Securities Commission

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1d
Brandon Sun
We should join national securities regulator effortManitoba residents any good, however, because Mr. Selinger fiercely defended th
We should join national securities regulator effort
Brandon Sun / Posted yesterday
Manitoba residents any good, however, because Mr. Selinger fiercely defended the local regulatory monopoly of the Manitoba Securities Commission. Mr. Pallister, up to now, is following suit. Because Manitoba has been sitting this one out, it has... Read more
2d
Calgary Sun
Alberta Securities Commission accuse Calgary man and woman of defrauding investors in Ponzi-like schemethe cash not on mortgages but on returns for other investors in a manner consis
Alberta Securities Commission accuse Calgary man and woman of defrauding investors in Ponzi-like scheme
Calgary Sun / Posted 2 days ago
the cash not on mortgages but on returns for other investors in a manner consistent with a Ponzi scheme. The Alberta Securities Commission alleges Breitkreutz, his company Base Finance, and its office administrator Susan Elizabeth Way told... Read more
5d
Aliran Online
National Security Council Act has all the hallmarks of authoritarianismsubordinated to this council, which is able to exert control over regulatory au
National Security Council Act has all the hallmarks of authoritarianism
Aliran Online / Posted 5 days ago
subordinated to this council, which is able to exert control over regulatory authorities such as Bank Negara Malaysia, the Securities Commission, and the Malaysian Anti-Corruption Commission. Even the authority of state governments can be... Read more
5d
The Globe and Mail
These websites offer reliable answers to common financial questionsSo try this simple calculator offered on GetSmarterAboutMoney.ca, which is an i
These websites offer reliable answers to common financial questions
The Globe and Mail / Posted 5 days ago
So try this simple calculator offered on GetSmarterAboutMoney.ca, which is an investor education initiative of the Ontario Securities Commission. How much tax will I pay on my investments? Ernst & Young’s 2016 personal tax calculator shows you... Read more
5d
Surrey Leader
Surrey man sentenced to 27 months for Ponzi schemefraud over $5,000 against eight victims. Charges against him were approved by
Surrey man sentenced to 27 months for Ponzi scheme
Surrey Leader / Posted 5 days ago
fraud over $5,000 against eight victims. Charges against him were approved by the Criminal Justice Branch following a B.C. Securities Commission (BCSC) investigation. The investigation into Castano was launched in September, 2009, following a tip... Read more
2 related stories
5d
BC Local News
Surrey man sentenced to 27 months for Ponzi schemefraud over $5,000 against eight victims. Charges against him were approved by
Surrey man sentenced to 27 months for Ponzi scheme
BC Local News / Posted 5 days ago
fraud over $5,000 against eight victims. Charges against him were approved by the Criminal Justice Branch following a B.C. Securities Commission (BCSC) investigation. The investigation into Castano was launched in September, 2009, following a tip... Read more
2 related stories
6d
KTRE Lufkin and Nacogdoches
Wind turbine maker issued cease and desist order in ArkansasLITTLE ROCK, Ark. (AP) - Arkansas' Securities Commissioner has filed a cease an
Wind turbine maker issued cease and desist order in Arkansas
KTRE Lufkin and Nacogdoches / Posted 6 days ago
LITTLE ROCK, Ark. (AP) - Arkansas' Securities Commissioner has filed a cease and desist order against a Texas-based company that makes turbines for wind farms. The commission said Thursday that Dragonfly Industries of Frisco, Texas, and company CEO... Read more
6 related stories
6d
KSWO Lawton-Wichita Falls
Wind turbine maker issued cease and desist order in ArkansasLITTLE ROCK, Ark. (AP) - Arkansas' Securities Commissioner has filed a cease an
Wind turbine maker issued cease and desist order in Arkansas
KSWO Lawton-Wichita Falls / Posted 6 days ago
LITTLE ROCK, Ark. (AP) - Arkansas' Securities Commissioner has filed a cease and desist order against a Texas-based company that makes turbines for wind farms. The commission said Thursday that Dragonfly Industries of Frisco, Texas, and company CEO... Read more
6 related stories
6d
KLTV 7 Tyler
Wind turbine maker issued cease and desist order in ArkansasLITTLE ROCK, Ark. (AP) - Arkansas' Securities Commissioner has filed a cease an
Wind turbine maker issued cease and desist order in Arkansas
KLTV 7 Tyler / Posted 6 days ago
LITTLE ROCK, Ark. (AP) - Arkansas' Securities Commissioner has filed a cease and desist order against a Texas-based company that makes turbines for wind farms. The commission said Thursday that Dragonfly Industries of Frisco, Texas, and company CEO... Read more
6 related stories
6d
KTXS Abilene
Wind turbine maker issued cease and desist order in ArkansasLITTLE ROCK, Ark. (AP) — Arkansas' Securities Commissioner has filed a cease an
Wind turbine maker issued cease and desist order in Arkansas
KTXS Abilene / Posted 6 days ago
LITTLE ROCK, Ark. (AP) — Arkansas' Securities Commissioner has filed a cease and desist order against a Texas-based company that makes turbines for wind farms. The commission said Thursday that Dragonfly Industries of Frisco, Texas, and company CEO... Read more
6 related stories
6d
KXXV Waco
Wind turbine maker issued cease and desist order in ArkansasLITTLE ROCK, Ark. (AP) - Arkansas' Securities Commissioner has filed a cease an
Wind turbine maker issued cease and desist order in Arkansas
KXXV Waco / Posted 6 days ago
LITTLE ROCK, Ark. (AP) - Arkansas' Securities Commissioner has filed a cease and desist order against a Texas-based company that makes turbines for wind farms. The commission said Thursday that Dragonfly Industries of Frisco, Texas, and company CEO... Read more
6 related stories
6d
4029TV KHBS - KHOG Fort Smith - Fayetteville
State agency issues cease and desist order against wind farm companyThe Arkansas Securities Commissioner filed a cease and desist order against the
State agency issues cease and desist order against wind farm company
4029TV KHBS - KHOG Fort Smith - Fayetteville / Posted 6 days ago
The Arkansas Securities Commissioner filed a cease and desist order against the company that was involved with a proposed wind farm project in the Elm Springs area. The company attorney has asked for a formal hearing to clear the company from... Read more
6 related stories
7d
Calgary Sun
Securities Commission to appoint receiver to return funds to scammed Alberta investorsSaileshwar Narayan between 2010 and 2012 will have the opportunity to get at le
Securities Commission to appoint receiver to return funds to scammed Alberta investors
Calgary Sun / Posted 7 days ago
Saileshwar Narayan between 2010 and 2012 will have the opportunity to get at least some of their money back. The Alberta Securities Commission announced Wednesday it will apply to the Court of Queen's Bench to appoint a receiver to distribute... Read more
8d
Sabah Daily Express
PIDM announces new appointmentsoutside CIMB Group were as Senior Advisor, Economics Department of the Monetary
PIDM announces new appointments
Sabah Daily Express / Posted 8 days ago
outside CIMB Group were as Senior Advisor, Economics Department of the Monetary Authority of Singapore. Nik Ramlah retired as a career regulator, having served the Securities Commission Malaysia for 23 years until her retirement on March 31,... Read more
9d
Sabah Daily Express
SC introduces rule book on takeovers, mergersKuala Lumpur: The Securities Commission Malaysia (SC) has launched a rule book
SC introduces rule book on takeovers, mergers
Sabah Daily Express / Posted 9 days ago
Kuala Lumpur: The Securities Commission Malaysia (SC) has launched a rule book on the revised takeovers and mergers framework to facilitate market activities in a fast-changing environment, while ensuring appropriate shareholder protection. In a... Read more
10d
Grande Prairie Daily Herald-Tribune
GP businessmen admit to breaching Alberta securityRobert Jay Major, Gray Mattison Clements and Major Investments (1429250 Alberta
GP businessmen admit to breaching Alberta security
Grande Prairie Daily Herald-Tribune / Posted 10 days ago
Robert Jay Major, Gray Mattison Clements and Major Investments (1429250 Alberta Ltd.), and Alberta Securities Commission have concluded a settlement agreement. Major and Clements, both of Grande Prairie, and Major Investments admitted to multiple... Read more
15d
Canberra Times
InterOil founder escalates war on successors with probe callsmells rotten," he pointed to public disclosures of purchases by board members.
InterOil founder escalates war on successors with probe call
Canberra Times / Posted 15 days ago
smells rotten," he pointed to public disclosures of purchases by board members. "We believe the Alberta or Ontario Securities Commission and the New York Stock Exchange should review the facts in this matter to determine whether potential... Read more
15d
Sydney Morning Herald
InterOil founder escalates war on successors with probe callsmells rotten," he pointed to public disclosures of purchases by board members.
InterOil founder escalates war on successors with probe call
Sydney Morning Herald / Posted 15 days ago
smells rotten," he pointed to public disclosures of purchases by board members. "We believe the Alberta or Ontario Securities Commission and the New York Stock Exchange should review the facts in this matter to determine whether potential... Read more
17d
New Zealand's National Business Review
Bublitz pulled strings in Viaduct, Mutual Finance deals, High Court hearsmisled investors about the related party transactions, the quality of its asset
Bublitz pulled strings in Viaduct, Mutual Finance deals, High Court hears
New Zealand's National Business Review / Posted 17 days ago
misled investors about the related party transactions, the quality of its assets, and trust deed breaches. Even after the Securities Commission expressed concern about the non-disclosure of various assets and the involvement of Bublitz, the... Read more
6 related stories
21d
Calgary Sun
Alberta Securities Commission issues warning about Bristol FinancialThe Alberta Securities Commission issued a warning Wednesday about Bristol Fina
Alberta Securities Commission issues warning about Bristol Financial
Calgary Sun / Posted 21 days ago
The Alberta Securities Commission issued a warning Wednesday about Bristol Financial, a purported investment firm it says has left investors out more than $2 million to date. According to the ASC, Bristol Financial (Offshore) LLC (Bristol) — which... Read more
22d
US Commodities Futures Trading Commission
Federal Court in Illinois Orders John D. Briner, a Disbarred Canadian Attorney, and His Former Law Firm, MetroWest Law Corporation, to Pay $280,000 Penalty for a Money Pass SchemePower (see Order and CFTC Press Release 7403-16). The CFTC thanks and acknowle
Federal Court in Illinois Orders John D. Briner, a Disbarred Canadian Attorney, and His Former Law Firm, MetroWest Law Corporation, to Pay $280,000 Penalty for a Money Pass Scheme
US Commodities Futures Trading Commission / Posted 22 days ago
Power (see Order and CFTC Press Release 7403-16). The CFTC thanks and acknowledges the assistance of the British Columbia Securities Commission. The CFTC’s Enforcement Division also appreciates the assistance of the CFTC’s Office of Chief Counsel... Read more
23d
Al.com
The truth behind the big money efforts to change pensions in AlabamaBy Tom Krebs,a Securities lawyer in Birmingham. He is a former director of the
The truth behind the big money efforts to change pensions in Alabama
Al.com / Posted 23 days ago
By Tom Krebs,a Securities lawyer in Birmingham. He is a former director of the Alabama Securities Commission and was the assistant director and deputy general counsel of the Financial Crisis Inquiry Commission. He also was Senior Counsel to the U. S.... Read more
24d
The Globe and Mail
OSC approves settlement for overpaying Scotiabank clientsto compensate current and former clients who overpaid to hold various types of
OSC approves settlement for overpaying Scotiabank clients
The Globe and Mail / Posted 24 days ago
to compensate current and former clients who overpaid to hold various types of investments. On Friday, the Ontario Securities Commission heard and approved a no-contest settlement agreement with Scotia Capital Inc., Scotia Securities Inc.... Read more
27d
Sabah Daily Express
SC warns public of unlicensed financial servicesKuala Lumpur: The Securities Commission (SC) is alerting the public of firms an
SC warns public of unlicensed financial services
Sabah Daily Express / Posted 27 days ago
Kuala Lumpur: The Securities Commission (SC) is alerting the public of firms and individuals who are promoting financial planning services without being licensed by the commission. It is essential that investors are advised by licensed professionals... Read more
27d
US Commodities Futures Trading Commission
Federal Court Orders Israeli Web-based Firms, Vault Options, Ltd. and Global Trader 365, to Pay More than $4.5 Million for Unlawful Off-Exchange Binary Options Trading, Fraud, and Registration Violationsthe assistance of the Israeli Securities Authority, the Cyprus Securities and E
Federal Court Orders Israeli Web-based Firms, Vault Options, Ltd. and Global Trader 365, to Pay More than $4.5 Million for Unlawful Off-Exchange Binary Options Trading, Fraud, and Registration Violations
US Commodities Futures Trading Commission / Posted 27 days ago
the assistance of the Israeli Securities Authority, the Cyprus Securities and Exchange Commission, and the Ontario Securities Commission. CFTC Division of Enforcement staff members responsible for this action are Camille Arnold, Heather... Read more
28d
Business Wire
Mexichem Reports 2016 Second Quarter Resultshighlighted under the title “Risk Factors” on the annual report submitted by Me
Mexichem Reports 2016 Second Quarter Results
Business Wire / Posted 28 days ago
highlighted under the title “Risk Factors” on the annual report submitted by Mexichem to the Mexican Nati onal Banking and Securities Commission (CNBV). The forward-looking statements included herein represent Mexichem’s views as of the date of... Read more
29d
The Age
InterOil founder escalates war on successors with probe callsmells rotten," he pointed to public disclosures of purchases by board members.
InterOil founder escalates war on successors with probe call
The Age / Posted 29 days ago
smells rotten," he pointed to public disclosures of purchases by board members. "We believe the Alberta or Ontario Securities Commission and the New York Stock Exchange should review the facts in this matter to determine whether potential... Read more
29d
Business Wire
GENTERA Reports 2Q16 Resultsquarter period ended June 30, 2016. All figures were prepared in accordance wit
GENTERA Reports 2Q16 Results
Business Wire / Posted 29 days ago
quarter period ended June 30, 2016. All figures were prepared in accordance with requirements from the National Banking and Securities Commission (CNBV) and are expressed in nominal Mexican pesos (Ps.). 2Q16 Highlights: Loan Portfolio per... Read more
30d
The Globe and Mail
Health Canada reviewing B.C. natural-health company’s treatmentsnamed earlier this year as one of the players in an alleged $65-million (U.S.)
Health Canada reviewing B.C. natural-health company’s treatments
The Globe and Mail / Posted 30 days ago
named earlier this year as one of the players in an alleged $65-million (U.S.) fraud under investigation by the B.C. Securities Commission. The commission issued a notice in January that alleged Pegasus Pharmaceuticals Group Inc. defrauded... Read more
m
The Borneo Post
Ripple effects of the OPR cutconsumer spending.” Another near term potential catalyst for the sector is the
Ripple effects of the OPR cut
The Borneo Post / Posted 1 months ago
consumer spending.” Another near term potential catalyst for the sector is the possible revision of REIT guidelines by the Securities Commission to allow for green development up to certain percentage of total assets value, similar to Singapore and... Read more
m
The Globe and Mail
Can Garth Drabinsky make good on his next musical comeback?in mind all the baggage and history and whatnot,” he explained. That “whatnot”
Can Garth Drabinsky make good on his next musical comeback?
The Globe and Mail / Posted 1 months ago
in mind all the baggage and history and whatnot,” he explained. That “whatnot” includes parole conditions that the Ontario Securities Commission says prevent Drabinsky from “owning or operating a business or being in a position of responsibility... Read more
m
Business Wire
UNIFIN Reports Net Profit of Ps. 302.4 Million, Nominal Financial Margin Increase of 53.1% in 2Q16Financial information has been prepared in accordance with the accounting crite
UNIFIN Reports Net Profit of Ps. 302.4 Million, Nominal Financial Margin Increase of 53.1% in 2Q16
Business Wire / Posted 1 months ago
Financial information has been prepared in accordance with the accounting criteria of the Mexican National Banking and Securities Commission (“CNBV”) and filed with the Mexican Stock Exchange (“BMV”). 2Q16 Highlights Statement from the... Read more

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