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Securities and Exchange Commission articles over last 30 days

- articles last 30 days - articles per day
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2012/05/28 05:56
2012/05/28 05:56
51m
Facebook IPO: Wall Street's losses mount
... estimates its losses between $30 million to $35 million, according to a letter filed with the Securities and Exchange Commission late Wednesday. Losses incurred by Citadel Securities were in...
147
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Facebook NASDAQ Knight Capital Citadel Securities NEW YORK
MENTIONED
2012/05/28 05:56
2012/05/28 05:56
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2012/05/28 05:56
2012/05/28 05:56
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2012/05/28 05:36
2012/05/28 05:36
1h
China's secret? It owes Americans nearly $1 trill...
... of addressing this issue. A 1930s-era law has established a quasi-public agency within the Securities and Exchange Commission, known as the Corporation of Foreign Securities Holders, which...
U.S. government Beijing Securities and Exchange Commission Barack Obama Chinese government
MENTIONED
2012/05/28 05:34
2012/05/28 05:34
1h
Apple CEO Cook Gives Up $75M in Stock Dividends
Cook is giving up $ 75 million in dividends on restricted stock, reports. In a filing with the Securities and Exchange Commission Friday, Apple Inc. Said Cook requested that his restricted stock...
67
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Tim Cook Apple Inc. Apple Steve Jobs Securities and Exchange Commission
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2012/05/28 04:41
2012/05/28 04:41
2h
Jamie Dimon to Testify in US Congress
... week had already questioned officials from the Commodity Futures Trading Commission and the Securities and Exchange Commission on what they knew about the trade. In a separate report,...
Senate Banking Committee JPMorgan Chase & Co. Jamie Dimon Wall Street Journal Tim Johnson
MENTIONED
2012/05/28 03:56
2012/05/28 03:56
2h
Premier Exhibitions' CEO Discusses F4Q12 Results ...
... materially. Please refer to the risk factors identified in the company's filings with the Securities and Exchange Commission for a more detailed discussion of the risks that may have a...
Seeking Alpha Securities and Exchange Commission Sam Weiser HEREPremier Exhibitions Inc.
MENTIONED
2012/05/28 03:03
2012/05/28 03:03
3h
JPMorgan's dividend
... on the committee, were JPMorgan shareholders as of 2010. As the hearing began Tuesday, Securities and Exchange Commission Chairman Mary Schapiro argued that JPMorgan's activities would...
JPMorgan Chase J.P. Morgan Richard Shelby Gary Gensler Washington
MENTIONED
2012/05/27 23:39
2012/05/27 23:39
7h
Other Opinions
... to affect." Charles Grassley, R-Iowa, told the same paper that this was a matter for the Securities and Exchange Commission, not Congress. It is indeed a matter for the SEC, but it should...
Facebook Wall Street Journal JPMorgan Chase Charles Grassley Bob Corker
MENTIONED
2012/05/27 19:57
2012/05/27 19:57
10h
Facebook 'debacle' likely to derail IPOs for othe...
... its quarterly financial results were lagging. Congress, the state of Massachusetts, the Securities and Exchange Commission and the Financial Industry Regulatory Authority all have said...
8
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Facebook Michael Greeley Sam Hamadeh Dave Scott Privco
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2012/05/27 18:13
2012/05/27 18:13
12h
NY comptroller Thomas DiNapoli uses pension fund'...
... in terms of a broader objective that benefits society — that’s certainly positive.” The Securities and Exchange Commission rejected a company proposal to block the resolution in March....
16
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Thomas DiNapoli ExxonMobil ALBANY Exxon Mobil Corp. Mobil
MENTIONED
2012/05/27 14:39
2012/05/27 14:39
16h
Against biggest bad guys, SEC shrinks from fight
Lehman might be as common as ever. More worrying, from his perspective, is that he provided the Securities and Exchange Commission with evidence pointing to frequent insider trading involving...
Ted Parmigiani Lehman Bros. Securities and Exchange Commission Someone Amkor Technology
MENTIONED
2012/05/27 13:57
2012/05/27 13:57
16h
PSE acts to revive REIT law
See photo on page A8. Both those measures, imposed by the Department of Finance (DOF) and the Securities and Exchange Commission (SEC), have prevented issuers, such as major property developers,...
Philippine Stock Exchange Hans Sicat Department of Finance Securities and Exchange Commission Real-Estate Investment Trust
MENTIONED
2012/05/27 11:11
2012/05/27 11:11
19h
Facebook: now open for public scrutiny
... its financial performance, as well as stories of disgruntled small investors. Now, the Securities and Exchange Commission (SEC) is reportedly investigating what appears to have been, on...
Facebook San Francisco Mark Zuckerberg Environmental Protection Agency Securities and Exchange Commission
MENTIONED
2012/05/27 09:57
2012/05/27 09:57
20h
SEC to release new SBL, ETF rules
THE Securities and Exchange Commission (SEC) is set to release next month its rules covering Securities Borrowing and Lending (SBL) and exchange-traded funds (ETFs), its top official said last...
Securities and Exchange Commission Teresita Herbosa Hans Sicat PSE
MENTIONED
2012/05/27 09:49
2012/05/27 09:49
20h
Facebook, banks draw fire; probes possible
... of an analyst's negative report about the company before the stock started trading. The Securities and Exchange Commission and the Financial Industry Regulatory Authority, the...
946
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Morgan Stanley Facebook Facebook Inc. Securities and Exchange Commission Reuters
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2012/05/27 06:43
2012/05/27 06:43
1d
Wallkill artist files suit against Manhattan inve...
... its investments, Zamansky said. Accredited investor definitions should be re-examined by the Securities and Exchange Commission, Zamansky said, because a Harvard MBA professor might not...
Lili Schad Harbinger Capital Partners Fund Philip Falcone LightSquared HAMLET OF WALLKILL
MENTIONED
2012/05/27 06:28
2012/05/27 06:28
1d
ZaZa Energy Announces Receipt of NASDAQ Notificat...
... of its Form 10-K and Form 10-Q so that it may become current in its filings with the Securities and Exchange Commission. The Company anticipates that it will file its Form 10-K and Form...
Read more at CNBC, Business Wire
1
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ZaZa Energy Corporation The NASDAQ Stock Market LLC Houston Securities and Exchange Commission Paris
MENTIONED
2012/05/27 06:27
2012/05/27 06:27
1d
Chesapeake Comments on Icahn's 13D Filing
... regarding the Schedule 13D filed late today by affiliates of Carl Icahn with the Securities and Exchange Commission disclosing ownership of approximately 7.56% of Chesapeake's...
Read more at CNBC, Business Wire
1
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Chesapeake Energy Corporation Carl Icahn Securities and Exchange Commission Oklahoma City Haynesville
MENTIONED
2012/05/27 06:15
2012/05/27 06:15
1d
Corzine shows there’s no justice on Wall St.
... can say this after reading two headlines this past week. One announced that Securities and Exchange Commission investigators have concluded their probe of Lehman Brothers and...
Jon Corzine Facebook Lehman Brothers James Gorman Dennis Kozlowski
MENTIONED
2012/05/26 23:38
2012/05/26 23:38
1d
Facebook: The shares shenanigans
... the Blodget scandal a decade ago. That may ultimately prove to be the conclusion of the Securities and Exchange Commission and the Financial Industry Regulatory Authority, which are...
Facebook Zuckerberg Morgan Stanley Henry Blodget Wolf Haldenstein Adler Freeman & Herz
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2012/05/26 21:31
2012/05/26 21:31
1d
Kleiner Perkins lawsuit spotlights difficulties o...
... 2006 while denying the accusations. The Harvard graduate and philanthropist currently faces a Securities and Exchange Commission investigation of the investment company he founded, Fletcher...
29
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Ellen Pao Ajit Nazre TechCrunch Christina Lee John Doerr
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