Securities Commission

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1d
CTV News
Five things to watch for in the Canadian business world in the coming weekOn Tuesday in Toronto, Maureen Jensen gives her first keynote address since she
Five things to watch for in the Canadian business world in the coming week
CTV News / Posted yesterday
On Tuesday in Toronto, Maureen Jensen gives her first keynote address since she became chairwoman and CEO of the Ontario Securities Commission earlier this year. On her watch, the securities watchdog launched Canada's first paid whistleblower... Read more
3d
Spruce Grove Examiner
Breaking the glass ceiling for womentheir boards and their policies regarding appointing women to board positions,
Breaking the glass ceiling for women
Spruce Grove Examiner / Posted 3 days ago
their boards and their policies regarding appointing women to board positions, as soon as the spring of 2017. The Alberta Securities Commission (ASC) has proposed a rule change regarding women in executive positions. “In 2015, our government made... Read more
3d
WA Today
Better call Sol: The king of Australia's cash registersfrom Lew's private interests to Coles Myer while he was chair. It attracted the
Better call Sol: The king of Australia's cash registers
WA Today / Posted 3 days ago
from Lew's private interests to Coles Myer while he was chair. It attracted the interest of what was then the Australian Securities Commission, now known as ASIC but no charges were ever laid against any parties. More recently Lew built a 10 per... Read more
4 related stories
3d
The Age
Better call Sol: The king of Australia's cash registersfrom Lew's private interests to Coles Myer while he was chair. It attracted the
Better call Sol: The king of Australia's cash registers
The Age / Posted 3 days ago
from Lew's private interests to Coles Myer while he was chair. It attracted the interest of what was then the Australian Securities Commission, now known as ASIC but no charges were ever laid against any parties. More recently Lew built a 10 per... Read more
4 related stories
3d
Sydney Morning Herald
Better call Sol: The king of Australia's cash registersfrom Lew's private interests to Coles Myer while he was chair. It attracted the
Better call Sol: The king of Australia's cash registers
Sydney Morning Herald / Posted 3 days ago
from Lew's private interests to Coles Myer while he was chair. It attracted the interest of what was then the Australian Securities Commission, now known as ASIC but no charges were ever laid against any parties. More recently Lew built a 10 per... Read more
4 related stories
3d
Canberra Times
Better call Sol: The king of Australia's cash registersfrom Lew's private interests to Coles Myer while he was chair. It attracted the
Better call Sol: The king of Australia's cash registers
Canberra Times / Posted 3 days ago
from Lew's private interests to Coles Myer while he was chair. It attracted the interest of what was then the Australian Securities Commission, now known as ASIC but no charges were ever laid against any parties. More recently Lew built a 10 per... Read more
4 related stories
3d
Brisbane Times
Better call Sol: The king of Australia's cash registersfrom Lew's private interests to Coles Myer while he was chair. It attracted the
Better call Sol: The king of Australia's cash registers
Brisbane Times / Posted 3 days ago
from Lew's private interests to Coles Myer while he was chair. It attracted the interest of what was then the Australian Securities Commission, now known as ASIC but no charges were ever laid against any parties. More recently Lew built a 10 per... Read more
4 related stories
4d
Business Wire
Knorr-Bremse acquires additional shares in Haldex and adjusts the terms of the Offerof the Offer on 5 September 2016. NEITHER THE UNITED STATES SECURITIES AND EXC
Knorr-Bremse acquires additional shares in Haldex and adjusts the terms of the Offer
Business Wire / Posted 4 days ago
of the Offer on 5 September 2016. NEITHER THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION NOR ANY U.S. STATE SECURITIES COMMISSION OR REGULATORY AUTHORITY HAS APPROVED OR DISAPPROVED OF THIS OFFER, PASSED UPON THE FAIRNESS OR MERITS... Read more
4d
The Borneo Post
SC’S crowdfunding framework sends right signal to investorsKUALA LUMPUR: The Securities Commission Malaysia’s (SC) excellent crowdfunding
SC’S crowdfunding framework sends right signal to investors
The Borneo Post / Posted 4 days ago
KUALA LUMPUR: The Securities Commission Malaysia’s (SC) excellent crowdfunding framework, which enables Malaysia to raise more alternative capital in the market, was highly regarded at the Global Symposium on Innovative Financial Inclusion... Read more
5d
The Globe and Mail
Because it's 2016: Views on diversity changing fastchanging, but slowly, according to the Canadian Board Diversity Council (CBDC).
Because it's 2016: Views on diversity changing fast
The Globe and Mail / Posted 5 days ago
changing, but slowly, according to the Canadian Board Diversity Council (CBDC). Here is a snapshot: In 2015, the Ontario Securities Commission began requiring companies to disclose information on the gender diversity of their boards. Six out of... Read more
7d
Philly.com
Robert Lam, member of Pa. Securities CommissionRobert M. Lam, 91, of Jenkintown and Boca Raton, Fla., cofounder of a realty co
Robert Lam, member of Pa. Securities Commission
Philly.com / Posted 7 days ago
Robert M. Lam, 91, of Jenkintown and Boca Raton, Fla., cofounder of a realty company and member of the Pennsylvania Securities Commission for three decades, died Thursday, Sept. 15, of kidney failure at home. He was the longest-tenured member of the... Read more
10d
Manila Bulletin
Mobileye says it warned Tesla against enabling ‘hands-free’ drivingto keep their hands on the wheel. However, Tesla later backed off this pledge,
Mobileye says it warned Tesla against enabling ‘hands-free’ driving
Manila Bulletin / Posted 10 days ago
to keep their hands on the wheel. However, Tesla later backed off this pledge, Mobileye said in its filing with the U.S. Securities Commission, launching hands-free activation features late last year. A Tesla spokeswoman said on Thursday that... Read more
160 related stories
10d
Channel NewsAsia
Mobileye says it warned Tesla against enabling 'hands-free' drivingto keep their hands on the wheel. However, Tesla later backed off this pledge,
Mobileye says it warned Tesla against enabling 'hands-free' driving
Channel NewsAsia / Posted 10 days ago
to keep their hands on the wheel. However, Tesla later backed off this pledge, Mobileye said in its filing with the U.S. Securities Commission, launching hands-free activation features late last year. A Tesla spokeswoman said on Thursday that... Read more
160 related stories
10d
Fortune
Mobileye Says It Warned Tesla Against Enabling ‘Hands-Free’ Drivingto keep their hands on the wheel. However, Tesla later backed off this pledge,
Mobileye Says It Warned Tesla Against Enabling ‘Hands-Free’ Driving
Fortune / Posted 10 days ago
to keep their hands on the wheel. However, Tesla later backed off this pledge, Mobileye said in its filing with the U.S. Securities Commission, launching hands-free activation features late last year. A Tesla spokeswoman said on Thursday that... Read more
160 related stories
10d
Reuters
Mobileye says it warned Tesla against enabling 'hands-free' drivingto keep their hands on the wheel. However, Tesla later backed off this pledge,
Mobileye says it warned Tesla against enabling 'hands-free' driving
Reuters / Posted 10 days ago
to keep their hands on the wheel. However, Tesla later backed off this pledge, Mobileye said in its filing with the U.S. Securities Commission, launching hands-free activation features late last year. A Tesla spokeswoman said on Thursday that... Read more
160 related stories
11d
Business Wire
Knorr-Bremse Increases Cash Offer to the Shareholders of Haldex to SEK 125 Per Share and Reduces the Minimum Acceptance Level Conditionof the Offer on 5 September 2016. NEITHER THE UNITED STATES SECURITIES AND EXC
Knorr-Bremse Increases Cash Offer to the Shareholders of Haldex to SEK 125 Per Share and Reduces the Minimum Acceptance Level Condition
Business Wire / Posted 11 days ago
of the Offer on 5 September 2016. NEITHER THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION NOR ANY U.S. STATE SECURITIES COMMISSION OR REGULATORY AUTHORITY HAS APPROVED OR DISAPPROVED OF THIS OFFER, PASSED UPON THE FAIRNESS OR MERITS... Read more
11d
CTV News
A look at rare times the Canadian justice system has allowed cameras in courtof Canada's polygamy laws. Alberta -- Cameras were allowed in for an inquiry i
A look at rare times the Canadian justice system has allowed cameras in court
CTV News / Posted 11 days ago
of Canada's polygamy laws. Alberta -- Cameras were allowed in for an inquiry into a matter involving the Alberta Securities Commission in 1980 and a fatality inquiry into the death of Connie Jacobs in 1999. Jacobs and her son were shot... Read more
11d
Calgary Sun
Cameras in Canadian courtrooms: A look at rare times the Canadian justice system has allowed themof Canada’s polygamy laws. Alberta: Cameras were allowed in for an inquiry int
Cameras in Canadian courtrooms: A look at rare times the Canadian justice system has allowed them
Calgary Sun / Posted 11 days ago
of Canada’s polygamy laws. Alberta: Cameras were allowed in for an inquiry into a matter involving the Alberta Securities Commission in 1980 and a fatality inquiry into the death of Connie Jacobs in 1999. Jacobs and her son were shot... Read more
17d
The New Zealand Herald
NZ refuses to learn lessons of failurecases led by liquidators. The FMA has powers to lead civil actions on behalf of
NZ refuses to learn lessons of failure
The New Zealand Herald / Posted 17 days ago
cases led by liquidators. The FMA has powers to lead civil actions on behalf of investors. And the FMA, its predecessor the Securities Commission, and the Serious Fraud Office have launched criminal actions to considerable success, particularly... Read more
18d
Al.com
The anti-pension 'Geeks' are at it againBy Tom Krebs,a securities lawyer in Birmingham, Alabama. He is a former Directo
The anti-pension 'Geeks' are at it again
Al.com / Posted 18 days ago
By Tom Krebs,a securities lawyer in Birmingham, Alabama. He is a former Director of the Alabama Securities Commission and was the Assistant Director and Deputy General Counsel of the Financial Crisis Inquiry Commission. He also was Senior Counsel to... Read more
25d
Mission City Record
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Mission City Record / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Maple Ridge News
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Maple Ridge News / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Revelstoke Review
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Revelstoke Review / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Kelowna Capital News
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Kelowna Capital News / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Vernon Morning Star
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Vernon Morning Star / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Surrey Leader
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Surrey Leader / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Agassiz-Harrison Observer
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Agassiz-Harrison Observer / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Abbotsford News
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Abbotsford News / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
BC Local News
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
BC Local News / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Cloverdale Reporter
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Cloverdale Reporter / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Peace Arch News
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Peace Arch News / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Williams Lake Tribune
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Williams Lake Tribune / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
The Chilliwack Progress
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
The Chilliwack Progress / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Penticton Western News
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Penticton Western News / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Aldergrove Star
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Aldergrove Star / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Salmon Arm Observer
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Salmon Arm Observer / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
25d
Langley Times
No way to make Ponzi fraudster repay B.C. victimsThe head of a Ponzi scheme that ensnared investors across B.C. has been ordered
No way to make Ponzi fraudster repay B.C. victims
Langley Times / Posted 25 days ago
The head of a Ponzi scheme that ensnared investors across B.C. has been ordered by the B.C. Securities Commission to pay penalties totalling $21.8 million for defrauding more than 120 people out of millions of dollars. But there's little hope any of... Read more
16 related stories
28d
FOX 13 Utah
Utah offers big reward to blow the whistle on financial scamsaward is based on how critical the whistleblower’s information was to the case
Utah offers big reward to blow the whistle on financial scams
FOX 13 Utah / Posted 28 days ago
award is based on how critical the whistleblower’s information was to the case as determined by the Utah Division of Securities Commission. By law, it can be up to 30 percent of the money recovered. Since the law was enacted, Woodwell said,... Read more
28d
WBIR-TV Knoxville
Knoxville Center mall sold for $10.1 millioninvestors bought the Knoxville Center mall for about one-third of its appraised
Knoxville Center mall sold for $10.1 million
WBIR-TV Knoxville / Posted 28 days ago
investors bought the Knoxville Center mall for about one-third of its appraised value, according to a report from the U.S. Securities Commission. Knoxville Partners LLC purchased the 964,000-square-foot mall for about $10.12 million, which is a... Read more
m
The Globe and Mail
After TSX Ventures, John McCoach steps up for national securities regulatorinvolved in creating the Canadian Venture Exchange in 1999. I was at Yorkton Se
After TSX Ventures, John McCoach steps up for national securities regulator
The Globe and Mail / Posted 1 months ago
involved in creating the Canadian Venture Exchange in 1999. I was at Yorkton Securities, and I sat on a number of VSE and securities commission committees. In 1998, me and other directors and governors concluded that small, regional stock markets... Read more
m
Money Management
Good practice for CIS should help encourage competitionfees and expenses should help encourage competition among them, according to th
Good practice for CIS should help encourage competition
Money Management / Posted 1 months ago
fees and expenses should help encourage competition among them, according to the board of the International Organisation of Securities Commission (IOSCO). As regulators internationally have been concerned about the potential impact of CIS fees and... Read more

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