Securities Commission articles over last 30 days

- articles last 30 days - articles per day
Mentioned in this news Places Companies People
2014/11/22 00:49
2014/11/22 00:49
1d
HARDLY anybody sends out greeting cards these days, but there should be one to express sympathy for the minority shareholders of Protasco Bhd. And the message inside should be something like...
2014/11/22 00:49
2014/11/22 00:49
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2014/11/19 17:09
2014/11/19 17:09
3d
KUCHING: EA Technique (M) Bhd (EA Technique) principally an owner and operator of marine vessels, focused on marine transportation and offshore storage of oil and gas as well as provision of port...
2014/11/19 12:39
2014/11/19 12:39
3d
The proportion of women on corporate boards has climbed steadily as regulators focus attention on lagging diversity in senior roles, but the proportion of visible minority directors is continuing to...
2014/11/19 08:27
2014/11/19 08:27
3d
US charges two Indians with conning investors with social media The US Securities and Exchange Commission has charged two India-based operators of an alleged high-yield investment scheme seeking to...
2014/11/18 23:49
2014/11/18 23:49
4d
PETALING JAYA: A consortium led by Spain’s Compania Espanola de Petroleos (Cepsa) is withdrawing its bid to acquire London-based oil firm Salamander Energy Plc. The withdrawal of the consortium,...
2014/11/18 15:17
2014/11/18 15:17
4d
TORONTO--(BUSINESS WIRE)--Aequitas Innovations Inc. (“Aequitas”) is very pleased to announce that the Ontario Securities Commission (“OSC”) issued a recognition order on November 17, 2014, to Aequitas...
2014/11/18 12:39
2014/11/18 12:39
4d
B.C. is not among the seven provinces and two territories that will require companies to report on their plans to improve the proportion of women on boards of directors – despite the fact women make...
2014/11/18 03:17
2014/11/18 03:17
4d
TORONTO--(BUSINESS WIRE)--Aequitas Innovations Inc. („Aequitas“) freut sich bekannt geben zu können, dass die Ontario Securities Commission („OSC“) am 17. November 2014 die aufsichtsrechtliche...
2014/11/18 03:17
2014/11/18 03:17
4d
TORONTO--(BUSINESS WIRE)--Aequitas Innovations Inc. ("Aequitas") è lieta di annunciare che la Ontario Securities Commission ("OSC") il 17 novembre 2014 ha emesso un ordine di riconoscimento per...
2014/11/17 19:29
2014/11/17 19:29
5d
Canadian regulators have given approval to Aequitas, a new stock exchange backed by a consortium of financial services firms that plans to take on TMX Group and keep out high-frequency traders. The...
2014/11/17 16:41
2014/11/17 16:41
5d
The Ontario Securities Commission has given approval to Aequitas Innovations Inc. to launch a new stock exchange in Canada. The Aequitas NEO Exchange is expected to go live “towards the end of March...
2014/11/16 08:59
2014/11/16 08:59
6d
In one of the biggest cross-border regulatory cooperation, markets watchdog SEBI has helped its counterpart in the US bust a major investment scam being run through online social media platforms. The...
2014/11/14 23:37
2014/11/14 23:37
8d
TUSCUMBIA, Ala. (AP) � Alabama officials have agreed to drop securities fraud charges against the chief executive of National Steel Car in return for the Canadian businessman paying $22...
2014/11/14 00:49
2014/11/14 00:49
9d
PETALING JAYA: The success for capital markets under the Asean Economic Community (AEC) will be heavily dependent on populous Indonesia being ready to participate in an ambitious integration that...
2014/11/13 17:07
2014/11/13 17:07
9d
KUALA LUMPUR: Kenanga Investment Bank Bhd expects retail participation in Bursa Malaysia to reach 30 per cent within the next two years, driven by the industry’s concerted effortS to bring in younger...
2014/11/13 16:43
2014/11/13 16:43
9d
Several subsidiaries of Toronto-Dominion Bank have agreed to pay $650,000 in sanctions and costs after admitting they overcharged at least $13.5-million worth of fees to clients stretching back as...
2014/11/13 12:29
2014/11/13 12:29
9d
The SEC’s Enforcement Division alleges that Pankaj Srivastava and Nataraj Kavuri offered “guaranteed” daily profits as they anonymously solicited investments for their purported investment management...
2014/11/10 22:17
2014/11/10 22:17
12d
WHEATON, Ill.--(BUSINESS WIRE)--First Trust Advisors L.P. (“First Trust”), a global ETF provider and asset manager, today announced that Mexican pension funds investment regulator, La Comisión...
2014/11/07 19:39
2014/11/07 19:39
15d
Staff of the Ontario Securities Commission have negotiated a settlement agreement with several divisions of Toronto-Dominion Bank after they revealed they overcharged fees to clients on certain...
2014/11/05 23:20
2014/11/05 23:20
17d
By The Canadian Press VANCOUVER - Securities regulators in British Columbia have fined a Vancouver Island man $17.5 million and permanently banned him from the province's capital markets for...
2014/11/22 00:49
2014/11/22 00:49
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