Securities Commission

Latest stories

1d
Sabah Daily Express
SC warns public of unlicensed financial servicesKuala Lumpur: The Securities Commission (SC) is alerting the public of firms an
SC warns public of unlicensed financial services
Sabah Daily Express / Posted yesterday
Kuala Lumpur: The Securities Commission (SC) is alerting the public of firms and individuals who are promoting financial planning services without being licensed by the commission. It is essential that investors are advised by licensed professionals... Read more
2d
US Commodities Futures Trading Commission
Federal Court Orders Israeli Web-based Firms, Vault Options, Ltd. and Global Trader 365, to Pay More than $4.5 Million for Unlawful Off-Exchange Binary Options Trading, Fraud, and Registration Violationsthe assistance of the Israeli Securities Authority, the Cyprus Securities and E
Federal Court Orders Israeli Web-based Firms, Vault Options, Ltd. and Global Trader 365, to Pay More than $4.5 Million for Unlawful Off-Exchange Binary Options Trading, Fraud, and Registration Violations
US Commodities Futures Trading Commission / Posted 2 days ago
the assistance of the Israeli Securities Authority, the Cyprus Securities and Exchange Commission, and the Ontario Securities Commission. CFTC Division of Enforcement staff members responsible for this action are Camille Arnold, Heather... Read more
3d
Business Wire
Mexichem Reports 2016 Second Quarter Resultshighlighted under the title “Risk Factors” on the annual report submitted by Me
Mexichem Reports 2016 Second Quarter Results
Business Wire / Posted 3 days ago
highlighted under the title “Risk Factors” on the annual report submitted by Mexichem to the Mexican Nati onal Banking and Securities Commission (CNBV). The forward-looking statements included herein represent Mexichem’s views as of the date of... Read more
4d
The Age
InterOil founder escalates war on successors with probe callsmells rotten," he pointed to public disclosures of purchases by board members.
InterOil founder escalates war on successors with probe call
The Age / Posted 4 days ago
smells rotten," he pointed to public disclosures of purchases by board members. "We believe the Alberta or Ontario Securities Commission and the New York Stock Exchange should review the facts in this matter to determine whether potential... Read more
4d
Business Wire
GENTERA Reports 2Q16 Resultsquarter period ended June 30, 2016. All figures were prepared in accordance wit
GENTERA Reports 2Q16 Results
Business Wire / Posted 4 days ago
quarter period ended June 30, 2016. All figures were prepared in accordance with requirements from the National Banking and Securities Commission (CNBV) and are expressed in nominal Mexican pesos (Ps.). 2Q16 Highlights: Loan Portfolio per... Read more
5d
The Globe and Mail
Health Canada reviewing B.C. natural-health company’s treatmentsnamed earlier this year as one of the players in an alleged $65-million (U.S.)
Health Canada reviewing B.C. natural-health company’s treatments
The Globe and Mail / Posted 5 days ago
named earlier this year as one of the players in an alleged $65-million (U.S.) fraud under investigation by the B.C. Securities Commission. The commission issued a notice in January that alleged Pegasus Pharmaceuticals Group Inc. defrauded... Read more
7d
The Borneo Post
Ripple effects of the OPR cutconsumer spending.” Another near term potential catalyst for the sector is the
Ripple effects of the OPR cut
The Borneo Post / Posted 7 days ago
consumer spending.” Another near term potential catalyst for the sector is the possible revision of REIT guidelines by the Securities Commission to allow for green development up to certain percentage of total assets value, similar to Singapore and... Read more
8d
The Globe and Mail
Can Garth Drabinsky make good on his next musical comeback?in mind all the baggage and history and whatnot,” he explained. That “whatnot”
Can Garth Drabinsky make good on his next musical comeback?
The Globe and Mail / Posted 8 days ago
in mind all the baggage and history and whatnot,” he explained. That “whatnot” includes parole conditions that the Ontario Securities Commission says prevent Drabinsky from “owning or operating a business or being in a position of responsibility... Read more
9d
Business Wire
UNIFIN Reports Net Profit of Ps. 302.4 Million, Nominal Financial Margin Increase of 53.1% in 2Q16Financial information has been prepared in accordance with the accounting crite
UNIFIN Reports Net Profit of Ps. 302.4 Million, Nominal Financial Margin Increase of 53.1% in 2Q16
Business Wire / Posted 9 days ago
Financial information has been prepared in accordance with the accounting criteria of the Mexican National Banking and Securities Commission (“CNBV”) and filed with the Mexican Stock Exchange (“BMV”). 2Q16 Highlights Statement from the... Read more
10d
Namibia Economist
Whistle while you workthe efforts of successive federal governments has yet to be created. But stung
Whistle while you work
Namibia Economist / Posted 10 days ago
the efforts of successive federal governments has yet to be created. But stung by the criticism, Canada’s 13 separate securities commissions—one for each province and territory—have at least been trying much harder to get to grips with... Read more
11d
Reuters
Sirius XM Canada 'strongly disagrees' with shareholder complaintbiggest shareholder, along with two of its top Canadian shareholders. The shar
Sirius XM Canada 'strongly disagrees' with shareholder complaint
Reuters / Posted 11 days ago
biggest shareholder, along with two of its top Canadian shareholders. The shareholder complaint, filed with the Ontario Securities Commission, raised concerns over the proposed recapitalization of the company by way of the going-private... Read more
12d
Business Wire
SoftBank Offers to Acquire ARM Holdings for GBP 24.3 Billion (USD 31.4 Billion) in Cashdiffer from the disclosure requirements of the US proxy solicitation rules and
SoftBank Offers to Acquire ARM Holdings for GBP 24.3 Billion (USD 31.4 Billion) in Cash
Business Wire / Posted 12 days ago
differ from the disclosure requirements of the US proxy solicitation rules and tender offer rules. Neither the SEC, nor any securities commission of any state of the United States, has approved the Acquisition, passed upon the fairness of the... Read more
19 related stories
14d
The Borneo Post
Safehaven in 2016’s trying timesterm potential catalyst for the sector is the possible revision of REIT guideli
Safehaven in 2016’s trying times
The Borneo Post / Posted 14 days ago
term potential catalyst for the sector is the possible revision of REIT guidelines by the capital market regulator, the Securities Commission (SC) to allow for green development up to certain percentage of total assets value, similar to... Read more
15d
The Globe and Mail
What new disclosure rules for advisory fees mean for investorswe’re cheap,” Mr. Isenegger said. “But this model doesn’t give us the opportuni
What new disclosure rules for advisory fees mean for investors
The Globe and Mail / Posted 15 days ago
we’re cheap,” Mr. Isenegger said. “But this model doesn’t give us the opportunity to differentiate on price.” The Ontario Securities Commission says CRM2 is designed to look at fees applied on investor accounts. For fees on actual investments,... Read more
16d
Business Wire
CEMEX Announces Early Tender Results for 9.375% Senior Secured Notes Due 2022 and Early Settlement of Tender OfferOffer to Purchase nor any related documents have been filed with, or have been
CEMEX Announces Early Tender Results for 9.375% Senior Secured Notes Due 2022 and Early Settlement of Tender Offer
Business Wire / Posted 16 days ago
Offer to Purchase nor any related documents have been filed with, or have been approved or reviewed by any federal or state securities commission or regulatory authority of any country. No authority has passed upon the accuracy or adequacy of the... Read more
16d
CTV News
OSC launches paid whistleblower program to crack down on white-collar crimeTORONTO -- Ontario's securities watchdog has launched the country's first paid
OSC launches paid whistleblower program to crack down on white-collar crime
CTV News / Posted 16 days ago
TORONTO -- Ontario's securities watchdog has launched the country's first paid whistleblower program, a move the securities commission says it expects will be a "game changer" in its attempts to stamp out white-collar crime such as accounting fraud,... Read more
16d
BC Local News
'It was all a sham': Director of Surrey real estate company committed fraud, commission findsreal estate company that helped people purchase homes actually committed an “eg
'It was all a sham': Director of Surrey real estate company committed fraud, commission finds
BC Local News / Posted 16 days ago
real estate company that helped people purchase homes actually committed an “egregious form of fraud,” the B.C. Securities Commission has found. Rui “Roy” Figueiredo was the sole director of Pare Realty, a Surrey company that offered to... Read more
16d
CTV News
OSC launches whistleblower program in effort to crack down on white-collar crimeCanada, in an effort to root out accounting fraud, insider trading and market m
OSC launches whistleblower program in effort to crack down on white-collar crime
CTV News / Posted 16 days ago
Canada, in an effort to root out accounting fraud, insider trading and market manipulation. Under the program, the Ontario Securities Commission offers rewards of up to $5 million for tips that lead to successful prosecution. The OSC originally... Read more
17d
San Antonio Express-News
Fun facts about Texas-based Yeti coolersin the world. We need to hang out with those people more. Having filed the ap
Fun facts about Texas-based Yeti coolers
San Antonio Express-News / Posted 17 days ago
in the world. We need to hang out with those people more. Having filed the application to go public, the company is in a “quiet period” that's heavily regulated by the securities commission, so it was unable to comment or participate in this st... Read more
17d
The Star
Thursday, July 14up from 7.1% in 2015, as it launches new products. - Edge FD SC grants waiver
Thursday, July 14
The Star / Posted 17 days ago
up from 7.1% in 2015, as it launches new products. - Edge FD SC grants waiver to Sunway REIT for Penang land buy: The Securities Commission Malaysia (SC) has granted a waiver to Sunway Real Estate Investment Trust hat will allow the company to... Read more
17d
The Star
AirAsia, Puncak, Zhulian, Sunway REITassociate. Bison bought up Otaru Fine Food Sdn Bhd, a manufacturer and dealer
AirAsia, Puncak, Zhulian, Sunway REIT
The Star / Posted 17 days ago
associate. Bison bought up Otaru Fine Food Sdn Bhd, a manufacturer and dealer of bakery products, for RM200,000 cash. The Securities Commission granted a waiver to Sunway REIT after the group bought a piece of land for the extension of the Sunway... Read more
18d
Houston Chronicle
Fun facts about Texas-based Yeti coolersin the world. We need to hang out with those people more. Having filed the ap
Fun facts about Texas-based Yeti coolers
Houston Chronicle / Posted 18 days ago
in the world. We need to hang out with those people more. Having filed the application to go public, the company is in a “quiet period” that's heavily regulated by the securities commission, so it was unable to comment or participate in this st... Read more
18d
Al.com
Man pleads guilty to wire fraud in sale of Iraqi currency, laundering money in Alabama banksin the Middle District of Alabama. According to the U.S. Attorney's Office for
Man pleads guilty to wire fraud in sale of Iraqi currency, laundering money in Alabama banks
Al.com / Posted 18 days ago
in the Middle District of Alabama. According to the U.S. Attorney's Office for the Middle District of Alabama and Alabama Securities Commission, Tayeh contracted with a resident of Dothan, Ala. to launder the proceeds of his company, Dinar Corp.,... Read more
19d
SouthwesternOntario.ca
Enough to whet the whistleblowers?: WellsThat could be the new marketing line for the Ontario Securities Commission as i
Enough to whet the whistleblowers?: Wells
SouthwesternOntario.ca / Posted 19 days ago
That could be the new marketing line for the Ontario Securities Commission as it unveils Thursday the final version of its whistleblower policy and opens its new Office of the Whistleblower for business. Got a tip? Now’s your chance. The big bet is... Read more
22d
Business Wire
Grupo Aeroportuario Del Pacífico Announces Issuance of Bond Certificates for Ps. 1.5 BillionThis issuance took place in accordance with a 5-year program beginning in 2015
Grupo Aeroportuario Del Pacífico Announces Issuance of Bond Certificates for Ps. 1.5 Billion
Business Wire / Posted 22 days ago
This issuance took place in accordance with a 5-year program beginning in 2015 authorized by the National Banking and Securities Commission (Comisión Nacional Bancaria y de Valores) for the issuance of up to Ps. 9.0 billion. For more... Read more
23d
US Commodities Futures Trading Commission
Federal Court in Illinois Orders Matthew J. Marcus and His California Company Tech Power Inc. to Pay a $250,000 Penalty for Engineering a Money Pass Scheme Involving More than 1,200 Single Stock Futures TradesDefendants, Briner and MetroWest, is continuing. The CFTC thanks and acknowled
Federal Court in Illinois Orders Matthew J. Marcus and His California Company Tech Power Inc. to Pay a $250,000 Penalty for Engineering a Money Pass Scheme Involving More than 1,200 Single Stock Futures Trades
US Commodities Futures Trading Commission / Posted 23 days ago
Defendants, Briner and MetroWest, is continuing. The CFTC thanks and acknowledges the assistance of the British Columbia Securities Commission. The CFTC’s Enforcement Division also appreciates the assistance of the Office of Chief Counsel staff... Read more
24d
Al.com
Man charged in $1.5 million securities fraud involving Tuscaloosa churchHead, District Attorney for the 6th Judicial Circuit, Tuscaloosa County, Alabam
Man charged in $1.5 million securities fraud involving Tuscaloosa church
Al.com / Posted 24 days ago
Head, District Attorney for the 6th Judicial Circuit, Tuscaloosa County, Alabama; and Joseph Borg, Director of the Alabama Securities Commission (ASC). Hester was released from jail after posting a $90,000 bond. Efforts to reach Hester for... Read more
29d
The Star
MQREIT’s balancing act in Shell dealto up to a maximum of 1.1 billion units. The placement exercise requires the a
MQREIT’s balancing act in Shell deal
The Star / Posted 29 days ago
to up to a maximum of 1.1 billion units. The placement exercise requires the approvals of MQREIT unitholders and the Securities Commission (SC) for a waiver from the SC’s REIT guidelines. Listed in 2007, MQREIT completed in the same year the... Read more
2 related stories
30d
The Star
EPF eyes substantial stake in MQREITunits closed unchanged at RM1.16 yesterday. The placement exercise requires th
EPF eyes substantial stake in MQREIT
The Star / Posted 30 days ago
units closed unchanged at RM1.16 yesterday. The placement exercise requires the approvals of MQREIT unitholders and the Securities Commission (SC) for a waiver from the SC’s REIT guidelines. It departs from the guidelines in several ways: the... Read more
2 related stories
30d
Calgary Sun
Olympians, jurists, researchers among 113 new members of Order of CanadaWalker, founder of the Fraser Institute Howard Wetston, judge, former chairman
Olympians, jurists, researchers among 113 new members of Order of Canada
Calgary Sun / Posted 30 days ago
Walker, founder of the Fraser Institute Howard Wetston, judge, former chairman of the Ontario Energy Board and the Ontario Securities Commission Catharine Whiteside, medical researcher Marie Wilson, commissioner with the Truth and Reconciliation... Read more
30d
The Star
MRCB sells Menara Shell to MRCB-Quill REIT for RM640milunits closed unchanged at RM1.16 on Thursday. The placement exercise requires
MRCB sells Menara Shell to MRCB-Quill REIT for RM640mil
The Star / Posted 30 days ago
units closed unchanged at RM1.16 on Thursday. The placement exercise requires the approvals of MQReit unitholders and the Securities Commission (SC) for a waiver from the SC’s REIT guidelines. It departs from the guidelines in several ways: the... Read more
2 related stories

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