Securities and Exchange Surveillance Commission articles over last 30 days

- articles last 30 days - articles per day
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2014/10/23 19:09
2014/10/23 19:09
2d
Brendan Smialowski/Reuters Earlier this year, when Keith Alexander resigned as head of the National Security Agency, he began trying to cash in on expertise he'd gained while in government, pitching...
2014/10/23 19:09
2014/10/23 19:09
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2014/10/16 11:17
2014/10/16 11:17
9d
... with select members of the company’s Authorized Dealer Network to provide a stand-alone Automatic Dependent Surveillance-Broadcast (ADS-B) solution for popular business and...
2014/10/14 21:19
2014/10/14 21:19
11d
Republican Sens. John Barrasso (Wyo.), John Coryn (Tex.), and Senate Majority Leader Mitch McConnell (Ky.) take questions from reporters after a Senate policy luncheons on Capitol Hill in September....
2014/10/14 20:49
2014/10/14 20:49
11d
WASHINGTON (MarketWatch) — A top official at the Securities and Exchange Commission on Tuesday said the agency is trying new technology to fight insider trading. Daniel Hawke, chief of the market...
2014/10/14 16:19
2014/10/14 16:19
11d
Dairy Queen has said that its payment systems were breached by hackers and that customer names, credit and debit card numbers and expiration dates were recently exposed during the security breach....
2014/10/13 15:19
2014/10/13 15:19
12d
FORT WORTH, Texas, October 13, 2014 /PRNewswire/ -- Rockwell Collins and Elbit Systems of America Vision Systems (RCEVS) have introduced a new enhanced night vision solution for fixed wing aircraft....
2014/10/08 23:16
2014/10/08 23:16
17d
... office for demonstrating ethical behavior. Starting next year, some of the firm’s managers and analysts can earn an extra bonus of as much as 4 percent of compensation if they demonstrate...
2014/10/08 13:17
2014/10/08 13:17
17d
... the Defense Advanced Research Projects Agency (DARPA) has selected the company and its team of industry leaders to follow its successful phase I concept design effort with a phase...
2014/10/07 15:19
2014/10/07 15:19
18d
Search Video Analytics solution, which was officially announced to the market on September 22 and showcased for the first time at ASIS International 2014. ASIS Accolades award - presented by...
2014/10/06 20:17
2014/10/06 20:17
19d
CMBS Trend Watch. September was the busiest month on record in the commercial mortgage backed securities market since the Great Recession with more than $12.6 billion in transactions priced....
2014/10/06 17:17
2014/10/06 17:17
19d
YORK--(BUSINESS WIRE)--NYSE Group today announced NYSE Regulation will directly perform the market surveillance, investigation and enforcement functions for NYSE Group’s three equities exchanges and...
2014/10/06 05:06
2014/10/06 05:06
19d
U.S. rules meant to guard against breakdowns in automated trading systems should be expanded to include brokerages that match orders away from regulated stock exchanges, two Securities and Exchange...
2014/10/06 04:26
2014/10/06 04:26
19d
Gilman approached the stage, the hotel ballroom quieted with anticipation. It was July 29, 2008, and a thousand people had gathered in Chicago for the International Conference on Alzheimer’s...
2014/10/02 01:06
2014/10/02 01:06
24d
... potential for catastrophe anytime someone gets details wrong with instructions to buy or sell securities. One of the biggest American market makers, Knight Capital Group Inc., almost went...
2014/10/01 20:43
2014/10/01 20:43
24d
The US Securities and Exchange Commission (SEC)’s whistle-blower mechanism has had a fair degree of success. Overall, the programme has received about 3,000 tip-offs, from 55 foreign countries. In...
2014/09/29 08:12
2014/09/29 08:12
26d
Kerin is the new CEO of CHX Holdings Inc., privately held parent of the 132-year-old Chicago Stock Exchange. When he started at the exchange in 1988, it had 1,000 employees and handled about 10...
2014/09/27 11:17
2014/09/27 11:17
28d
... on Form 10-K. Shares of Exelis common stock will continue trading on the New York Stock Exchange under the symbol “XLS” and shares of Vectrus will begin “regular way” trading on the NYSE...
2014/09/27 08:24
2014/09/27 08:24
28d
... funded by insurance companies based in Georgia who donate to the Georgia Arson Control Hotline, and it is only given to people who can give information that will lead to the arrest and conviction...
2014/09/26 13:43
2014/09/26 13:43
29d
Capital market regulator Securities and Exchange Board of India (Sebi) has appointed Gyan Bhushan as chief vigilance officer (CVO), replacing RK Padmanabhan, who held the position for around three...
2014/10/23 19:09
2014/10/23 19:09
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