Securities and Exchange Surveillance Commission

Latest stories

4d
Business Wire
Le Centre de cancérologie A.C.Camargo au Brésil adopte le SpHb de Masimo pour le suivi non-invasif et continu de l'hémoglobinequi a réellement besoin d'un transfusion et de connaître la quantité de sang ad
Le Centre de cancérologie A.C.Camargo au Brésil adopte le SpHb de Masimo pour le suivi non-invasif et continu de l'hémoglobine
Business Wire / Posted 4 days ago
qui a réellement besoin d'un transfusion et de connaître la quantité de sang adéquate nécessaire, ni plus, ni moins ». La surveillance SpHb peut fournir un complément d'informations entre des prélèvements de sang invasifs lorsque : « Depuis plus... Read more
62 related stories
5d
Japan Today
In Toshiba scandal, the 'tough as nails' target setter ‹ Japan Todayboss Atsutoshi Nishida as an aggressive leader who could motivate staff but als
In Toshiba scandal, the 'tough as nails' target setter ‹ Japan Today
Japan Today / Posted 5 days ago
boss Atsutoshi Nishida as an aggressive leader who could motivate staff but also rattle them with tough sales targets and an occasional dressing down. “He gave me goals that scared the hell out of me,” Scott told Reuters after Nishida... Read more
5 related stories
5d
iTNews
The Toshiba scandal: what went wrong?Inside a world of "channel stuffing" and impossible targets. Tom Scott, a form
The Toshiba scandal: what went wrong?
iTNews / Posted 5 days ago
Inside a world of "channel stuffing" and impossible targets. Tom Scott, a former US executive at Toshiba, remembers his former boss Atsutoshi Nishida as an aggressive leader who could motivate staff but also rattle them with tough sales targets and... Read more
5 related stories
6d
Zawya
INSIGHT-In Toshiba scandal, the 'tough as nails' target setter In This Article * Company leadership set unrealistic profit targets * Nishi
INSIGHT-In Toshiba scandal, the 'tough as nails' target setter
Zawya / Posted 6 days ago
In This Article * Company leadership set unrealistic profit targets * Nishida aimed to head Japan's business lobby By Nathan Layne and Ritsuko Ando "Tough as nails, maybe a little... Read more
5 related stories
6d
Reuters
In Toshiba scandal, the 'tough as nails' target setterboss Atsutoshi Nishida as an aggressive leader who could motivate staff but als
In Toshiba scandal, the 'tough as nails' target setter
Reuters / Posted 6 days ago
boss Atsutoshi Nishida as an aggressive leader who could motivate staff but also rattle them with tough sales targets and an occasional dressing down. "He gave me goals that scared the hell out of me," Scott told Reuters after Nishida... Read more
5 related stories
6d
Channel NewsAsia
In Toshiba scandal, the 'tough as nails' target setterboss Atsutoshi Nishida as an aggressive leader who could motivate staff but als
In Toshiba scandal, the 'tough as nails' target setter
Channel NewsAsia / Posted 6 days ago
boss Atsutoshi Nishida as an aggressive leader who could motivate staff but also rattle them with tough sales targets and an occasional dressing down. "He gave me goals that scared the hell out of me," Scott told Reuters after Nishida... Read more
5 related stories
6d
Reuters UK Edition
In Toshiba scandal, the 'tough as nails' target setterboss Atsutoshi Nishida as an aggressive leader who could motivate staff but als
In Toshiba scandal, the 'tough as nails' target setter
Reuters UK Edition / Posted 6 days ago
boss Atsutoshi Nishida as an aggressive leader who could motivate staff but also rattle them with tough sales targets and an occasional dressing down. "He gave me goals that scared the hell out of me," Scott told Reuters after Nishida... Read more
5 related stories
6d
Business Wire
U.S. Army Awards AeroVironment Contracts Totaling $47 Million for RQ-11B Raven and RQ-20A Puma AE Unmanned Aircraft Systems SustainmentAeroVironment Raven, the most widely used UAS in the world today, is a lightwei
U.S. Army Awards AeroVironment Contracts Totaling $47 Million for RQ-11B Raven and RQ-20A Puma AE Unmanned Aircraft Systems Sustainment
Business Wire / Posted 6 days ago
AeroVironment Raven, the most widely used UAS in the world today, is a lightweight solution designed for rapid deployment and high mobility for military applications requiring low-altitude surveillance and reconnaissance intelligence. The... Read more
7d
Business Standard India
Sebi to discuss commodity market normsmerge commodity trading regulator FMC with itself, capital markets watchdog Seb
Sebi to discuss commodity market norms
Business Standard India / Posted 7 days ago
merge commodity trading regulator FMC with itself, capital markets watchdog Sebi will discuss tomorrow a new set of norms and finer details for its regulation of commodities derivatives market. Sebi expects to complete the merger next month while... Read more
2 related stories
10d
Business Wire
Schlumberger annonce les résultats du deuxième trimestre 2015prendront pleinement effet. Les toutes dernières données d'approvisionnement, a
Schlumberger annonce les résultats du deuxième trimestre 2015
Business Wire / Posted 10 days ago
prendront pleinement effet. Les toutes dernières données d'approvisionnement, alliées aux solides perspectives de la demande en pétrole à l'échelle mondiale, indiquent un resserrement de l'équilibre mondial de l'offre et de la demande, et ce... Read more
30 related stories
10d
Business Wire
United States Army Awards $3.4 Million Contract for AeroVironment RQ-11B Raven Systems to Supply the Spanish Ministry of DefenseRaven is the most widely used UAS in the world today. It is designed for rapid
United States Army Awards $3.4 Million Contract for AeroVironment RQ-11B Raven Systems to Supply the Spanish Ministry of Defense
Business Wire / Posted 10 days ago
Raven is the most widely used UAS in the world today. It is designed for rapid deployment and high mobility for military applications requiring low-altitude intelligence, surveillance and reconnaissance. With a wingspan of 4.5 feet and weighing 4.2... Read more
11d
FiberOpticsOnline
Park Assist Partners With Transition Networks To Streamline Its Parking Facility Sensor System(PoE) switches are currently being used at over 30 locations operated by Park A
Park Assist Partners With Transition Networks To Streamline Its Parking Facility Sensor System
FiberOpticsOnline / Posted 11 days ago
(PoE) switches are currently being used at over 30 locations operated by Park Assist or one of its global resellers and are installed in the power cabinets at each site. These devices replace several switch models previously obtained from... Read more
11d
Business Standard India
Sebi talks FMC merger with boursesCommodity bourses to have higher net worth of Rs 200 cr, and clearing housesCom
Sebi talks FMC merger with bourses
Business Standard India / Posted 11 days ago
Commodity bourses to have higher net worth of Rs 200 cr, and clearing housesCommodity bourses to have higher net worth of Rs 200 cr, and clearing houses Chairman of the Securities and Exchange Board of India (Sebi) U... Read more
3 related stories
11d
Channel NewsAsia
Citigroup to pay US$15m to settle US compliance chargesof Citigroup Inc will pay US$15 million to settle civil charges alleging it fai
Citigroup to pay US$15m to settle US compliance charges
Channel NewsAsia / Posted 11 days ago
of Citigroup Inc will pay US$15 million to settle civil charges alleging it failed to enforce policies designed to prevent and detect insider trading, U.S. regulators said. Wednesday's settlement with the Securities and Exchange Commission marks... Read more
11d
Finextra
SEC fines Citigroup for compliance and surveillance failuresThe Securities and Exchange Commission today announced that Citigroup Global Ma
SEC fines Citigroup for compliance and surveillance failures
Finextra / Posted 11 days ago
The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to settle charges that it failed to enforce policies and procedures to prevent and detect securities transactions that could involve the misuse of... Read more
11d
Market Watch
SEC fines Citigroup $15 million for not protecting client order informationThe Securities and Exchange Commission said Wednesday that Citigroup Global Mar
SEC fines Citigroup $15 million for not protecting client order information
Market Watch / Posted 11 days ago
The Securities and Exchange Commission said Wednesday that Citigroup Global Markets C, -1.62% the bank's broker-dealer subsidiary, will pay a $15 million penalty to settle charges that it failed to protect material, nonpublic information.... Read more
11d
Business Standard India
Sebi chief meets commodity exchange officials to discuss regulatory changesThe chief of Securities and Exchange board of India (Sebi) on Wednesday met the
Sebi chief meets commodity exchange officials to discuss regulatory changes
Business Standard India / Posted 11 days ago
The chief of Securities and Exchange board of India (Sebi) on Wednesday met the key officials of national and regional commodity exchanges to iron out certain issues related to the merger between the market regulator and the Forward Markets... Read more
3 related stories
11d
AllAfrica.com
Of Local Investors and the Nigerian BourseEromosele Abiodun writes that local investors should take the advice by stakeho
Of Local Investors and the Nigerian Bourse
AllAfrica.com / Posted 11 days ago
Eromosele Abiodun writes that local investors should take the advice by stakeholders in the capital market and enjoy the wealth being created by listed companies Since the 2008-2009 global financial crisis that led to stock market crash around the... Read more
17d
The Huffington Post
10 IRL Wins For John Oliver's Longest 'Last Week Tonight' Segmentsthis one) -- for good reason. Oliver has a gift for finding little-told storie
10 IRL Wins For John Oliver's Longest 'Last Week Tonight' Segments
The Huffington Post / Posted 17 days ago
this one) -- for good reason. Oliver has a gift for finding little-told stories, or ones that could be told better. And his rants -- on topics as varied as torture and sugar intake, unburdened by advertisers' interests thanks to HBO's... Read more
18d
Bangkok Post - Thailand's English news
Changing the mindsetThe Securities and Exchange Commission (SEC), under the leadership of Rapee Suc
Changing the mindset
Bangkok Post - Thailand's English news / Posted 18 days ago
The Securities and Exchange Commission (SEC), under the leadership of Rapee Sucharitakul, is revamping the way it works by shifting towards outcome-oriented approaches to sharpen its regulatory teeth. "As the new head of the SEC, my mission is to... Read more
24d
PC Advisor
Russian hackers manipulate the ASXThe Australian Federal Police (AFP) and Australian Securities and Investment Co
Russian hackers manipulate the ASX
PC Advisor / Posted 24 days ago
The Australian Federal Police (AFP) and Australian Securities and Investment Commission (ASIC) have uncovered a scam using hacked retail investor accounts to make unauthorised trades on the Australian Stock Exchange (ASX). The NSW Supreme Court has... Read more
6 related stories
25d
Money Management
ASIC wins fight against cyber breach with $77K recoveredOver $77,000 will be restrained by Australian Securities and Investments Commis
ASIC wins fight against cyber breach with $77K recovered
Money Management / Posted 25 days ago
Over $77,000 will be restrained by Australian Securities and Investments Commission (ASIC) following a joint operation with the Australian Federal Police (AFP) into the hacking of online accounts of retail investors, according to a ruling by the... Read more
6 related stories
25d
Business Spectator
Suspected Russian hacker's profits frozena joint ASIC-AFP operation. The New South Wales Supreme Court today restrained
Suspected Russian hacker's profits frozen
Business Spectator / Posted 25 days ago
a joint ASIC-AFP operation. The New South Wales Supreme Court today restrained more than $77,000 after the Australian Securities and Investments Commission investigated a series of suspicious trades in cheap "penny stocks". The joint... Read more
6 related stories
25d
The Courier Mail
Suspected Russian hacker's profits frozenFederal Police operation. The New South Wales Supreme Court today restrained m
Suspected Russian hacker's profits frozen
The Courier Mail / Posted 25 days ago
Federal Police operation. The New South Wales Supreme Court today restrained more than $77,000 after the Australian Securities and Investment Commission investigated a series of suspicious trades in cheap "penny stocks". The joint ASIC-AFP... Read more
6 related stories
25d
Computer World Australia
ASIC reveals alleged hacking plot to boost stock pricesA joint operation by the Australian Securities and Investments Commission (ASIC
ASIC reveals alleged hacking plot to boost stock prices
Computer World Australia / Posted 25 days ago
A joint operation by the Australian Securities and Investments Commission (ASIC) and the Australian Federal Police (AFP) has uncovered a plot by a suspected Russian hacker to artificially inflate the share price of a number of ASX-listed... Read more
6 related stories
26d
Business Standard India
We have started consultations on SIT recommendations: U K SinhaInterview with Chairman, SebiInterview with Chairman, Sebi Securities and Excha
We have started consultations on SIT recommendations: U K Sinha
Business Standard India / Posted 26 days ago
Interview with Chairman, SebiInterview with Chairman, Sebi Securities and Exchange Board of India (Sebi) Chairman U K Sinha believes the market regulator has strong systems to monitor... Read more
26d
Mashable
Everything Congress is doing on cybersecurity right nowlawmakers agree that something needs to be done, what they don't agree on is ho
Everything Congress is doing on cybersecurity right now
Mashable / Posted 26 days ago
lawmakers agree that something needs to be done, what they don't agree on is how to balance the competing needs for privacy and security. Right now, at least three major pieces of cybersecurity legislation are winding their way through Congress. One... Read more
27d
Bangkok Post - Thailand's English news
Out of the Shadowspose systemic risks to financial stability. As a result, authorities have since
Out of the Shadows
Bangkok Post - Thailand's English news / Posted 27 days ago
pose systemic risks to financial stability. As a result, authorities have since been paying more attention to the nature and amount of financing that takes place outside the mainstream banking system. In Southeast Asia, the prevalence of shadow... Read more
30d
Business Wire
Fitch Affirms Ratings on 48 U.S. Money Market Fundsfollowing a regularly scheduled review of the sector. The MMFs affirmed include
Fitch Affirms Ratings on 48 U.S. Money Market Funds
Business Wire / Posted 30 days ago
following a regularly scheduled review of the sector. The MMFs affirmed include 46 U.S.-based MMFs, regulated by the Securities and Exchange Commission (SEC) under rule 2a-7 (Rule 2a-7), as well as two Cayman Islands-based MMFs that invest in... Read more

People in this news