Securities Commission articles over last 30 days

- articles last 30 days - articles per day
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2014/07/24 18:19
2014/07/24 18:19
22h
B.C. stock blogger accused of using investor's money to shop at Starbucks, pay Visa bill Online investment advice warning Vancouver woman defrauded hundreds of investors of at least $100m:...
2014/07/24 18:19
2014/07/24 18:19
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2014/07/24 16:39
2014/07/24 16:39
23h
Ontario’s capital markets watchdog has filled a vacancy for its full-time staff. The Ontario Securities Commission appointed Monica Kowal to replace Mary Condon as vice-chair of the OSC, effective...
2014/07/23 03:09
2014/07/23 03:09
2d
A former notary public who bilked scores of Metro Vancouver investors of more than $100 million has been found by securities regulators to have run a Ponzi scheme. Vancouver-based Rashida Samji...
2014/07/22 23:49
2014/07/22 23:49
2d
PETALING JAYA: The Securities Commission (SC) has filed legal action against Kenneth Vun (pic) and six others for creating a false market in the trading of DVM Technology Bhd shares over a one-week...
Read more at The Star, The Star
2014/07/22 00:07
2014/07/22 00:07
3d
VANCOUVER - The British Columbia Securities Commission is pursuing sanctions against a man who allegedly lost about $15,000 entrusted to him for investment by an unidentified follower of his financial...
2014/07/21 23:49
2014/07/21 23:49
3d
KUALA LUMPUR: Sona Petroleum Bhd will sign a management services agreement as part of the sale and purchase agreement signed last Friday for a 40% working interest in UK-listed Salamander Energy Plc’s...
2014/07/21 23:26
2014/07/21 23:26
3d
VANCOUVER - The British Columbia Securities Commission is pursuing sanctions against a man who allegedly lost about $15,000 entrusted to him for investment by an unidentified follower of his financial...
2014/07/21 19:05
2014/07/21 19:05
3d
Toronto • The former chief financial officer of Sino-Forest Corp. has agreed to pay $6.3 million and testify against other former executives of the China-based forestry company which collapsed under...
2014/07/21 10:49
2014/07/21 10:49
4d
KUALA LUMPUR: RAM Rating Services has maintained the Negative Rating Watch on the ratings of Syarikat Borcos Shipping Sdn Bhd's three debt issues. It said on Monday the ratings were initially placed...
2014/07/21 09:53
2014/07/21 09:53
4d
KUALA LUMPUR: Petronas-linked stocks dragged the FBM KLCI into the red on Monday amid rising cautious market sentiment as geopolitical issues weigh, especially from the recent downing of Malaysia...
2014/07/20 22:12
2014/07/20 22:12
4d
MISSISSAUGA — A new study from the University of Toronto Mississauga suggests that forcing companies to hit quotas for the number of women in top jobs would likely fail in Canada. Across the country,...
2014/07/19 06:15
2014/07/19 06:15
6d
Two more provinces have signed on to the federal government’s initiative to create a national securities regulator. Saskatchewan and New Brunswick have joined the nascent Cooperative Capital Markets...
2014/07/18 08:34
2014/07/18 08:34
7d
The executive director of the British Columbia Securities Commission (BCSC) has issued a notice of hearing alleging that a former Vernon mutual fund salesperson committed fraud. The case involves the...
2014/07/17 21:15
2014/07/17 21:15
7d
Will FINRA's New Task Force Improve Arbitration Process? WASHINGTON -- FINRA has named a 13-person task force to evaluate and recommend ways to improve the self-regulator's often-criticized...
2014/07/17 12:17
2014/07/17 12:17
8d
RENO, Nevada--(BUSINESS WIRE)--EMC Metals Corp. (the “Company” or “EMC”) (TSX:EMC) announces today that it has appointed Mr. James R. Rothwell to the EMC Board as an independent Director. Mr....
2014/07/17 07:19
2014/07/17 07:19
8d
BC Place Stadium boss's 'massive' severance revealed to be more than $400,000 The general manager of BC Place Stadium, who was fired after the provincial election, received a $460,140 golden...
2014/07/16 22:19
2014/07/16 22:19
8d
Vancouver residents committed $21 million fraud: BCSC The British Columbia Securities Commission (BCSC) has determined that two Vancouver residents committed $21.7 million fraud but has yet to mete...
2014/07/16 22:18
2014/07/16 22:18
8d
Colin McCabe, 30, graduated from university in 2005 or 2006 and, although he had no experience in the securities industry, he began publishing the monthly Elite Stock Report from his home in...
2014/07/16 19:39
2014/07/16 19:39
8d
British Columbia’s securities regulator is funnelling more resources into a crackdown on suspicious trading activity coming from offshore bank accounts in “secrecy” jurisdictions, saying the accounts...
2014/07/16 19:24
2014/07/16 19:24
8d
Two Vancouver Island men and two companies involved in the failed Sage Hills development in Royston are facing fines exceeding $12 million, imposed by a B.C. Securities Commission panel. The...
2014/07/24 18:19
2014/07/24 18:19
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