUALA LUMPUR: Pavilion Real Estate Investment Trust (REIT) will set up a medium-term notes (MTN) programme of RM8bil in nominal value. Its management company Pavilion REIT Management Sdn Bhd told...
Read more at The Star, The Star
2015/06/23 01:29
2015/06/23 01:29
13d
New Zealand investors are relatively upbeat about the state of the nation's financial markets, but almost half of them have never heard of the entity tasked with regulating capital markets and...
2015/06/22 21:12
2015/06/22 21:12
13d
June 15 marked World Elder Abuse Awareness Day, and the Alberta Securities Commission (ASC) is warning Alberta’s senior population about their risk of becoming victims of investment fraud. According...
2015/07/06 07:16
2015/07/06 07:16
Latest from Twitter