Securities Commission

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17h
The Buffalo News
Client of two WNY lawyers repaid for faulty legal helpSeven clients, or heirs, of two Western New York lawyers are among more than 10
Client of two WNY lawyers repaid for faulty legal help
The Buffalo News / Posted 17 hours ago
Seven clients, or heirs, of two Western New York lawyers are among more than 100 recipients statewide recently reimbursed a total of $4.1 million by the state Lawyers Fund for Client Protection. The fund, which is financed fully by the registration... Read more
23h
The Sudbury Star
Column: Hydro One IPO will be good for OntarioBob Chiarelli, Guest columnist Note: this is an edited version a letter sent t
Column: Hydro One IPO will be good for Ontario
The Sudbury Star / Posted 23 hours ago
Bob Chiarelli, Guest columnist Note: this is an edited version a letter sent to Allan O'Dette, president and chief executive officer, Ontario Chamber of Commerce: Thank you for your Aug. 20 letter to Premier Kathleen Wynne regarding the Hydro One... Read more
1d
Arkansas Democrat-Gazette
Tearful Shoffner ordered to prisonAfter three hours of debate capped by a tearful apology from former state Treas
Tearful Shoffner ordered to prison
Arkansas Democrat-Gazette / Posted yesterday
After three hours of debate capped by a tearful apology from former state Treasurer Martha Shoffner, a federal judge sentenced the 71-year-old Newport woman to 2 1/2 years in prison Friday for accepting $36,000 over three years to officially steer a... Read more
22 related stories
1d
The Globe and Mail
Former BCE assistant investigated by Quebec regulator for insider tradingQuebec’s securities regulator is investigating a former BCE Inc. employee over
Former BCE assistant investigated by Quebec regulator for insider trading
The Globe and Mail / Posted yesterday
Quebec’s securities regulator is investigating a former BCE Inc. employee over allegations of insider trading and tipping involving three deals that spanned her employment at the telecommunications giant. On Thursday, the Autorité des marches... Read more
2d
AllAfrica.com
ZSE Prepares Listing of Debt InstrumentsThe Zimbabwe Stock Exchange is at an advanced stage in preparations for the lis
ZSE Prepares Listing of Debt Instruments
AllAfrica.com / Posted 2 days ago
The Zimbabwe Stock Exchange is at an advanced stage in preparations for the listing of debt instruments on the bourse which will offer the market a wider array of tradable securities beyond just shares and debentures. As part of the preparations for... Read more
3d
The Globe and Mail
Financial-planning field a ‘Wild West’ in CanadaSign up for a comprehensive financial plan with Jason Pereira and you’ll need d
Financial-planning field a ‘Wild West’ in Canada
The Globe and Mail / Posted 3 days ago
Sign up for a comprehensive financial plan with Jason Pereira and you’ll need deep pockets. The entire process takes about a year and includes five meetings covering five separate plan components. The cost: $5,000. Mr. Pereira is an award-winning... Read more
3d
The Malaysian Insider
Economic panel will do little to soothe markets, say critics Published: 27 August 2015 9:48 AM The special economic committee will propos
Economic panel will do little to soothe markets, say critics
The Malaysian Insider / Posted 3 days ago
Published: 27 August 2015 9:48 AM The special economic committee will propose immediate and medium-term measures to strengthen the economy, after reviewing concerns about the ringgit and... Read more
4d
Finance Asia
Zabidi leaves banking to join Malaysian watchdogThe capital markets promotion arm of Malaysia’s securities regulator has appoin
Zabidi leaves banking to join Malaysian watchdog
Finance Asia / Posted 4 days ago
The capital markets promotion arm of Malaysia’s securities regulator has appointed Azhar Zabidi as chief executive, as the country is convulsed by political scandal and steep declines in the value of its currency, the ringgit. Prior to taking up his... Read more
4d
The Malaysian Insider
Najib’s economic panel will do little to soothe markets, say critics Published: 26 August 2015 7:03 PM Malaysia’s economic woes have spurred Prim
Najib’s economic panel will do little to soothe markets, say critics
The Malaysian Insider / Posted 4 days ago
Published: 26 August 2015 7:03 PM Malaysia’s economic woes have spurred Prime Minister Datuk Seri Najib Razak to set up a special economic committee. – The Malaysian Insider file... Read more
4d
The Star
Capital Markets Malaysia picks Azhar Zabidi as CEOKUALA LUMPUR: Capital Markets Malaysia has appointed veteran investment banker
Capital Markets Malaysia picks Azhar Zabidi as CEO
The Star / Posted 4 days ago
KUALA LUMPUR: Capital Markets Malaysia has appointed veteran investment banker Azhar Zabidi as chief executive officer (CEO) of the dedicated capital markets promotion organisation. It said on Wednesday that Azhar’s appointment would take effect on... Read more
4d
Sabah Daily Express
Unpopular but neededPutra Jaya: The government's economic reforms have strengthened the nation's fi
Unpopular but needed
Sabah Daily Express / Posted 4 days ago
Putra Jaya: The government's economic reforms have strengthened the nation's finances besides easing the burden on the people, said Prime Minister Datuk Seri Najib Tun Razak. Najib, who is also Finance Minister, said the reforms, although unpopular... Read more
3 related stories
4d
The Star
Special panel to ensure growthKUALA LUMPUR: A Special Economic Committee will be set up by the Government to
Special panel to ensure growth
The Star / Posted 4 days ago
KUALA LUMPUR: A Special Economic Committee will be set up by the Government to ensure the country’s continued growth in light of global financial and economic uncertainties. Prime Minister Datuk Seri Najib Tun Razak, in acknowledging the economic... Read more
3 related stories
4d
The Borneo Post
Economic reforms boost finances, ease people’s burden — NajibNajib presents the Special Award to Gho Peng Seng (left) from the Statutory Bod
Economic reforms boost finances, ease people’s burden — Najib
The Borneo Post / Posted 4 days ago
Najib presents the Special Award to Gho Peng Seng (left) from the Statutory Body Strategic Management Division at the awards presentation. — Bernama photo PUTRAJAYA: The government’s economic reforms have strengthened the nation’s finances besides... Read more
2 related stories
4d
The Globe and Mail
Mitchell Finkelstein gets 10-year trading ban from OSCThe Ontario Securities Commission ruled that former Bay Street lawyer Mitchell
Mitchell Finkelstein gets 10-year trading ban from OSC
The Globe and Mail / Posted 4 days ago
The Ontario Securities Commission ruled that former Bay Street lawyer Mitchell Finkelstein and four others must pay more than $2.7 million in fines and other penalties, and will be banned from trading for ten years, for insider trading infractions... Read more
5d
The Globe and Mail
OSC orders $2.7-million in fines, penalties in Finkelstein insider trading caseThe Ontario Securities Commission has ruled that former Bay Street lawyer Mitch
OSC orders $2.7-million in fines, penalties in Finkelstein insider trading case
The Globe and Mail / Posted 5 days ago
The Ontario Securities Commission has ruled that former Bay Street lawyer Mitchell Finkelstein and four others must pay more than $2.7-million in fines and other penalties, and will be banned from trading for ten years, for insider trading... Read more
5d
The Borneo Post
Govt to establish special economic committeeKUALA LUMPUR: A special economic committee will be established to ensure Malays
Govt to establish special economic committee
The Borneo Post / Posted 5 days ago
KUALA LUMPUR: A special economic committee will be established to ensure Malaysia maintains its economic growth momentum, says Prime Minister Datuk Seri Najib Razak. “The committee’s objective is to ensure Malaysia maintains the growth momentum that... Read more
3 related stories
5d
The Star
Malaysia to set up special economic committeeKUALA LUMPUR: The Government will set up a special economic committee to ensure
Malaysia to set up special economic committee
The Star / Posted 5 days ago
KUALA LUMPUR: The Government will set up a special economic committee to ensure that Malaysia maintains its economic growth momentum, says Prime Minister Datuk Seri Najib Tun Razak. "The committee's objective is to ensure Malaysia maintains the... Read more
3 related stories
5d
The Malaysian Insider
Najib announces new economic committee Published: 25 August 2015 10:52 AM Pedestrians reflected on a screen at a mo
Najib announces new economic committee
The Malaysian Insider / Posted 5 days ago
Published: 25 August 2015 10:52 AM Pedestrians reflected on a screen at a money changer outlet in Kuala Lumpur. Prime Minister Datuk Seri Najib Razak today announced a special committee to ensure economic... Read more
5d
The Globe and Mail
Fund providers unhappy with OSC ruling on using industry awards in adsFund providers are expressing frustration with an Ontario Securities Commission
Fund providers unhappy with OSC ruling on using industry awards in ads
The Globe and Mail / Posted 5 days ago
Fund providers are expressing frustration with an Ontario Securities Commission decision that will limit their ability to promote investment industry awards when advertising products. Ads promoting mutual funds and exchange-traded funds frequently... Read more
6d
The Borneo Post
Najib: Women as decision makers in civil sector exceeds targetPUTRAJAYA: Datuk Seri Najib Tun Razak said women’s involvement at the decision-
Najib: Women as decision makers in civil sector exceeds target
The Borneo Post / Posted 6 days ago
PUTRAJAYA: Datuk Seri Najib Tun Razak said women’s involvement at the decision-making level in the civil sector as of last June had reached 33 per cent. The prime minister said the figure exceeded the target of 30 per cent set by the government,... Read more
9d
AllAfrica.com
The Power Sector - a Case for Judicial DeferenceAlexis de Tocqueville, the French political philosopher toured the young Americ
The Power Sector - a Case for Judicial Deference
AllAfrica.com / Posted 9 days ago
Alexis de Tocqueville, the French political philosopher toured the young American republic in the 1830s and published a midsized book, Democracy in America, that has become a classic of democracy theory. After his tour, Tocqueville concluded that,... Read more
11d
The Star
Good economy is good politics - Making ProgressIn 1992, a young governor from the southern state of Arkansas, United States de
Good economy is good politics - Making Progress
The Star / Posted 11 days ago
In 1992, a young governor from the southern state of Arkansas, United States decided to challenge a sitting president who had only just emerged victorious from a war against a bullying dictator in the Middle East. The young governor was the telegenic... Read more
11d
The Globe and Mail
Fund providers unhappy with OSC ruling on using industry awards in adsFund providers are expressing frustration with an Ontario Securities Commission
Fund providers unhappy with OSC ruling on using industry awards in ads
The Globe and Mail / Posted 11 days ago
Fund providers are expressing frustration with an Ontario Securities Commission decision that will limit their ability to promote investment industry awards when advertising products. Ads promoting mutual funds and exchange-traded funds frequently... Read more
13d
Business Wire
Saguaro Ranch Development Plan and Rezoning Approved by Marana Mayor and Town CouncilNEW YORK--(BUSINESS WIRE)--Northlight Financial LLC (“Northlight”), a manager o
Saguaro Ranch Development Plan and Rezoning Approved by Marana Mayor and Town Council
Business Wire / Posted 13 days ago
NEW YORK--(BUSINESS WIRE)--Northlight Financial LLC (“Northlight”), a manager of private equity debt and real estate assets, announces the Marana Mayor and Town Council approval of the Saguaro Ranch Specific Plan. “This approval is a significant... Read more
14d
The Malaysian Insider
Telent HK seeks listing on Bursa Published: 16 August 2015 2:05 PM China-based Telent Outdoor (Hong Kong) Tec
Telent HK seeks listing on Bursa
The Malaysian Insider / Posted 14 days ago
Published: 16 August 2015 2:05 PM China-based Telent Outdoor (Hong Kong) Technology Co Ltd, which is seeking listing on the Main Market of Bursa Malaysia, expects its annual growth momentum of between 20 and 30% to... Read more
15d
The Borneo Post
Investing for a better futureKUCHING: Over recent years, the global sustainability movement has grown rapidl
Investing for a better future
The Borneo Post / Posted 15 days ago
KUCHING: Over recent years, the global sustainability movement has grown rapidly as evidenced by the increasing number of companies pursuing environmentally and socially sustainable business models and governments encouraging sustainability... Read more
16d
The Birmingham Times
Hoover Man Sentenced to Seven Years in Prison for Ponzi Scheme that Bilked Millions from InvestorsBIRMINGHAM — A federal judge today sentenced a Hoover man to more than seven ye
Hoover Man Sentenced to Seven Years in Prison for Ponzi Scheme that Bilked Millions from Investors
The Birmingham Times / Posted 16 days ago
BIRMINGHAM — A federal judge today sentenced a Hoover man to more than seven years in prison for defrauding investors out of more than $3 million through an illegal Ponzi scheme, announced U.S. Attorney Joyce White Vance, FBI Special Agent in Charge... Read more
16d
FOX 6 News Birmingham
Hoover man sentenced for illegal Ponzi schemeA Hoover man has been sentenced to more than 7 years in prison for an illegal P
Hoover man sentenced for illegal Ponzi scheme
FOX 6 News Birmingham / Posted 16 days ago
A Hoover man has been sentenced to more than 7 years in prison for an illegal Ponzi scheme, according to federal investigators. U.S. Attorney Joyce White Vance, along with FBI Special Agent in Charge Roger C. Stanton, Alabama Securities Commission... Read more
19d
Arkansas Democrat-Gazette
Shoffner witness can't pay, lawyer saysThe man who brought down Arkansas Treasurer Martha Shoffner says state regulato
Shoffner witness can't pay, lawyer says
Arkansas Democrat-Gazette / Posted 19 days ago
The man who brought down Arkansas Treasurer Martha Shoffner says state regulators do not have grounds to seek a court order to force him to pay a $20,000 fine for violating Arkansas securities rules, according to a recent court filing. Steele... Read more
19d
The Star
Bison IPO offers 81 million sharesPETALING JAYA: Newsstand and convenience store operator Bison Consolidated Bhd
Bison IPO offers 81 million shares
The Star / Posted 19 days ago
PETALING JAYA: Newsstand and convenience store operator Bison Consolidated Bhd is offering 80.6 million shares for its proposed initial public offering (IPO) on the Main Market of Bursa Malaysia. Of the amount, 62.31 million shares are for... Read more
19d
Balita
SMEs can raise raise capital via crowdfunding platform from September August 11, 2015 5:20 am PUTRAJAYA, Aug. 10 — Beginning September, small and
SMEs can raise raise capital via crowdfunding platform from September
Balita / Posted 19 days ago
August 11, 2015 5:20 am PUTRAJAYA, Aug. 10 — Beginning September, small and medium enterprises (SMEs), can raise capital using the crowdfunding platform. Individuals can invest... Read more
20d
AllAfrica.com
Gwarzo - SEC Is Committed to Protecting InvestorsDirector General of the Securities and Exchange Commission, Mounir Gwarzo, in t
Gwarzo - SEC Is Committed to Protecting Investors
AllAfrica.com / Posted 20 days ago
Director General of the Securities and Exchange Commission, Mounir Gwarzo, in this interview with Goddy Egene at the end of the second Capital Market Committee meeting in Lagos, talked about his vision for the exchange and other issues in the market.... Read more
20d
The Star
SMEs can raise capital via crowdfunding platformPUTRAJAYA: Beginning September, small and medium enterprises (SMEs), can raise
SMEs can raise capital via crowdfunding platform
The Star / Posted 20 days ago
PUTRAJAYA: Beginning September, small and medium enterprises (SMEs), can raise capital using the crowdfunding platform. He said a company could raise up to RM3 million within a 12-month period and thereafter, up to RM2 million. "Among the sectors... Read more
22d
The Star
Early test for MIA presidentNext month’s AGM will indicate if accountants are ready for reform EVERY time
Early test for MIA president
The Star / Posted 22 days ago
Next month’s AGM will indicate if accountants are ready for reform EVERY time the Malaysian Institute of Accountants (MIA) gets a new president, he has less than two months to settle into the job before facing members at the institute’s AGM. It... Read more
25d
The Borneo Post
Stanchart Malaysia lands mandate for first new syariah-compliant Asean passport fundKUALA LUMPUR: Standard Chartered Bank Malaysia Bhd has been mandated as trustee
Stanchart Malaysia lands mandate for first new syariah-compliant Asean passport fund
The Borneo Post / Posted 25 days ago
KUALA LUMPUR: Standard Chartered Bank Malaysia Bhd has been mandated as trustee for the newly-launched Maybank Bosera Greater China Asean Equity-I Fund. The fund, the first Shariah-compliant ASEAN Passport Fund approved by the Securities Commission... Read more
25d
Business Wire
GoldMoney Inc. to Present at Canaccord Genuity Growth ConferenceTORONTO--(BUSINESS WIRE)--GoldMoney Inc. (TSX-V:XAU), a full-reserve and gold-b
GoldMoney Inc. to Present at Canaccord Genuity Growth Conference
Business Wire / Posted 25 days ago
TORONTO--(BUSINESS WIRE)--GoldMoney Inc. (TSX-V:XAU), a full-reserve and gold-based financial service and technology group, announces that members of its management team will be presenting at the Canaccord Genuity Growth Conference, to be held at the... Read more
26d
Business Wire
GoldMoney Inc. Reports July Key Performance Indicators for the BitGold and GoldMoney BusinessesTORONTO--(BUSINESS WIRE)--GoldMoney Inc. (TSX-V:XAU), a full-reserve and gold-b
GoldMoney Inc. Reports July Key Performance Indicators for the BitGold and GoldMoney Businesses
Business Wire / Posted 26 days ago
TORONTO--(BUSINESS WIRE)--GoldMoney Inc. (TSX-V:XAU), a full-reserve and gold-based financial service and technology group, is pleased to announce Key Performance Indicators (KPI’s) for its two operating platforms for the period ending July 31, 2015.... Read more
26d
US Commodities Futures Trading Commission
CFTC Charges Illinois Resident Husam Tayeh, Dinar Corp., Inc., and My Monex, Inc. with Fraud and Other Violations Involving Foreign Currency SchemeAugust 3, 2015 Federal Court Issues Emergency Order Freezing Assets and Protec
CFTC Charges Illinois Resident Husam Tayeh, Dinar Corp., Inc., and My Monex, Inc. with Fraud and Other Violations Involving Foreign Currency Scheme
US Commodities Futures Trading Commission / Posted 26 days ago
August 3, 2015 Federal Court Issues Emergency Order Freezing Assets and Protecting Books and... Read more
27d
Scoop.co.nz
Appointments to Transport Accident Investigation Commission3 August 2015 Media Statement Appointments to the Transport Accident Investigat
Appointments to Transport Accident Investigation Commission
Scoop.co.nz / Posted 27 days ago
3 August 2015 Media Statement Appointments to the Transport Accident Investigation CommissionTransport Minister Simon Bridges has made three appointments to the Board of the Transport Accident Investigation Commission (TAIC) that he says will boost... Read more
29d
Business Insider
'Liar loans' are popping up in Canada's housing bubbleCanada is different. Regulators are on top of it. There are strict down payment
'Liar loans' are popping up in Canada's housing bubble
Business Insider / Posted 29 days ago
Canada is different. Regulators are on top of it. There are strict down payment requirements. Mortgages are full-recourse, so strung-out borrowers couldn’t just mail in their keys and walk away, as they did in the US. And yada-yada-yada. But... Read more
3 related stories
30d
Zero Hedge
Liar Loans Pop up in Canada’s Magnificent Housing BubbleFor a long time, the conservative mortgage lending standards in Canada, includi
Liar Loans Pop up in Canada’s Magnificent Housing Bubble
Zero Hedge / Posted 30 days ago
For a long time, the conservative mortgage lending standards in Canada, including a slew of new ones since 2008, have been touted as one of the reasons why Canada’s magnificent housing bubble, when it implodes, will not take down the financial... Read more
3 related stories
30d
The Malaysian Insider
2 charged with insider trading of Ranhill shares Published: 31 July 2015 5:10 PM A Ranhill power plant in East Malaysia. Two
2 charged with insider trading of Ranhill shares
The Malaysian Insider / Posted 30 days ago
Published: 31 July 2015 5:10 PM A Ranhill power plant in East Malaysia. Two people are charged with insider trading of Ranhill Power Berhad shares. – Photo courtesy of ranhill.com.myThe Securities... Read more
30d
The Daily Sentinel
Colorado adopts 'Crowdfunding Act'Colorado adopts ‘Crowdfunding Act’ New state rules designed to help budding en
Colorado adopts 'Crowdfunding Act'
The Daily Sentinel / Posted 30 days ago
Colorado adopts ‘Crowdfunding Act’ New state rules designed to help budding entrepreneurs get the funding they need to start up their businesses without dealing with a lot of government regulations were approved Thursday, just days before the law... Read more
1m
The Star
Asia Poly launches cash call, sets sights on new plantKUALA LUMPUR: Asia Poly Holdings Bhd has proposed a rights issue and a special
Asia Poly launches cash call, sets sights on new plant
The Star / Posted a month ago
KUALA LUMPUR: Asia Poly Holdings Bhd has proposed a rights issue and a special bumiputra issue with the aim of raising funds to retire part of its borrowings and set up a waste management plant, as well as complying with the bumiputra equity... Read more
1m
Zero Hedge
July 30Overnight Media Digest * Facebook Inc offered fresh evidence of its allure to
July 30
Zero Hedge / Posted a month ago
Overnight Media Digest * Facebook Inc offered fresh evidence of its allure to deep-pocketed big brands, as it and Google Inc increasingly take the lion's share of the fast-growing mobile advertising market. The social networking company posted a 39... Read more

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