Securities Commission

Latest articles

1d
Al.com
Alabama has new law on virtual currency, online transactionsto regulation of money transfers. It also gives law enforcement new tools to tr
Al.com / Posted yesterday
to regulation of money transfers. It also gives law enforcement new tools to track international financial crimes. Alabama Securities Commission Director Joseph Borg called its passage important. "This significant legislation will help streamline... Read more
2d
WTVM 9 Columbus
Phone Bank Linkscame from the AARP, the Montgomery County District Attorney's Office, the Alaba
WTVM 9 Columbus / Posted 2 days ago
came from the AARP, the Montgomery County District Attorney's Office, the Alabama Attorney General's Office, The Alabama Securities Commission and Central Alabama Crimestoppers. The AARP offers tips to avoid scams at its website. You can also... Read more
7 related articles
2d
WSFA 12 Montgomery
Phone Bank Linkscame from the AARP, the Montgomery County District Attorney's Office, the Alaba
WSFA 12 Montgomery / Posted 2 days ago
came from the AARP, the Montgomery County District Attorney's Office, the Alabama Attorney General's Office, The Alabama Securities Commission and Central Alabama Crimestoppers. The AARP offers tips to avoid scams at its website. You can also... Read more
7 related articles
3d
WTVM 9 Columbus
12 News Defenders Phone Bank Linkscame from the AARP, the Montgomery County District Attorney's Office, the Alaba
WTVM 9 Columbus / Posted 3 days ago
came from the AARP, the Montgomery County District Attorney's Office, the Alabama Attorney General's Office, The Alabama Securities Commission and Central Alabama Crimestoppers. The AARP offers tips to avoid scams at its website. You can also... Read more
7 related articles
3d
WSFA 12 Montgomery
12 News Defenders Phone Bank Linkscame from the AARP, the Montgomery County District Attorney's Office, the Alaba
WSFA 12 Montgomery / Posted 3 days ago
came from the AARP, the Montgomery County District Attorney's Office, the Alabama Attorney General's Office, The Alabama Securities Commission and Central Alabama Crimestoppers. The AARP offers tips to avoid scams at its website. You can also... Read more
7 related articles
3d
WTVM 9 Columbus
RIGHT NOW: Phone bank to answer your scam, fraud questionsPolice Department, the Montgomery County District Attorney's office, the Alabam
WTVM 9 Columbus / Posted 3 days ago
Police Department, the Montgomery County District Attorney's office, the Alabama Attorney General's office, the Alabama Securities Commission, and Central Alabama Crimestoppers who will provide you with information on what to do if you are a... Read more
7 related articles
3d
WSFA 12 Montgomery
RIGHT NOW: Phone bank to answer your scam, fraud questionsPolice Department, the Montgomery County District Attorney's office, the Alabam
WSFA 12 Montgomery / Posted 3 days ago
Police Department, the Montgomery County District Attorney's office, the Alabama Attorney General's office, the Alabama Securities Commission, and Central Alabama Crimestoppers who will provide you with information on what to do if you are a... Read more
7 related articles
3d
WTVM 9 Columbus
TODAY: Phone bank to answer your scam, fraud questionsPolice Department, the Montgomery County District Attorney's office, the Alabam
WTVM 9 Columbus / Posted 3 days ago
Police Department, the Montgomery County District Attorney's office, the Alabama Attorney General's office, the Alabama Securities Commission, and Central Alabama Crimestoppers who will provide you with information on what to do if you are a... Read more
7 related articles
3d
WSFA 12 Montgomery
TODAY: Phone bank to answer your scam, fraud questionsPolice Department, the Montgomery County District Attorney's office, the Alabam
WSFA 12 Montgomery / Posted 3 days ago
Police Department, the Montgomery County District Attorney's office, the Alabama Attorney General's office, the Alabama Securities Commission, and Central Alabama Crimestoppers who will provide you with information on what to do if you are a... Read more
7 related articles
4d
Marketing Interactive
StanChart partners with SuperCharger to seek promising start-ups in MalaysiaBank Negara Malaysia (BNM) admitted start-ups into its regulatory sandbox for t
Marketing Interactive / Posted 4 days ago
Bank Negara Malaysia (BNM) admitted start-ups into its regulatory sandbox for the first time earlier this year and the Securities Commission continues to push for supportive regulation on new innovations, like equity crowdfunding. Moreover,... Read more
6d
WTVM 9 Columbus
WSFA 12 News to hold phone bank to answer your scam, fraud questionsavailable from AARP, the Montgomery Police Department, the Montgomery County Di
WTVM 9 Columbus / Posted 6 days ago
available from AARP, the Montgomery Police Department, the Montgomery County District Attorney's office, the Alabama Securities Commission, and Central Alabama Crimestoppers who will provide you with information on what to do if you are a... Read more
6d
WSFA 12 Montgomery
WSFA 12 News to hold phone bank to answer your scam, fraud questionsavailable from AARP, the Montgomery Police Department, the Montgomery County Di
WSFA 12 Montgomery / Posted 6 days ago
available from AARP, the Montgomery Police Department, the Montgomery County District Attorney's office, the Alabama Securities Commission, and Central Alabama Crimestoppers who will provide you with information on what to do if you are a... Read more
7d
The Star
MRCB Quill REIT Q2 earnings up over 40% to RM22mshe said. MQM said the Trust has a healthy balance sheet with an aggregate gea
The Star / Posted 7 days ago
she said. MQM said the Trust has a healthy balance sheet with an aggregate gearing of 37.0% which is well below the Securities Commission regulatory limit of 50.0%, and a stable average cost of debt of 4.4% per annum as at June 30, 2017. It... Read more
8d
CTV News
Ont. securities watchdog accepts $11M Home Capital settlementassociated with the alternative lender. As a result of the settlement, about $
CTV News / Posted 8 days ago
associated with the alternative lender. As a result of the settlement, about $11 million could flow through the Ontario Securities Commission to shareholders covered by a related class action suit that's awaiting court approval. The OSC... Read more
10d
Business Wire
Kimco Realty Announces Update on Preferred Stockby the Tender Offer Documents. None of the Tender Offer Documents have been fi
Business Wire / Posted 10 days ago
by the Tender Offer Documents. None of the Tender Offer Documents have been filed with or reviewed by any federal or state securities commission or regulatory authority of any country, nor has any such commission or authority passed upon the... Read more
3 related articles
10d
The Star
Is it safe to invest in initial coin offerings?to conduct ICOs. Malaysia has made some notable progress in encouraging innova
The Star / Posted 10 days ago
to conduct ICOs. Malaysia has made some notable progress in encouraging innovation in the financial space by way of the Securities Commission legitimising equity and debt crowdfunding and now moving into the robo advisory space. The central bank... Read more
4 related articles
10d
Business Wire
Mexichem to Acquire Netafim – World Leader in Smart Irrigationhighlighted under the title “Risk Factors” on the annual report submitted by Me
Business Wire / Posted 10 days ago
highlighted under the title “Risk Factors” on the annual report submitted by Mexichem to the Mexican National Banking and Securities Commission (CNBV). The forward-looking statements included herein represent Mexichem’s views as of the date of... Read more
11d
CTV News
Five things to watch for in the Canadian business world this weekownership of a coal-burning plant in Montana after Ontario weaned itself off th
CTV News / Posted 11 days ago
ownership of a coal-burning plant in Montana after Ontario weaned itself off the fuel. Let's make a deal: The Ontario Securities Commission will hold a hearing Wednesday to decide whether to approve a settlement with Home Capital. In June, the... Read more
13d
The Star
Korean drama on Bursaannounced a huge drop in profit that sent its reeling. The entire episode has
The Star / Posted 13 days ago
announced a huge drop in profit that sent its reeling. The entire episode has drawn the gaze of regulators with the Securities Commission and Bursa Malaysia saying they are “closely monitoring” developments in Lotte Chemical. “This includes... Read more
13d
Calgary Sun
Alberta securities watchdog accuses Brian Arthur Kitts of defrauding investorsof Bragg Creek west of Calgary in 2014, when he opened a real estate financing
Calgary Sun / Posted 13 days ago
of Bragg Creek west of Calgary in 2014, when he opened a real estate financing firm called Vesta Capcorp Inc. The Alberta Securities Commission released new allegations Friday claiming Vesta raised $5.3 million from 20 investors, half of them... Read more
13d
San Antonio Express-News
based Lilis Energy’s CEO resigns amid SEC accusations of securities fraudtrading of Liberty Silver’s stock, LBSV, on the OTC on Oct. 5, 2012. The stock
San Antonio Express-News / Posted 13 days ago
trading of Liberty Silver’s stock, LBSV, on the OTC on Oct. 5, 2012. The stock was subsequently delisted. The Ontario Securities Commission also temporarily halted trading in the stock, which trades on the Toronto Stock Exchange under the... Read more
13d
The Star
BNM, CGC developing online loan platform for entrepreneurswho were starting their business. Towards this end, BNM would continue to coop
The Star / Posted 13 days ago
who were starting their business. Towards this end, BNM would continue to cooperate with other agencies such as the Securities Commission and SME Corp Malaysia to develop alternative financing such as factoring, leasing, as well as... Read more
2 related articles
14d
The Star
No criminal charges against former Kencana Petroleum's executive directorPETALING JAYA: The Securities Commission (SC) has dropped insider trading charg
The Star / Posted 14 days ago
PETALING JAYA: The Securities Commission (SC) has dropped insider trading charges against the former executive director of Kencana Petroleum Bhd Datuk Yeow Kheng Chew and two others following instructions from the Attorney-General. Almost... Read more
14d
The Star
Friday, August 4Aramco signed with a number of banks in 2015. - Reuters Top local stories No
The Star / Posted 14 days ago
Aramco signed with a number of banks in 2015. - Reuters Top local stories No criminal charges against KC Yeow: The Securities Commission (SC) filed a civil suit against the former executive director of Kencana Petroleum Bhd Datuk Yeow Kheng... Read more
2 related articles
14d
San Antonio Express-News
SEC sues CEO of San Antonio’s Lilis Energy in alleged penny stock schemeEmptor (Buyer Beware)” listing. The “LSL” listing on the Toronto Stock Exchang
San Antonio Express-News / Posted 14 days ago
Emptor (Buyer Beware)” listing. The “LSL” listing on the Toronto Stock Exchange was suspended on Oct. 12 by the Ontario Securities Commission. The stock returned to trading in Toronto on Oct. 22. Liberty Silver said in a statement “that it has... Read more
15d
The Star
CCM to demerge from CCM Duopharma to improve capital structurereorganisation is to facilitate the proposed distribution and capital reduction
The Star / Posted 15 days ago
reorganisation is to facilitate the proposed distribution and capital reduction, CCM will seek an exemption from the Securities Commission from the obligation to undertake the mandatory offer,” it said. The proposed distribution and capital... Read more
5 related articles
15d
The Star
Chemical Co of Malaysia, CCM Duopharma to be demergedshares were last traded at RM2.11 each prior to their trading suspension on Wed
The Star / Posted 15 days ago
shares were last traded at RM2.11 each prior to their trading suspension on Wednesday.) CCM will seek a waiver from the Securities Commission from the obligation to undertake a mandatory takeover offer. The proposed distribution and capital... Read more
5 related articles
17d
The Star
Private Retirement Schemes hits 250,000 members, introduces more value-added servicesadministrator Private Pension Administrator (PPA) said that the achievement was
The Star / Posted 17 days ago
administrator Private Pension Administrator (PPA) said that the achievement was driven by key stakeholders; the PPA, the Securities Commission Malaysia as regulator, and the eight PRS providers who have constantly collaborated to elevate the... Read more
17d
The Star
Malaysia's SC bans two for life in first such actionPETALING JAYA: Securities Commission Malaysia (SC) rapped China-based sports eq
The Star / Posted 17 days ago
PETALING JAYA: Securities Commission Malaysia (SC) rapped China-based sports equipment company, Telent Outdoor (Hong Kong) Technology Co Ltd (Telent), for breaching the listing regulations. The regulator had also imposed a permanent moratorium on... Read more
2 related articles
17d
The Star
SC raps China based Telent Outdoor, bans 2 HK directors for lifeKUALA LUMPUR: Securities Commission Malaysia (SC) rapped China-based sports equ
The Star / Posted 17 days ago
KUALA LUMPUR: Securities Commission Malaysia (SC) rapped China-based sports equipment company, Telent Outdoor (Hong Kong) Technology Co Ltd (Telent), for breaching the listing regulations. The regulator had on Monday also imposed a permanent... Read more
2 related articles
17d
The Star
Top foreign and local stories at 4pmthe European Union (EU) is also advancing. — Bernama SC raps China-based Telen
The Star / Posted 17 days ago
the European Union (EU) is also advancing. — Bernama SC raps China-based Telent Outdoor, bans 2 HK directors for life: The Securities Commission rapped China-based sports equipment company, Telent Outdoor (Hong Kong) Technology Co Ltd for breaching... Read more
2 related articles
20d
AllAfrica.com
Share Price Row Rocks Firmthe price to undermine the offer to minorities," Rudland said. "This is underm
AllAfrica.com / Posted 20 days ago
the price to undermine the offer to minorities," Rudland said. "This is undermining the integrity of the exchange and the Securities Commission of Zimbabwe (Secz) need to get a grip. He makes wreck less statements about the market and the company... Read more
20d
Wallaceburg Courier Press
Chinese royalty. 900% returns. Sarnia duo chargedabout it, said it hadn’t received any complaints about the fake investment sche
Wallaceburg Courier Press / Posted 20 days ago
about it, said it hadn’t received any complaints about the fake investment scheme. A spokesperson for the Ontario Securities Commission (OSC) said by email that it wouldn’t “comment on or confirm the existence, nature or status of any... Read more
3 related articles
21d
The Star
More Chinese companies to raise funds via sukuk?sukuk issuer, commanding 42% of the global market share in 2016, with an issuan
The Star / Posted 21 days ago
sukuk issuer, commanding 42% of the global market share in 2016, with an issuance value of US$72bil. According to the Securities Commission, as at end-2016, the total sukuk outstanding value stood at RM393.45bil. Another analyst said the... Read more
2 related articles
21d
Newsmax
As Pot Craze Sweeps Canada, Largest Exchange Debates US Policyorganization for provincial and territorial regulators, are currently discussin
Newsmax / Posted 21 days ago
organization for provincial and territorial regulators, are currently discussing these issues with the exchanges, Ontario Securities Commission spokeswoman Kristen Rose said in an email. Legality Risk Some Canadian companies would rather stay... Read more
21d
AllAfrica.com
Seczim Launches Investor Awareness CampaignThe Securities Commission of Zimbabwe (SecZim) has launched an investor awarene
AllAfrica.com / Posted 21 days ago
The Securities Commission of Zimbabwe (SecZim) has launched an investor awareness campaign aimed at conscientising the public on the importance of investing in capital markets. A capital market is part of a financial system concerned with raising... Read more
22d
Business Wire
Mexichem Reports Second Quarter 2017 Resultshighlighted under the title “Risk Factors” on the annual report submitted by Me
Business Wire / Posted 22 days ago
highlighted under the title “Risk Factors” on the annual report submitted by Mexichem to the Mexican National Banking and Securities Commission (CNBV). The forward-looking statements included herein represent Mexichem’s views as of the date of... Read more
2 related articles
23d
The Star
Maybank issues inaugural RMB bonds in China interbank marketwithin two years from the date of approval. Maybank Investment Bank, on behalf
The Star / Posted 23 days ago
within two years from the date of approval. Maybank Investment Bank, on behalf of Maybank, had on June 30 lodged with the Securities Commission all required information and relevant documents relating to the RMB bonds. The senior unsecured bonds... Read more
24d
Business Wire
BECLE, S.A.B. de C.V. Reports Second Quarter 2017 Earningssection of the Mexican prospectus filed with the Comisión Nacional Bancaria y d
Business Wire / Posted 24 days ago
section of the Mexican prospectus filed with the Comisión Nacional Bancaria y de Valores (Mexican National Banking and Securities Commission). This information, as well as future statements made by Cuervo or by any of its legal representatives,... Read more
25d
The Star
Early days for alternative fundingPETALING JAYA: Two years ago, the Securities Commission gave out licences to op
The Star / Posted 25 days ago
PETALING JAYA: Two years ago, the Securities Commission gave out licences to operate equity crowdfunding platforms and last November, it gave out the licences for peer-to-peer lending. pitchIn, one of the six operators of the equity crowdfunding... Read more
26d
The Star
Millennials planning from now for their sunset yearspeers as well,” Husaini said. The PPA, launched together with the establishmen
The Star / Posted 26 days ago
peers as well,” Husaini said. The PPA, launched together with the establishment of PRS in 2012, is a body approved by the Securities Commission Malaysia to protect PRS members’ interests and educate the public on PRS. According to Husaini, one... Read more
26d
The Borneo Post
The week at a glance 23 July 2017sensitive to the need to improve its service delivery to the people in Sarawak.
The Borneo Post / Posted 26 days ago
sensitive to the need to improve its service delivery to the people in Sarawak. SC reviewing due diligence guidelines The Securities Commission (SC) Malaysia is reviewing its due diligence guidelines to enhance effectiveness in the evaluation of... Read more
27d
The Star
Kenanga IB ups the ante in stock-trading gameto offer real cash as a means to trade within the challenge.” After receiving
The Star / Posted 27 days ago
to offer real cash as a means to trade within the challenge.” After receiving the support of from Bursa Malaysia and the Securities Commission (SC), the latest version of the KenTrade Trading Challenge, dubbed the KenTrade Trading Challenge III,... Read more
27d
The Star
Aspen launches IPO in Singaporebe a regional player. Aspen’s proposal for a reverse takeover of Yi-Lai Bhd, a
The Star / Posted 27 days ago
be a regional player. Aspen’s proposal for a reverse takeover of Yi-Lai Bhd, a tile maker, did not materialise after the Securities Commission rejected the latter’s request for a waiver of the criteria that Aspen must have at least three... Read more
28d
The Star
Another Malaysian oil and gas casualtyMaritim had issued a total of RM600mil in sukuk bonds in the third quarter of 2
The Star / Posted 28 days ago
Maritim had issued a total of RM600mil in sukuk bonds in the third quarter of 2007, after it obtained the approval from the Securities Commission via a letter dated May 28, 2007. The company had paid off a RM100mil tranche three years ago but of... Read more
28d
Business Wire
UNIFIN Reports 60.1% increase in Total Revenue reaching Ps. 3,664 million in 2Q17 Total Loan Portfolio Rose 52.0% Y-O-YFinancial information has been prepared in accordance with the accounting crite
Business Wire / Posted 28 days ago
Financial information has been prepared in accordance with the accounting criteria of the Mexican National Banking and Securities Commission (“CNBV”) and filed with the Mexican Stock Exchange (“BMV”). 2Q17 Highlights During the quarter, the... Read more
28d
Business Wire
21st Century Fox’s Response to Statement by the UK’s Secretary of State for Digital, Culture, Media and Sportto subject themselves to a US court's judgment. Neither the US Securities and
Business Wire / Posted 28 days ago
to subject themselves to a US court's judgment. Neither the US Securities and Exchange Commission nor any US state securities commission has approved or disapproved of this transaction, passed upon the merits or fairness of this transaction... Read more
30d
The Star
Wednesday, July 19the matter and honestly strive to help those affected by it,” it said. - StarB
The Star / Posted 30 days ago
the matter and honestly strive to help those affected by it,” it said. - StarBiz SC reviews due diligence guidelines: The Securities Commission (SC) is reviewing its guidelines on due diligence for corporate proposals to enhance clarity,... Read more
30d
The Borneo Post
SC reviewing due diligence guidelinesKUALA LUMPUR: The Securities Commission (SC) Malaysia is reviewing its due dili
The Borneo Post / Posted 30 days ago
KUALA LUMPUR: The Securities Commission (SC) Malaysia is reviewing its due diligence guidelines to enhance effectiveness in the evaluation of corporate proposals, said deputy chief executive Datuk Ahmad Fairuz Zainol Abidin. The revised guidelines... Read more
30d
The Star
Top foreign and local stories at 4pmdipping beneath analysts’ forecasts of 50.5 billion. — AFP Top local storiesSC
The Star / Posted 30 days ago
dipping beneath analysts’ forecasts of 50.5 billion. — AFP Top local storiesSC reviewing due diligence guidelines: The Securities Commission (SC) is reviewing its due diligence guidelines to enhance effectiveness in the evaluation of corporate... Read more
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