Securities and Exchange Surveillance Commission

Latest stories

1d
Crain's New York Business
Clinton outlines tax proposals | Police didn't heed protocol | Graduate students can unionizeClinton plans to streamline taxes for small businesses. The Democratic presiden
Clinton outlines tax proposals | Police didn't heed protocol | Graduate students can unionize
Crain's New York Business / Posted yesterday
Clinton plans to streamline taxes for small businesses. The Democratic presidential nominee’s proposals include a new standard tax deduction that would do away with many tax forms and the need to calculate overhead costs. On a conference call... Read more
2d
Business Wire
Astrotech’s 1st Detect and Battelle Collaboration Awarded Phase III of the DOD’s JPEO-CBD Next Generation Chemical Detection SolutionAUSTIN, Texas--(BUSINESS WIRE)--Astrotech Corporation (NASDAQ:ASTC) subsidiary
Astrotech’s 1st Detect and Battelle Collaboration Awarded Phase III of the DOD’s JPEO-CBD Next Generation Chemical Detection Solution
Business Wire / Posted 2 days ago
AUSTIN, Texas--(BUSINESS WIRE)--Astrotech Corporation (NASDAQ:ASTC) subsidiary 1st Detect Corporation and strategic partner Battelle Memorial Institute completed the Brassboard Phase and were awarded the Final Prototype Phase of the US military’s... Read more
3d
Market Watch
Buyout firm Silver Lake under SEC investigationThe Securities and Exchange Commission is investigating whether private-equity
Buyout firm Silver Lake under SEC investigation
Market Watch / Posted 3 days ago
The Securities and Exchange Commission is investigating whether private-equity firm Silver Lake properly disclosed fees it earned when selling companies or taking them public, part of the regulator’s expansive push to make sure buyout firms are being... Read more
3 related stories
3d
Negros Chronicle
NegrosChronicle.com(NBI) has cautioned the public against joining in those consultancy companies t
NegrosChronicle.com
Negros Chronicle / Posted 3 days ago
(NBI) has cautioned the public against joining in those consultancy companies that may be giving a very high rate and percentage of interest that it almost sounds too good to be true. The statement was issued by NBI Dumaguete Special... Read more
6d
Business Wire
Vicon Reports Financial Results for the Third Quarter Ended June 30, 2016ended June 30, 2016. The Company recently announced the resignation of its Chi
Vicon Reports Financial Results for the Third Quarter Ended June 30, 2016
Business Wire / Posted 6 days ago
ended June 30, 2016. The Company recently announced the resignation of its Chief Executive Officer, Eric Fullerton, and the appointment of John M. Badke, the Company’s Senior Vice President of Finance and Chief Financial Officer, to serve as... Read more
8 related stories
6d
Business Standard India
Sebi faces 'complex challenges' in regulating commodity markets: SinhaThe Securities and Exchange Board of India (Sebi) faces “many complex challenge
Sebi faces 'complex challenges' in regulating commodity markets: Sinha
Business Standard India / Posted 6 days ago
The Securities and Exchange Board of India (Sebi) faces “many complex challenges” in regulating the commodity markets, says chairman U K Sinha (pictured). These challenges, according to Sinha, emanate from underlying markets, which are “fragmented,... Read more
6d
Business Standard India
Sebi annual report 2015-16: Sebi faces 'complex challenges', says U K Sinha2015-16: Sebi faces 'complex challenges', says U K SinhaRegulator aims to bring
Sebi annual report 2015-16: Sebi faces 'complex challenges', says U K Sinha
Business Standard India / Posted 6 days ago
2015-16: Sebi faces 'complex challenges', says U K SinhaRegulator aims to bring commodity derivatives market at par with securities market The Securities and Exchange Board of India (Sebi) faces “many complex challenges” in regulating the... Read more
6d
Business Wire
Masimo annonce le marquage CE pour le capteur RAS-45 de suivi acoustique arc-en-ciel® du taux de respirationde la douleur. La fondation pour la sécurité des patients anesthésiés (Anesthes
Masimo annonce le marquage CE pour le capteur RAS-45 de suivi acoustique arc-en-ciel® du taux de respiration
Business Wire / Posted 6 days ago
de la douleur. La fondation pour la sécurité des patients anesthésiés (Anesthesia Patient Safety Foundation, APSF) et la Commission mixte recommandent l’oxygénation et le suivi de ventilation continus pour tous les patients recevant des... Read more
57 related stories
6d
USA Today
5 things you need to know Fridaycountry to win consecutive gold medals since the competition was added to the O
5 things you need to know Friday
USA Today / Posted 6 days ago
country to win consecutive gold medals since the competition was added to the Olympics in 2000. The night ends in track and field, where Usain Bolt ) looks to close out his magical Olympic career with another gold medal in the men's 4x100-meter... Read more
7d
The Visayan Daily Star
Negros Orientalthat has a business address in Calindagan, Dumaguete City. A complaint for vio
Negros Oriental
The Visayan Daily Star / Posted 7 days ago
that has a business address in Calindagan, Dumaguete City. A complaint for violation of Batas Pambansa Bilang 22 and estafa was filed before the City Prosecutor's Office by Maico Gablinez, who has invested P700,000 and another P500,000 in... Read more
9d
San Antonio Express-News
Billionaire investor Steve Cohen has a new mantra, and this is the guy enforcing ithedge fund, SAC Capital Advisors, was shut down for insider trading. Vincent "
Billionaire investor Steve Cohen has a new mantra, and this is the guy enforcing it
San Antonio Express-News / Posted 9 days ago
hedge fund, SAC Capital Advisors, was shut down for insider trading. Vincent "Vinny" Tortorella, a cheery Italian-American and former federal prosecutor, is the man charged with the task, having taken over as head of Point72's compliance and... Read more
9d
Business Wire
Cubic Senior Vice President and General Counsel James Edwards Recognized as NACD Governance FellowAs the standard to credentialing directors and governance professionals, NACD F
Cubic Senior Vice President and General Counsel James Edwards Recognized as NACD Governance Fellow
Business Wire / Posted 9 days ago
As the standard to credentialing directors and governance professionals, NACD Fellowship is a comprehensive and continuous program of study that empowers NACD Fellows with the latest insights, intelligence and leading boardroom practices. “I look... Read more
10d
Business Wire
New Article Showcases an Effective Surveillance System for General Care Units Using Masimo Patient SafetyNet™IRVINE, Calif.--(BUSINESS WIRE)--Masimo (NASDAQ:MASI) announced today that a ne
New Article Showcases an Effective Surveillance System for General Care Units Using Masimo Patient SafetyNet™
Business Wire / Posted 10 days ago
IRVINE, Calif.--(BUSINESS WIRE)--Masimo (NASDAQ:MASI) announced today that a new article published in The Joint Commission Journal on Quality and Patient Safety reports on the results of an expansion of the use of Masimo Patient SafetyNet™* to more... Read more
14d
Business Wire
United States Navy Deploying Newly Designated RQ-20B AeroVironment Puma AE with Precision Recovery System Aboard Guided Missile DestroyerFollowing completion of a Puma AE intelligence, surveillance and reconnaissance
United States Navy Deploying Newly Designated RQ-20B AeroVironment Puma AE with Precision Recovery System Aboard Guided Missile Destroyer
Business Wire / Posted 14 days ago
Following completion of a Puma AE intelligence, surveillance and reconnaissance mission, the AeroVironment Precision Recovery System provides for the autonomous on-board recovery of the aircraft, without interrupting the ship’s operations. Because... Read more
20d
Business Wire
Masimo annonce le marquage CE pour l'oxymétrie régionale O3™ à usage pédiatriquepatients à éviter une morbidité postopératoire et des issues indésirables.1 Ave
Masimo annonce le marquage CE pour l'oxymétrie régionale O3™ à usage pédiatrique
Business Wire / Posted 20 days ago
patients à éviter une morbidité postopératoire et des issues indésirables.1 Avec la sortie du capteur pédiatrique O3, la surveillance par oxymétrie régionale O3 de la rSO2 est désormais accessible aux patients pédiatriques pesant moins de 40 kg... Read more
52 related stories
24d
Business Wire
Kroll Bond Rating Agency Releases Monthly CMBS Trend Watch; Provides Risk Retention OverviewWFCM 2016-BNK1 ($870.6 million) presale publication, which was posted earlier t
Kroll Bond Rating Agency Releases Monthly CMBS Trend Watch; Provides Risk Retention Overview
Business Wire / Posted 24 days ago
WFCM 2016-BNK1 ($870.6 million) presale publication, which was posted earlier today on www.kbra.com. The transaction is a landmark securitization as it is the first CMBS deal to include a retained interest that is intended to meet the definition of... Read more
24d
Business Standard India
The scam that changed India's primary marketLast month, the Supreme Court passed a judgment quashing a tribunal order again
The scam that changed India's primary market
Business Standard India / Posted 24 days ago
Last month, the Supreme Court passed a judgment quashing a tribunal order against the Securities and Exchange Board of India (Sebi) in the matter of Opee Stock Link, an Ahmedabad-based operator. Over the next few weeks, the regulator would take steps... Read more
25d
San Francisco Chronicle
Billionaire investor Steve Cohen has a new mantra, and this is the guy enforcing ithedge fund, SAC Capital Advisors, was shut down for insider trading. Vincent "
Billionaire investor Steve Cohen has a new mantra, and this is the guy enforcing it
San Francisco Chronicle / Posted 25 days ago
hedge fund, SAC Capital Advisors, was shut down for insider trading. Vincent "Vinny" Tortorella, a cheery Italian-American and former federal prosecutor, is the man charged with the task, having taken over as head of Point72's compliance and... Read more
28d
Business Wire
Fitch Affirms Ratings on 60 U.S. Money Market Funds and Publishes 1NEW YORK--(BUSINESS WIRE)--Fitch Ratings has affirmed the ratings on 60 U.S. mo
Fitch Affirms Ratings on 60 U.S. Money Market Funds and Publishes 1
Business Wire / Posted 28 days ago
NEW YORK--(BUSINESS WIRE)--Fitch Ratings has affirmed the ratings on 60 U.S. money market funds (MMFs) and published one MMF rating, following a regularly scheduled review of the sector. The MMFs affirmed include 57 U.S.-based MMFs, regulated by the... Read more
28d
CNBC
'Rigged' market? Panel lists changes to fix trading problemsthe Transparency of our Equity Markets 1. The SEC should require that disclosu
'Rigged' market? Panel lists changes to fix trading problems
CNBC / Posted 28 days ago
the Transparency of our Equity Markets 1. The SEC should require that disclosures on new Form ATS-N are published in a standardized format. (The form requires detailed information about dark pool operators.) 2. Required disclosures of registered... Read more
28d
Business Wire
Leading Ohio Critical Access Hospital Adopts Masimo Root® with Radius-7®, Radical-7®, and Patient SafetyNet™ to Create Hospital-Wide Wireless Monitoring and Clinician Notification SystemMedical Center (UH Geneva), a Critical Access Hospital in Geneva, Ohio, is buil
Leading Ohio Critical Access Hospital Adopts Masimo Root® with Radius-7®, Radical-7®, and Patient SafetyNet™ to Create Hospital-Wide Wireless Monitoring and Clinician Notification System
Business Wire / Posted 28 days ago
Medical Center (UH Geneva), a Critical Access Hospital in Geneva, Ohio, is building a hospital-wide wireless monitoring and clinician notification system using Masimo Patient SafetyNet™* in conjunction with Masimo Root® with Radius-7® and Masimo... Read more
30d
Stamford Advocate
Billionaire investor Steve Cohen has a new mantra, and this is the guy enforcing ithedge fund, SAC Capital Advisors, was shut down for insider trading. Vincent "
Billionaire investor Steve Cohen has a new mantra, and this is the guy enforcing it
Stamford Advocate / Posted 30 days ago
hedge fund, SAC Capital Advisors, was shut down for insider trading. Vincent "Vinny" Tortorella, a cheery Italian-American and former federal prosecutor, is the man charged with the task, having taken over as head of Point72's compliance and... Read more
2 related stories
30d
Connecticut Post
Billionaire investor Steve Cohen has a new mantra, and this is the guy enforcing ithedge fund, SAC Capital Advisors, was shut down for insider trading. Vincent "
Billionaire investor Steve Cohen has a new mantra, and this is the guy enforcing it
Connecticut Post / Posted 30 days ago
hedge fund, SAC Capital Advisors, was shut down for insider trading. Vincent "Vinny" Tortorella, a cheery Italian-American and former federal prosecutor, is the man charged with the task, having taken over as head of Point72's compliance and... Read more
2 related stories
30d
Business Insider
Billionaire investor Steve Cohen has a new mantra, and this is the guy enforcing itVincent Tortorella, Point72's head of compliance and surveillancePoint72 Steve
Billionaire investor Steve Cohen has a new mantra, and this is the guy enforcing it
Business Insider / Posted 30 days ago
Vincent Tortorella, Point72's head of compliance and surveillancePoint72 Steve Cohen has a new mantra: better to be safe than sorry. Cohen’s Point72 Asset Management is taking extra precautions to guard against wrongdoing after Cohen's predecessor... Read more
2 related stories

People in this news