Securities Commission articles over last 30 days

- articles last 30 days - articles per day
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2015/01/24 02:12
2015/01/24 02:12
1d
TORONTO — Securities regulators in Ontario have fined former Canadian Football League player Adrion (Pee Wee) Smith $50,000 and banned him for working in the investment industry for eight years in...
2015/01/24 02:12
2015/01/24 02:12
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2015/01/24 01:37
2015/01/24 01:37
1d
Investigators with the Alabama Securities Commission say James Lawhorne, the former CEO of Cypress Creek Organic Farms, removed his ankle monitoring bracelet and fled North Alabama. A Madison County...
2015/01/23 23:17
2015/01/23 23:17
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DENVER--(BUSINESS WIRE)--As a result of a review by the British Columbia Securities Commission, Midway Gold Corp. ("Midway" or the "Company") (MDW:TSX, MDW:NYSE-MKT) is issuing this press release to...
2015/01/23 20:16
2015/01/23 20:16
1d
Genesis Energy has had a relative return of 31 per cent since its bookbuild date. Photo / Alan Gibson The two big lessons from last year's initial public offerings were the huge difference between...
2015/01/23 11:38
2015/01/23 11:38
2d
Bursa Derivatives registered to US trade commission as foreign board of trade Published: 23 January 2015 7:21 PM Bursa Malaysia Derivatives Bhd (BMD) has been granted registration as a Foreign Board...
2015/01/23 02:34
2015/01/23 02:34
2d
January 22, 2015 CFTC Issues Order of Registration for Bursa Malaysia Derivatives Berhad Washington, DC — The U.S. Commodity Futures Trading Commission (Commission) announced today that is has...
2015/01/22 11:39
2015/01/22 11:39
3d
... from working life to retirement takes careful financial planning and decision-making – give yourself plenty of time to prepare. Here are some things you can do ahead of time. 1....
2015/01/22 01:39
2015/01/22 01:39
3d
Former Anderson County administrator Joey Preston is being asked by authorities to justify $1.2 million he received from a Ponzi scheme run by former county council member Ron Wilson. The South...
2015/01/21 20:40
2015/01/21 20:40
3d
A former notary public in British Columbia has been fined $33-million after a hearing panel concluded she conducted a $100-million Ponzi scheme fraud involving false claims about raising financing for...
2015/01/21 17:40
2015/01/21 17:40
3d
If your credit rating is good, you’ll likely have several options for borrowing money. With credit cards, there are hundreds of options to choose from. The features offered and the interest rate will...
2015/01/21 16:40
2015/01/21 16:40
3d
By Bill Poovey An insolvent Seneca-based health insurer taken over by the state amid an FBI fraud investigation owes medical providers about $8 million, a court appointed overseer of the nonprofit’s...
2015/01/21 13:39
2015/01/21 13:39
3d
Famed value investor Walter Schloss – whom Warren Buffett once called a “super investor” – told my value investing class a few years ago that he only shorted a stock once and would never do it...
2015/01/20 23:39
2015/01/20 23:39
4d
A $9-billion class-action launched by burned investors in Sino-Forest Corp. – the Toronto-listed Chinese forestry giant that collapsed amid fraud allegations in 2011 – has been given the green light...
2015/01/18 23:50
2015/01/18 23:50
6d
WE are now heading towards self-regulation and the development of a civil society and working towards the need for greater contribution from the public in ensuring that we live in a secure and...
2015/01/17 11:39
2015/01/17 11:39
8d
Two former senior executives of investment firm First Leaside Wealth Management Inc. defrauded investors of almost $19-million by not disclosing a negative report about the company when selling...
2015/01/16 19:19
2015/01/16 19:19
8d
A retired Nanaimo couple who mortgaged their home to finance their son’s investment in a shady junior mining venture say a court-ordered restitution deadline has come and gone, and they still haven’t...
2015/01/16 12:44
2015/01/16 12:44
9d
Argentina Denies Penalty Tax Deductionsby Mike Godfrey, Tax-News.com, Washington16 January 2015 Argentina's tax authority has ruled that financial institutions may not deduct government fines and...
2015/01/16 01:50
2015/01/16 01:50
9d
PETALING JAYA: GW Plastics Holdings Bhd will distribute dividends to its existing shareholders before the completion of its reverse takeover (RTO) exercise with MCT Consortium Bhd in the second...
2015/01/16 00:50
2015/01/16 00:50
9d
PETALING JAYA: Malaysian Resources Corp Bhd (MRCB) is seeing a revival in its share price following the end of a trading restriction on the stock by two of its major shareholders on Monday following...
2015/01/14 23:14
2015/01/14 23:14
10d
How the country is developing its capital markets to attract foreign investors - a roundtable sponsored by ANZ and Maybank Kim Eng. Nguyen Thanh Long, vice-chairman, state Securities Commission. Do...
2015/01/24 02:12
2015/01/24 02:12
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