Securities and Exchange Surveillance Commission

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13d
Swissinfo
Credit Suisse to Halt Earnings Previews in Japan Following Probemonth, an event that usually takes place twice a year in April and October befo
Credit Suisse to Halt Earnings Previews in Japan Following Probe
Swissinfo / Posted 13 days ago
month, an event that usually takes place twice a year in April and October before the results season, Fukushima said. The Securities and Exchange Surveillance Commission on Friday recommended that the Financial Services Agency penalize Credit... Read more
15d
Market Watch
Japan's regulator seeks penalty for Credit SuisseGroup AG in Tokyo for allegedly improperly providing nonpublic information abou
Japan's regulator seeks penalty for Credit Suisse
Market Watch / Posted 15 days ago
Group AG in Tokyo for allegedly improperly providing nonpublic information about a Japanese company to its clients. The Securities and Exchange Surveillance Commission said analysts at Credit Suisse obtained details about the unidentified... Read more
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15d
Swissinfo
Credit Suisse Faces Penalty in Japan for Leaking Informationpunishment in Japan after the nation’s securities watchdog found that it leaked
Credit Suisse Faces Penalty in Japan for Leaking Information
Swissinfo / Posted 15 days ago
punishment in Japan after the nation’s securities watchdog found that it leaked private information about a company. The Securities and Exchange Surveillance Commission recommended that the Financial Services Agency penalize Credit Suisse’s... Read more
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16d
Swissinfo
Credit Suisse Said to Face Penalty in Japan on Information Leakpossible information leak at its research department in the country, according
Credit Suisse Said to Face Penalty in Japan on Information Leak
Swissinfo / Posted 16 days ago
possible information leak at its research department in the country, according to people familiar with the situation. The Securities and Exchange Surveillance Commission will recommend as soon as Friday that the Financial Services Agency penalize... Read more
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