Securities Commission

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2h
CTV News
Former Sino-Forest executives didn't deceive: lawyer tells hearinglawyer representing Albert Ip, Alfred Hung, George Ho and Simon Yeung -- began
Former Sino-Forest executives didn't deceive: lawyer tells hearing
CTV News / Posted 2 hours ago
lawyer representing Albert Ip, Alfred Hung, George Ho and Simon Yeung -- began his closing arguments today in the Ontario Securities Commission case against five former Sino-Forest executives accused of perpetrating fraud before the firm collapsed... Read more
19h
The Globe and Mail
The investment industry's growing unrest over hidden feeswill lay out a small number of options for reform, “with a strong recommendatio
The investment industry's growing unrest over hidden fees
The Globe and Mail / Posted 19 hours ago
will lay out a small number of options for reform, “with a strong recommendation” for what the next steps will be, Ontario Securities Commission chair Maureen Jensen said in an interview with The Globe and Mail. Ms. Jensen said investors should be... Read more
3d
The Star
Friday, April 29Sdn Bhd. - Edge FD Legal tussle between CLIQ and SC to start soon: The legal t
Friday, April 29
The Star / Posted 3 days ago
Sdn Bhd. - Edge FD Legal tussle between CLIQ and SC to start soon: The legal tussle between CLIQ Energy Bhd and the Securities Commission Malaysia (SC) is set to start soon. The Kuala Lumpur High Court on Thursday fixed May 6 for the hearing... Read more
5 related stories
3d
The Star
Eco World plans share placementinternational front, there has been progress on the group’s plans to subscribe
Eco World plans share placement
The Star / Posted 3 days ago
international front, there has been progress on the group’s plans to subscribe for up to 30% of the shares in EWI with the Securities Commission approving its proposed initial public offering. EWI’s three projects in London, and one in Parramatta,... Read more
2 related stories
3d
Al.com
Shoals theme park money man hit with default judgment, owes $287,000with Neill, as well as two other investment projects orchestrated by Robinson,
Shoals theme park money man hit with default judgment, owes $287,000
Al.com / Posted 3 days ago
with Neill, as well as two other investment projects orchestrated by Robinson, has come under the scrutiny of the Alabama Securities Commission, which sent him a cease-and-desist letter in December. According to the ASC, Robinson collected... Read more
4d
Scoop.co.nz
Cross-border trade agreement means more investment choicesZealand could demonstrate that it has in place a strong regulatory framework co
Cross-border trade agreement means more investment choices
Scoop.co.nz / Posted 4 days ago
Zealand could demonstrate that it has in place a strong regulatory framework compliant with International Organisation of Securities Commission (IOSCO) principles. Signing of the Memorandum of Co-operation (MoC) completes international negotiation... Read more
4d
Business Wire
Mexichem Reports 2016 First Quarter Resultshighlighted under the title “Risk Factors” on the annual report submitted by Me
Mexichem Reports 2016 First Quarter Results
Business Wire / Posted 4 days ago
highlighted under the title “Risk Factors” on the annual report submitted by Mexichem to the Mexican National Banking and Securities Commission (CNBV). The forward-looking statements included herein represent Mexichem’s views as of the date of... Read more
5d
Business Wire
Information Regarding Meeting Items for Ordinary Shareholders’ Meeting Agenda for CBFI Holdersand notes to the consolidated financial statements. This information was delive
Information Regarding Meeting Items for Ordinary Shareholders’ Meeting Agenda for CBFI Holders
Business Wire / Posted 5 days ago
and notes to the consolidated financial statements. This information was delivered to the Mexican National Banking and Securities Commission (“CNBV”). The Company recommends to vote IN FAVORof this item. VI. Proposal, discussion and, if... Read more
5d
The Globe and Mail
‘Odd is not fraud’: OSC fails to prove case against Sino-Forest founder, lawyer saysbusiness practices in China, but he did not commit fraud at the failed forestry
‘Odd is not fraud’: OSC fails to prove case against Sino-Forest founder, lawyer says
The Globe and Mail / Posted 5 days ago
business practices in China, but he did not commit fraud at the failed forestry company, his lawyer told an Ontario Securities Commission hearing Tuesday. “Odd is not fraud,” lawyer Emily Cole said in closing remarks at the lengthy... Read more
6d
Business Wire
CEMEX Announces Tender Offer for Floating Rate Senior Secured Notes Due 2018, 6.500% Senior Secured Notes Due 2019 and 9.375% Senior Secured Notes Due 2022to Purchase nor any related documents have been filed with, and have not been a
CEMEX Announces Tender Offer for Floating Rate Senior Secured Notes Due 2018, 6.500% Senior Secured Notes Due 2019 and 9.375% Senior Secured Notes Due 2022
Business Wire / Posted 6 days ago
to Purchase nor any related documents have been filed with, and have not been approved or reviewed by any federal or state securities commission or regulatory authority of any country. No authority has passed upon the accuracy or adequacy of the... Read more
6d
The Globe and Mail
Sino-Forest sale points to significant value in its disputed forestry assetsSino-Forest reported holding $5.7-billion in total assets, including timber hol
Sino-Forest sale points to significant value in its disputed forestry assets
The Globe and Mail / Posted 6 days ago
Sino-Forest reported holding $5.7-billion in total assets, including timber holdings worth $3.1-billion. The Ontario Securities Commission has accused Sino-Forest founder and chief executive officer Allen Chan and four other senior executives... Read more
8d
CTV News
5 things to watch for in the Canadian business world in the coming weekto watch this week in Canadian business: Sino-Forest: Closing arguments contin
5 things to watch for in the Canadian business world in the coming week
CTV News / Posted 8 days ago
to watch this week in Canadian business: Sino-Forest: Closing arguments continue in Toronto this week in the Ontario Securities Commission case involving Sino-Forest. Final submissions are expected from lawyers for the defunct forestry... Read more
9d
Zero Hedge
The Canary In Canada's Real Estate Mine Just Died: Toronto's Urbancorp Files For Bankruptcycontinuing to focus on our core business." CEO Alan Saskin said in a statement.
The Canary In Canada's Real Estate Mine Just Died: Toronto's Urbancorp Files For Bankruptcy
Zero Hedge / Posted 9 days ago
continuing to focus on our core business." CEO Alan Saskin said in a statement. Ironically, in filings with the Tel Aviv securities commission late last year, Urbancorp presented itself as a top ten developer with a "AAA credit rating." Come to... Read more
9d
Zero Hedge
Valued At $16 It Sold For $68 Million "In 7200 Seconds" - The Inside Story Of Vancouver's Wildest Property Dealfrom the outside, incomprehensible - and potentially disastrous. But Suncom, w
Valued At $16 It Sold For $68 Million "In 7200 Seconds" - The Inside Story Of Vancouver's Wildest Property Deal
Zero Hedge / Posted 9 days ago
from the outside, incomprehensible - and potentially disastrous. But Suncom, whose activities are being reviewed by the BC Securities Commission, knew exactly what it was doing. Because on February 29, one month after taking ownership of the... Read more
9d
New Zealand's National Business Review
Sky TV warns about low-ball share offerhit headlines in 2011, when Bernard Whimp targetted investors at several compan
Sky TV warns about low-ball share offer
New Zealand's National Business Review / Posted 9 days ago
hit headlines in 2011, when Bernard Whimp targetted investors at several companies, notably Vector and DNZ Property. The Securities Commission (now subsumed into the FMA) take Mr Whimp to the High Court, successfully blocking several of his... Read more
9d
Accounting Today
People News – April 22, 2016the Board of Trustees of the International Valuation Standards Council. Wetston
People News – April 22, 2016
Accounting Today / Posted 9 days ago
the Board of Trustees of the International Valuation Standards Council. Wetston was formerly chair and CEO of the Ontario Securities Commission, Canada’s largest securities regulator, and currently serves as counsel at law firm Goodmans LLP, one... Read more
9d
The Globe and Mail
OSC bans 'Chinese Warren Buffett' from trading, working in financial sectorAn Ontario Securities Commission hearing panel has permanently banned convicted
OSC bans 'Chinese Warren Buffett' from trading, working in financial sector
The Globe and Mail / Posted 9 days ago
An Ontario Securities Commission hearing panel has permanently banned convicted fraudster Weizhen Tang from trading securities or working as a registrant in the financial industry, saying he has shown “absolutely no recognition” of the seriousness of... Read more
10d
Al.com
Sylacauga man indicted for securities fraudsecurities fraud related to an Alexander City investment. Talladega County Dis
Sylacauga man indicted for securities fraud
Al.com / Posted 10 days ago
securities fraud related to an Alexander City investment. Talladega County District Attorney Steven Giddens, and Alabama Securities Commission Director Joseph Borg announced that Jason Todd Caudle, 51, is in the Talladega County Jail for failure... Read more
11d
Business Wire
UNIFIN Reports Net Profit of Ps. 254.2 MillionFinancial information has been prepared in accordance with the accounting crite
UNIFIN Reports Net Profit of Ps. 254.2 Million
Business Wire / Posted 11 days ago
Financial information has been prepared in accordance with the accounting criteria of the Mexican National Banking and Securities Commission (“CNBV”) and filed with the Mexican Stock Exchange (“BMV”). 1Q16 Highlights Total revenues reached... Read more
12d
US Commodities Futures Trading Commission
CFTC and Three Canadian Authorities Sign Counterparts to MOU to Enhance Supervision of Cross-Border Regulated EntitiesChairperson of the Financial and Consumer Affairs Authority of Saskatchewan; an
CFTC and Three Canadian Authorities Sign Counterparts to MOU to Enhance Supervision of Cross-Border Regulated Entities
US Commodities Futures Trading Commission / Posted 12 days ago
Chairperson of the Financial and Consumer Affairs Authority of Saskatchewan; and Paul E. Radford, Chair of the Nova Scotia Securities Commission (Canadian Authorities). The CFTC and Canadian Authorities expressed their willingness to cooperate... Read more
12d
National Post
Story | Business Wire News Releases | News | Financial Postinformation on BitGold, visit bitgold.com. For more information on GoldMoney, v
Story | Business Wire News Releases | News | Financial Post
National Post / Posted 12 days ago
information on BitGold, visit bitgold.com. For more information on GoldMoney, visit ir.goldmoney.com. No stock exchange, securities commission or other regulatory authority has approved or disapproved the information contained herein. Neither the... Read more
13d
Zero Hedge
April 19evidence that Sino-Forest Corp's former chief executive committed fraud and dec
April 19
Zero Hedge / Posted 13 days ago
evidence that Sino-Forest Corp's former chief executive committed fraud and deceived investors is iron-clad, the Ontario Securities Commission argued on Monday as it began wrapping up its long-running case against Allen Chan and four other... Read more
13d
The Star
Securities Commission seeks feedback on corporate governanceKUALA LUMPUR: The Securities Commission (SC) Malaysia has invited public feedba
Securities Commission seeks feedback on corporate governance
The Star / Posted 13 days ago
KUALA LUMPUR: The Securities Commission (SC) Malaysia has invited public feedback on the proposed draft for the Malaysian Code on Corporate Governance (MCCG) 2016. The first MCCG was introduced in 2000 and was revised twice in 2007 and 2012 to... Read more
13d
WTVM 9 Columbus
New law aims to reduce scams aimed at elderly, handicappedcapacity to make wise and informed financial decisions,” said Rep. Paul Beckman
New law aims to reduce scams aimed at elderly, handicapped
WTVM 9 Columbus / Posted 13 days ago
capacity to make wise and informed financial decisions,” said Rep. Paul Beckman. “A special thanks to the Alabama Securities Commission for its continued and successful efforts to protect our valued senior citizens.” The law would allow... Read more
13d
WSFA 12 Montgomery
New law aims to reduce scams aimed at elderly, handicappedcapacity to make wise and informed financial decisions,” said Rep. Paul Beckman
New law aims to reduce scams aimed at elderly, handicapped
WSFA 12 Montgomery / Posted 13 days ago
capacity to make wise and informed financial decisions,” said Rep. Paul Beckman. “A special thanks to the Alabama Securities Commission for its continued and successful efforts to protect our valued senior citizens.” The law would allow... Read more
13d
The Borneo Post
Strong domestic liquidity pool a buffer to withstand volatilitystrong domestic liquidity pool to allow a strong buffer to be put in place to w
Strong domestic liquidity pool a buffer to withstand volatility
The Borneo Post / Posted 13 days ago
strong domestic liquidity pool to allow a strong buffer to be put in place to withstand volatility that many markets face. Securities Commission (SC) Chairman, Datuk Seri Ranjit Ajit Singh, said the country has built significant capabilities over... Read more
13d
The Globe and Mail
Sino-Forest founder committed ‘gross breach of trust,’ OSC saysmisled investors about the value of the company’s business deals and revenues f
Sino-Forest founder committed ‘gross breach of trust,’ OSC says
The Globe and Mail / Posted 13 days ago
misled investors about the value of the company’s business deals and revenues for years prior to its collapse, an Ontario Securities Commission lawyer said Monday. The Sino-Forest case is entering its final phase as lawyers began closing... Read more
14d
CTV News
Sino-Forest ex-CEO was 'controlling mind' behind alleged frauds: lawyerfrauds that robbed shareholders of value, a securities tribunal heard today. C
Sino-Forest ex-CEO was 'controlling mind' behind alleged frauds: lawyer
CTV News / Posted 14 days ago
frauds that robbed shareholders of value, a securities tribunal heard today. Closing arguments began in the Ontario Securities Commission case against Sino-Forest executives who are accused of perpetrating a massive fraud before the forestry... Read more
15d
Calgary Sun
Celebrities and public come out to celebrate Law Day at Calgary Courts Centreand booths. Featured exhibitors included the Action Coalition on Human Traffic
Celebrities and public come out to celebrate Law Day at Calgary Courts Centre
Calgary Sun / Posted 15 days ago
and booths. Featured exhibitors included the Action Coalition on Human Trafficking Alberta (ACT Alberta), the Alberta Securities Commission, Calgary Crime Stoppers Association, the Calgary Humane Society, the Calgary Public Library, and many... Read more
17d
The Star
Cliq Energy to proceed with liquidation processEnergy had previously set its sights on. KUALA LUMPUR: Cliq Energy Bhd, which
Cliq Energy to proceed with liquidation process
The Star / Posted 17 days ago
Energy had previously set its sights on. KUALA LUMPUR: Cliq Energy Bhd, which has been named a respondent along with the Securities Commission (SC) in the judicial review application filed recently by Best Oracle Sdn Bhd, will not oppose the... Read more
17d
The Columbian
Singletary: Be a sentinel for your seniorsWe have to become sentinels for our seniors. That’s what Irving Faught, admini
Singletary: Be a sentinel for your seniors
The Columbian / Posted 17 days ago
We have to become sentinels for our seniors. That’s what Irving Faught, administrator for the Oklahoma Securities Commission, told me when I wrote about elderly financial abuse. Recently, a reader, Andrea from Virginia, asked how to further help a... Read more
19d
The Star
SC facilitates peer to peer financingKUALA LUMPUR: The Securities Commission (SC) announced the regulatory framework
SC facilitates peer to peer financing
The Star / Posted 19 days ago
KUALA LUMPUR: The Securities Commission (SC) announced the regulatory framework for peer-to-peer financing (P2P), paving the way for small and medium sized companies to access a new avenue of debt funding. The guidelines do not allow personal loans... Read more
19d
Sabah Daily Express
Malaysian economy is sustainable: Najibdisclose, in their annual reports, the gender representation of their board mem
Malaysian economy is sustainable: Najib
Sabah Daily Express / Posted 19 days ago
disclose, in their annual reports, the gender representation of their board members and key senior management. He said the Securities Commission is currently working on strengthening its recommendations on gender diversity under the revision being... Read more
19d
The Borneo Post
Malaysia economy is sustainable at the coredisclose, in their annual reports, the gender representation of their board mem
Malaysia economy is sustainable at the core
The Borneo Post / Posted 19 days ago
disclose, in their annual reports, the gender representation of their board members and key senior management. He said the Securities Commission is currently working on strengthening its recommendations on gender diversity under the revision being... Read more
19d
Business Wire
Liberty Global to Hold General Meeting of Shareholders in Connection with Its Proposed Acquisition of Cable & Wireless Communications Plcunder the relevant securities laws of Japan and the relevant clearances have no
Liberty Global to Hold General Meeting of Shareholders in Connection with Its Proposed Acquisition of Cable & Wireless Communications Plc
Business Wire / Posted 19 days ago
under the relevant securities laws of Japan and the relevant clearances have not been, and will not be, obtained from the securities commission of any province of Canada. No prospectus in relation to the securities to be issued pursuant to the... Read more
19d
The Globe and Mail
Canadian securities watchdogs may get expanded global powerswrongdoing across international borders under proposed changes to the co-operat
Canadian securities watchdogs may get expanded global powers
The Globe and Mail / Posted 19 days ago
wrongdoing across international borders under proposed changes to the co-operation agreement that governs global securities commissions. The International Organization of Securities Commissions (IOSCO) has drafted reform recommendations... Read more
20d
The China Post
A-share markets to see seven new IPOs, raise $433m China's securities commission gave greenlight to seven initial public offerin
A-share markets to see seven new IPOs, raise $433m
The China Post / Posted 20 days ago
China's securities commission gave greenlight to seven initial public offerings (IPOs) on Monday, which are expected to raise no more than 2.8 billion yuan ($433.1 million). Among the seven... Read more
20d
Zero Hedge
April 13accused him of misleading investors in a technology company. (http://nyti.ms/1Q
April 13
Zero Hedge / Posted 20 days ago
accused him of misleading investors in a technology company. (http://nyti.ms/1Q3WqLq) THE GLOBE AND MAIL ** The Ontario Securities Commission will open the doors on its new whistle-blower office in the early summer, providing payments as high as... Read more
135 related stories
20d
The Star
CLIQ seeks judicial review on SC's decision on proposed asset acquisitionpromoters of special-purpose acquisition company (SPAC) CLIQ Energy Bhd are see
CLIQ seeks judicial review on SC's decision on proposed asset acquisition
The Star / Posted 20 days ago
promoters of special-purpose acquisition company (SPAC) CLIQ Energy Bhd are seeking a legal opinion on a decision by the Securities Commission (SC) that sought more information on the proposed asset that it was acquiring. Best Oracle Sdn Bhd,... Read more
20d
The Star
Tuesday, April 12move, the promoters of special-purpose acquisition company CLIQ Energy Bhd are
Tuesday, April 12
The Star / Posted 20 days ago
move, the promoters of special-purpose acquisition company CLIQ Energy Bhd are seeking a legal opinion on a decision by the Securities Commission (SC) that sought more information on the proposed asset that it was acquiring. Best Oracle Sdn Bhd said... Read more
20d
The Globe and Mail
OSC’s new whistle-blower office to offer tipsters up to $5-millionThe Ontario Securities Commission will open the doors on its new whistle-blower
OSC’s new whistle-blower office to offer tipsters up to $5-million
The Globe and Mail / Posted 20 days ago
The Ontario Securities Commission will open the doors on its new whistle-blower office in the early summer, providing payments as high as $5-million for tips that lead to successful prosecutions. OSC chair Maureen Jensen said the regulator has... Read more
21d
The Star
Top foreign and local stories at 4pmSC: Best Oracle Sdn Bhd, a major shareholder of CLIQ Energy Bhd, has filed a ju
Top foreign and local stories at 4pm
The Star / Posted 21 days ago
SC: Best Oracle Sdn Bhd, a major shareholder of CLIQ Energy Bhd, has filed a judicial review application against the Securities Commission (SC) after failing to get approval from the commission on its qualifying acquisition. —... Read more
21d
The Star
CLIQ main shareholder files judicial review against SCBest Oracle Sdn Bhd, a major shareholder of CLIQ Energy Bhd, has filed a judici
CLIQ main shareholder files judicial review against SC
The Star / Posted 21 days ago
Best Oracle Sdn Bhd, a major shareholder of CLIQ Energy Bhd, has filed a judicial review (JR) application against the Securities Commission (SC) after failing to get approval from the SC on its qualifying acquisition). The special purpose... Read more
24d
Business Wire
Grupo Aeroportuario Del Pacifico Informative Letter to Shareholdersstatements under International Financial Reporting Standards (“IFRS”), which we
Grupo Aeroportuario Del Pacifico Informative Letter to Shareholders
Business Wire / Posted 24 days ago
statements under International Financial Reporting Standards (“IFRS”), which we file with the Mexican National Banking and Securities Commission (“CNBV”) and the U.S. Securities and Exchange Commission (“SEC”). IV.Request for approval of our 2015... Read more
24d
The Star
SC Appoints two executive directorsKUALA LUMPUR: The Securities Commission Malaysia (SC) has appointed Kamarudin H
SC Appoints two executive directors
The Star / Posted 24 days ago
KUALA LUMPUR: The Securities Commission Malaysia (SC) has appointed Kamarudin Hashim and Chin Wei Min as Executive Directors effective from April 4, 2016. Kamarudin has been with the SC since 1993 and is experienced in various areas including... Read more
25d
The Globe and Mail
Weaker ‘poison pills,’ stronger shareholders?The Ontario Securities Commission quashed a poison-pill takeover defence by Thi
Weaker ‘poison pills,’ stronger shareholders?
The Globe and Mail / Posted 25 days ago
The Ontario Securities Commission quashed a poison-pill takeover defence by Thirdcoast (Peter Power/Peter Power/The Globe and Mail) The big corporate law debate for the better part of 30 years has been... Read more
26d
Al.com
Shoals theme park money man faces more legal woesoffline for several weeks. One of the lawsuits last month emerged from a case
Shoals theme park money man faces more legal woes
Al.com / Posted 26 days ago
offline for several weeks. One of the lawsuits last month emerged from a case that's under investigation by the Alabama Securities Commission. The commission sent Robinson a "cease-and-desist" order in December for receiving $600,000 from three... Read more
26d
National Post
Story | Business Wire News Releases | News | Financial PostJersey's large financial services industry. For more information on GoldMoney,
Story | Business Wire News Releases | News | Financial Post
National Post / Posted 26 days ago
Jersey's large financial services industry. For more information on GoldMoney, visit ir.goldmoney.com. No stock exchange, securities commission or other regulatory authority has approved or disapproved the information contained herein. Neither the... Read more
2 related stories
26d
The Star
Reach Energy to submit QA proposal by next monthKUALA LUMPUR: Reach Energy Bhd is targeting to submit the proposal of its maide
Reach Energy to submit QA proposal by next month
The Star / Posted 26 days ago
KUALA LUMPUR: Reach Energy Bhd is targeting to submit the proposal of its maiden acquisition to the Securities Commission by next month. Managing director and chief executive officer Shahul Hamid Mohd Ismail said the company targets to complete the... Read more
26d
The Star
Top foreign and local stories at 4pm(SGX-ST). The world’s largest rubber glovemaker said its merchant bankers had o
Top foreign and local stories at 4pm
The Star / Posted 26 days ago
(SGX-ST). The world’s largest rubber glovemaker said its merchant bankers had on Wednesday submitted the application to the Securities Commission and Singapore Exchange Securities Trading Ltd. — StarBiz S&P affirms Sime ratings with negative... Read more
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