Securities and Exchange Surveillance Commission articles over last 30 days

- articles last 30 days - articles per day
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2015/03/30 04:19
2015/03/30 04:19
2d
... March 27th, 2015. Mr. Bharara is best known for challenging Wall Street corruption as well as handling many recent high profile U.S. convictions. (Photo by Jesse Dittmar for The Washington Post.)...
2015/03/30 04:19
2015/03/30 04:19
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2015/03/28 21:56
2015/03/28 21:56
3d
... trades a few basis points away from its all time highs on nothing but central-bank liquidity and multiple expansion fumes - at a pace unseen since 2009? Well, the fact that not only an SEC...
2015/03/28 08:20
2015/03/28 08:20
4d
According to KRX Chairman and CEO Choi Kyung-soo, the exchange wants to "accelerate its growth" by investing into smaller stock exchanges and deliver its technological expertise in electronic trading...
2015/03/24 16:57
2015/03/24 16:57
7d
Committee on Financial Services March 24, 2015 Chairman Hensarling, Ranking Members Waters, and members of the Committee: Thank you for inviting me to testify regarding the recent activities...
2015/03/23 15:17
2015/03/23 15:17
9d
WIRE)--Innovative Solutions & Support, Inc. (IS&S) (NASDAQ: ISSC) completed the flight testing and customer delivery of its NextGen Flight Management System (FMS) on the C-130 aircraft. As part...
2015/03/20 12:25
2015/03/20 12:25
12d
ALAMEDA, Calif.--(BUSINESS WIRE)--BioTime, Inc. (NYSE MKT:BTX) and its subsidiary OncoCyte Corporation today announced the online availability of abstracts providing human clinical data highlighting...
2015/03/19 19:46
2015/03/19 19:46
12d
Global banks are working together to cut the costs of keeping tabs on who their clients are and who they are trading with in an effort to avoid another credit crunch. Paula Arthus, chief executive of...
2015/03/17 21:16
2015/03/17 21:16
14d
... issued by the Central Bank on February 27, but will also include all the public auction and private placements since 2012 upto now. The Prime Minister was responding to a question by DNA...
2015/03/17 11:56
2015/03/17 11:56
15d
... offer a slimmed-down bundle of TV networks this fall, anchored by broadcasters such as ABC, CBS and Fox. (http://on.wsj.com/1GOgcrv) * Mayor Rahm Emanuel describes a city on the mend, while...
2015/03/12 14:18
2015/03/12 14:18
20d
LLC, based in Uniondale, NY, to pay full restitution of more than $1 million to the victims and fined the firm $500,000 for fraud in connection with sales of a private placement offering....
2015/03/12 11:17
2015/03/12 11:17
20d
Ltd. (NASDAQ: GRMN), today unveiled Garmin Vantage, a family of existing Automatic Dependent Surveillance-Broadcast (ADS-B) solutions designed to exceed the needs of aircraft owners and...
2015/03/12 03:20
2015/03/12 03:20
20d
... has shut down high-frequency trading activity that breached rules set in 2010 in both the ASX and Chi-X dark pools with the aid of its new market surveillance system. In its latest market...
2015/03/11 19:29
2015/03/11 19:29
20d
This may finally be the year that the U.S. Congress gives email and other documents stored in the cloud for several months the same privacy protections from police searches as newer files or paper...
2015/03/10 20:17
2015/03/10 20:17
21d
DUBLIN, Ireland & IRVINE, Calif.--(BUSINESS WIRE)--Actavis plc (NYSE: ACT) and Allergan, Inc. (NYSE: AGN) announced that, at shareholder meetings held today, all proposals related to Actavis’ planned...
2015/03/10 00:43
2015/03/10 00:43
22d
MANILA, Philippines - The Bangko Sentral ng Pilipinas has heightened surveillance on shadow banking to ensure the stability of the financial system. “We are addressing this via improved surveillance...
2015/03/06 19:56
2015/03/06 19:56
25d
... frequent. Clearly, Securus’ interest lies in encouraging visitors to use the remote system, and the county stands to gain, too. When Hopkins County signed its deal with Securus in 2012 the...
2015/03/05 09:17
2015/03/05 09:17
27d
... retraités et préretraités ayant conservé des avoirs dans le Plan d’Epargne Entreprise) et mandataires sociaux des sociétés de Schneider Electric, dont le siège social est situé dans un des...
2015/03/04 14:05
2015/03/04 14:05
28d
... the Reserve Bank quickly referred Tuesday's Australian dollar market action to the Australian Securities and Investments Commission. Over about eight seconds immediately before the Reserve Bank...
2015/03/04 01:24
2015/03/04 01:24
28d
... decision. Photo: Bloomberg The Reserve Bank of Australia has asked the Australian Securities and Investments Commission to investigate a spike in the Australian dollar in the minute...
2015/03/04 00:25
2015/03/04 00:25
28d
... irregular activity. Photo: Bloomberg The Reserve Bank of Australia has asked the Australian Securities and Investments Commission to investigate a spike in the Australian dollar in the minute...
2015/03/30 04:19
2015/03/30 04:19
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