Securities and Exchange Commission

Latest articles

2m
San Antonio Express-News
Stock investors don't seem to care about the government shutdown — but this one comes right in the middle of earnings seasonduring the Clinton administration. Still, the stock market depends on several
San Antonio Express-News / Posted 2 minutes ago
during the Clinton administration. Still, the stock market depends on several federal agencies, most importantly the Securities and Exchange Commission, to function healthily. "In the event that the federal government shuts down, the... Read more
10m
The Manila Times
Benham opens up to China, Rappler is shutteredThe Securities and Exchange Commission (SEC) and other corporate watchdogs have
The Manila Times / Posted 10 minutes ago
The Securities and Exchange Commission (SEC) and other corporate watchdogs have this historical leniency toward corporations that violate the ownership provisions of the Philippine Constitution. If a corporation is found exceeding the maximum 40... Read more
10m
The Manila Times
Law, freedom and decencydrugs,’ not trying to silence the messenger.” Despite calls from local and glo
The Manila Times / Posted 10 minutes ago
drugs,’ not trying to silence the messenger.” Despite calls from local and global organizations to reverse its order, the Securities and Exchange Commission (SEC) stood firm on its decision to strip Rappler Incorporated of its license to do... Read more
18m
The Hindu
Why did SEBI ban Price Waterhouse?against Price Waterhouse in the Satyam matter. The order by the Indian regulato
The Hindu / Posted 18 minutes ago
against Price Waterhouse in the Satyam matter. The order by the Indian regulator comes almost seven years after the U.S. Securities and Exchange Commission (SEC) agreed to a $6 million settlement over charges against the Indian affiliates of... Read more
38m
San Francisco Chronicle
Stock investors don't seem to care about the government shutdown — but this one comes right in the middle of earnings seasonduring the Clinton administration. Still, the stock market depends on several
San Francisco Chronicle / Posted 38 minutes ago
during the Clinton administration. Still, the stock market depends on several federal agencies, most importantly the Securities and Exchange Commission, to function healthily. "In the event that the federal government shuts down, the... Read more
2 related articles
1h
Stamford Advocate
Stock investors don't seem to care about the government shutdown — but this one comes right in the middle of earnings seasonduring the Clinton administration. Still, the stock market depends on several
Stamford Advocate / Posted an hour ago
during the Clinton administration. Still, the stock market depends on several federal agencies, most importantly the Securities and Exchange Commission, to function healthily. "In the event that the federal government shuts down, the... Read more
2 related articles
1h
Connecticut Post
Stock investors don't seem to care about the government shutdown — but this one comes right in the middle of earnings seasonduring the Clinton administration. Still, the stock market depends on several
Connecticut Post / Posted an hour ago
during the Clinton administration. Still, the stock market depends on several federal agencies, most importantly the Securities and Exchange Commission, to function healthily. "In the event that the federal government shuts down, the... Read more
2 related articles
2h
The Columbian
Berko: Chinese stocks often paper tigers or worseby a menagerie of feckless Chinese securities laws that would cause the NYSE me
The Columbian / Posted 2 hours ago
by a menagerie of feckless Chinese securities laws that would cause the NYSE members, most members of Congress and our Securities and Exchange Commission to implode in laughter? Chinese tax laws, Chinese labor laws and Chinese bookkeeping are a... Read more
5h
Inquirier.net
Roque reacts to prof’s dare for him to quit: ‘I have nothing to prove’just one of your opportunist moves for the next elections.] Roque maintained t
Inquirier.net / Posted 5 hours ago
just one of your opportunist moves for the next elections.] Roque maintained that Duterte had no hand in the controversial Securities and Exchange Commission (SEC) order to revoke news website Rappler’s registration for allegedly violating... Read more
37 related articles
10h
Gulf News
Factbox: What happens in a US government shutdown?about 95,000 of the department’s almost 115,000 staff would keep working.FINANC
Gulf News / Posted 10 hours ago
about 95,000 of the department’s almost 115,000 staff would keep working.FINANCIAL OVERSIGHT: The stock market-policing Securities and Exchange Commission funds itself by collecting fees from the financial industry, but its budget is set by... Read more
33 related articles
12h
WA Today
What happens in a US government shutdown?would keep working. Get the latest news and updates emailed straight to your i
WA Today / Posted 12 hours ago
would keep working. Get the latest news and updates emailed straight to your inbox. Finance: The stock market-policing Securities and Exchange Commission funds itself by collecting fees from the financial industry, but its budget is set by... Read more
33 related articles
12h
Sun Star
Libre: Defending RapplerTHE revocation of the registration of online news platform Rappler as a Philipp
Sun Star / Posted 12 hours ago
THE revocation of the registration of online news platform Rappler as a Philippine corporate entity by the Securities and Exchange Commission (SEC) has stoked fears of Marcosian tendencies of the Duterte government. The SEC cited Rappler for having... Read more
12h
Sydney Morning Herald
What happens in a US government shutdown?would keep working. Get the latest news and updates emailed straight to your i
Sydney Morning Herald / Posted 12 hours ago
would keep working. Get the latest news and updates emailed straight to your inbox. Finance: The stock market-policing Securities and Exchange Commission funds itself by collecting fees from the financial industry, but its budget is set by... Read more
33 related articles
12h
The Age
What happens in a US government shutdown?would keep working. Get the latest news and updates emailed straight to your i
The Age / Posted 12 hours ago
would keep working. Get the latest news and updates emailed straight to your inbox. Finance: The stock market-policing Securities and Exchange Commission funds itself by collecting fees from the financial industry, but its budget is set by... Read more
33 related articles
12h
Geelong Advertiser
What happens in a US govt shutdown?about 95,000 of the department's almost 115,000 staff would keep working. FINA
Geelong Advertiser / Posted 12 hours ago
about 95,000 of the department's almost 115,000 staff would keep working. FINANCIAL OVERSIGHT The stock market-policing Securities and Exchange Commission funds itself by collecting fees from the financial industry, but its budget is set by... Read more
33 related articles
12h
The Courier Mail
What happens in a US govt shutdown?about 95,000 of the department's almost 115,000 staff would keep working. FINA
The Courier Mail / Posted 12 hours ago
about 95,000 of the department's almost 115,000 staff would keep working. FINANCIAL OVERSIGHT The stock market-policing Securities and Exchange Commission funds itself by collecting fees from the financial industry, but its budget is set by... Read more
33 related articles
13h
News.com.au
What happens in a US govt shutdown?about 95,000 of the department's almost 115,000 staff would keep working. FINA
News.com.au / Posted 13 hours ago
about 95,000 of the department's almost 115,000 staff would keep working. FINANCIAL OVERSIGHT The stock market-policing Securities and Exchange Commission funds itself by collecting fees from the financial industry, but its budget is set by... Read more
33 related articles
13h
dna
What exactly happens in a US government shutdown: Your complete guideabout 95,000 of the department's almost 115,000 staff would keep working.FINANC
dna / Posted 13 hours ago
about 95,000 of the department's almost 115,000 staff would keep working.FINANCIAL OVERSIGHT: The stock market-policing Securities and Exchange Commission funds itself by collecting fees from the financial industry, but its budget is set by... Read more
33 related articles
14h
Pilipino Star
Duterte's testy exchange with Rappler at media briefingfrigate acquisition project. The presidential criticism came just a day after
Pilipino Star / Posted 14 hours ago
frigate acquisition project. The presidential criticism came just a day after the government's corporate regulator, the Securities and Exchange Commission, canceled Rappler's registration, a move which would essentially close down the news... Read more
16h
Business Insider
Financial watchdogs are going through the cryptocurrency market with a 'fine tooth comb'in the space with "a fine tooth comb." The SEC and CFTC are paying closer atte
Business Insider / Posted 16 hours ago
in the space with "a fine tooth comb." The SEC and CFTC are paying closer attention to the digital coin market. The Securities and Exchange Commission and Commodities Futures Trading Commission released a joint statement Friday emphasizing... Read more
4 related articles
17h
Stamford Advocate
Financial watchdogs are going through the cryptocurrency market with a 'fine tooth comb'in the space with "a fine tooth comb." The SEC and CFTC are paying closer atte
Stamford Advocate / Posted 17 hours ago
in the space with "a fine tooth comb." The SEC and CFTC are paying closer attention to the digital coin market. The Securities and Exchange Commission and Commodities Futures Trading Commission released a joint statement Friday emphasizing... Read more
4 related articles
17h
Connecticut Post
Financial watchdogs are going through the cryptocurrency market with a 'fine tooth comb'in the space with "a fine tooth comb." The SEC and CFTC are paying closer atte
Connecticut Post / Posted 17 hours ago
in the space with "a fine tooth comb." The SEC and CFTC are paying closer attention to the digital coin market. The Securities and Exchange Commission and Commodities Futures Trading Commission released a joint statement Friday emphasizing... Read more
4 related articles
17h
Loveland Reporter-Herald
How they voted:area congressional votes for Jan. 12-18, 2018Expanding Investment Opportunities Act (H.R. 4279), sponsored by Rep. Trey Holl
Loveland Reporter-Herald / Posted 17 hours ago
Expanding Investment Opportunities Act (H.R. 4279), sponsored by Rep. Trey Hollingsworth, R-Ind. The bill would order the Securities and Exchange Commission to adopt the same rules for offerings and communications with investors by closed-end... Read more
17h
Inquirier.net
After SEC ruling, Rappler gets ‘coincidental’ NBI summonsRappler executive editor and CEO Maria Ressa. SCREEN GRAB FROM RAPPLER FACEBOOK
Inquirier.net / Posted 17 hours ago
Rappler executive editor and CEO Maria Ressa. SCREEN GRAB FROM RAPPLER FACEBOOK LIVE A few days after the Securities and Exchange Commission (SEC) revoked its license to operate, online news agency Rappler on Thursday received summons from the... Read more
6 related articles
17h
Inquirier.net
Press freedom wears black in media ralliesfor Freedom. Freedom of expression and the public’s right to know are under si
Inquirier.net / Posted 17 hours ago
for Freedom. Freedom of expression and the public’s right to know are under siege, the group said, citing the recent Securities and Exchange Commission (SEC) decision to revoke the registration of the online news site Rappler last... Read more
6 related articles
18h
WFMZ Eastern Pennsylvania and Western New Jersey
SEC letter shows bitcoin funds won't happen soon, if everof questions they want answered before they'll approve a digital currency fund
WFMZ Eastern Pennsylvania and Western New Jersey / Posted 18 hours ago
of questions they want answered before they'll approve a digital currency fund for Main Street investors. This week the Securities and Exchange Commission sent a letter listing more than 30 of them to trade groups representing the investment... Read more
9 related articles
19h
Inquirier.net
PSE readies P3.16-B stock rights offeringfresh funds to unify the country’s capital market infrastructure while diluting
Inquirier.net / Posted 19 hours ago
fresh funds to unify the country’s capital market infrastructure while diluting the shares held by stock brokers. The Securities and Exchange Commission (SEC) recently approved the PSE’s plan to sell as much as 11.5 million new common shares... Read more
20h
FOX Business
What Is an IPO?it needs by selling shares, but it must also comply with a strict set of report
FOX Business / Posted 20 hours ago
it needs by selling shares, but it must also comply with a strict set of reporting guidelines, as established by the Securities and Exchange Commission (SEC). How IPOs work Most companies get their initial funding by emptying their bank... Read more
20h
FOX Business
What Is an IPO?it needs by selling shares, but it must also comply with a strict set of report
FOX Business / Posted 20 hours ago
it needs by selling shares, but it must also comply with a strict set of reporting guidelines, as established by the Securities and Exchange Commission (SEC). How IPOs work Most companies get their initial funding by emptying their bank... Read more
20h
New York Daily News
SEC letter shows bitcoin funds won't happen soon, if everof questions they want answered before they'll approve a digital currency fund
New York Daily News / Posted 20 hours ago
of questions they want answered before they'll approve a digital currency fund for Main Street investors. This week the Securities and Exchange Commission sent a letter listing more than 30 of them to trade groups representing the investment... Read more
9 related articles
21h
FOX Business
SEC letter shows bitcoin funds won't happen soon, if everof questions they want answered before they'll approve a digital currency fund
FOX Business / Posted 21 hours ago
of questions they want answered before they'll approve a digital currency fund for Main Street investors. This week the Securities and Exchange Commission sent a letter listing more than 30 of them to trade groups representing the investment... Read more
9 related articles
21h
FOX Business
SEC letter shows bitcoin funds won't happen soon, if everof questions they want answered before they'll approve a digital currency fund
FOX Business / Posted 21 hours ago
of questions they want answered before they'll approve a digital currency fund for Main Street investors. This week the Securities and Exchange Commission sent a letter listing more than 30 of them to trade groups representing the investment... Read more
9 related articles
21h
WPXI Pittsburgh
SEC letter shows bitcoin funds won't happen soon, if everof questions they want answered before they'll approve a digital currency fund
WPXI Pittsburgh / Posted 21 hours ago
of questions they want answered before they'll approve a digital currency fund for Main Street investors. This week the Securities and Exchange Commission sent a letter listing more than 30 of them to trade groups representing the investment... Read more
9 related articles
21h
The Courier Express Newspapers
SEC letter shows bitcoin funds won't happen soon, if everbe a while, if ever, before investors can buy an exchange-traded fund made up o
The Courier Express Newspapers / Posted 21 hours ago
be a while, if ever, before investors can buy an exchange-traded fund made up of bitcoin and other digital currencies. The Securities and Exchange Commission this week sent a letter to investment trade groups containing more than 30 questions that... Read more
9 related articles
21h
WSOC-TV Charlotte
SEC letter shows bitcoin funds won't happen soon, if everof questions they want answered before they'll approve a digital currency fund
WSOC-TV Charlotte / Posted 21 hours ago
of questions they want answered before they'll approve a digital currency fund for Main Street investors. This week the Securities and Exchange Commission sent a letter listing more than 30 of them to trade groups representing the investment... Read more
9 related articles
21h
WFTV 9 Orlando
SEC letter shows bitcoin funds won't happen soon, if everbe a while, if ever, before investors can buy an exchange-traded fund made up o
WFTV 9 Orlando / Posted 21 hours ago
be a while, if ever, before investors can buy an exchange-traded fund made up of bitcoin and other digital currencies. The Securities and Exchange Commission this week sent a letter to investment trade groups containing more than 30 questions that... Read more
9 related articles
21h
WSB-TV 2 Atlanta
SEC letter shows bitcoin funds won't happen soon, if everbe a while, if ever, before investors can buy an exchange-traded fund made up o
WSB-TV 2 Atlanta / Posted 21 hours ago
be a while, if ever, before investors can buy an exchange-traded fund made up of bitcoin and other digital currencies. The Securities and Exchange Commission this week sent a letter to investment trade groups containing more than 30 questions that... Read more
9 related articles
21h
Daily Herald
SEC letter shows bitcoin funds won't happen soon, if everbe a while, if ever, before investors can buy an exchange-traded fund made up o
Daily Herald / Posted 21 hours ago
be a while, if ever, before investors can buy an exchange-traded fund made up of bitcoin and other digital currencies. The Securities and Exchange Commission this week sent a letter to investment trade groups containing more than 30 questions that... Read more
9 related articles
22h
FOX Business
What happens in a U.S. government shutdown?about 95,000 of the department's almost 115,000 staff would keep working. FINA
FOX Business / Posted 22 hours ago
about 95,000 of the department's almost 115,000 staff would keep working. FINANCIAL OVERSIGHT: The stock market-policing Securities and Exchange Commission funds itself by collecting fees from the financial industry but its budget is set by... Read more
33 related articles
22h
FOX Business
What happens in a U.S. government shutdown?almost 115,000 staff would keep working. Continue Reading Below FINANCIAL OVE
FOX Business / Posted 22 hours ago
almost 115,000 staff would keep working. Continue Reading Below FINANCIAL OVERSIGHT: The stock market-policing Securities and Exchange Commission funds itself by collecting fees from the financial industry but its budget is set by... Read more
33 related articles
22h
The Manila Times
LandBank chief eyes PDS takeoverAct] 9184,” he continued. The PSE’s planned takeover of PDS has already been c
The Manila Times / Posted 22 hours ago
Act] 9184,” he continued. The PSE’s planned takeover of PDS has already been cleared by antitrust regulators but not the Securities and Exchange Commission, which the bourse is asking to issue an exemption from a 20-percent ownership cap. A... Read more
4 related articles
22h
The Manila Times
Press freedom aside, Rappler must comply with the lawIT is wearisome to watch the continuing battle of statements, of claims and cou
The Manila Times / Posted 22 hours ago
IT is wearisome to watch the continuing battle of statements, of claims and counter-claims, between the Securities and Exchange Commission (SEC) and Rappler, Inc. concerning the revocation of the company’s registration and license to operate by the... Read more
6 related articles
23h
The Hill
CFTC files charges in two cryptocurrency fraud casesThe company never provided the investment advice, the CFTC alleged. The two ca
The Hill / Posted 23 hours ago
The company never provided the investment advice, the CFTC alleged. The two cases come as the CFTC and the Securities and Exchange Commission crackdown on cryptocurrency related trading fraud. Both agencies have issued several... Read more
4 related articles
23h
WBTV Charlotte
Divers believe they’ve found famed luxury ship that sank in 1838 off the NC coastno doubt this is the wreck of the Pulaski. A lot of history is going to be comi
WBTV Charlotte / Posted 23 hours ago
no doubt this is the wreck of the Pulaski. A lot of history is going to be coming off this vessel.” A filing with the U.S. Securities and Exchange Commission described the discoveries made so far as “passenger valuables.” The coins have included... Read more
2 related articles
23h
The News & Observer
Divers believe they’ve found famed luxury ship that sank in 1838 off the NC coastno doubt this is the wreck of the Pulaski. A lot of history is going to be comi
The News & Observer / Posted 23 hours ago
no doubt this is the wreck of the Pulaski. A lot of history is going to be coming off this vessel.” A filing with the U.S. Securities and Exchange Commission described the discoveries made so far as “passenger valuables.” The coins have included... Read more
2 related articles
1d
The Hill
SEC tells investment firms to hold off on cryptocurrency fundsThe Securities and Exchange Commission said Friday that funds holding or tracki
The Hill / Posted yesterday
The Securities and Exchange Commission said Friday that funds holding or tracking cryptocurrencies pose “significant investor protection issues” and should not be registered with exchanges. Dalia Blass, director of the SEC’s investment management... Read more
1d
Crain's Chicago Business
Discover topping credit-card rivals in growth—and bad loansIt posted charge-off rates of 3 percent in October and 3.1 percent in both Nove
Crain's Chicago Business / Posted yesterday
It posted charge-off rates of 3 percent in October and 3.1 percent in both November and December, according to a Jan. 16 Securities and Exchange Commission filing. But those numbers are 0.5 percentage points above the same time frame the year... Read more
1d
Pilipino Star
NBI summons Rappler boss over 2012 casenot harassing them. “There’s no better evidence that the attacks against Rappl
Pilipino Star / Posted yesterday
not harassing them. “There’s no better evidence that the attacks against Rappler are political in nature, from the SEC’s (Securities and Exchange Commission) decision to the investigation of the DOJ (Department of Justice) and the NBI to this new... Read more
6 related articles
1d
Inquirier.net
Maria Ressa: ‘We’re gonna hold the line…answer the charges’into a crime,” she added. ADVERTISEMENT Rappler reporters and staff went full
Inquirier.net / Posted yesterday
into a crime,” she added. ADVERTISEMENT Rappler reporters and staff went full force in the protest to condemn the Securities and Exchange Commission (SEC) order to revoke their company’s registration for allegedly violating ownership... Read more
1d
Crain's Chicago Business
Discover topping credit-card rivals in growth—and bad loansIt posted charge-off rates of 3 percent in October and 3.1 percent in both Nove
Crain's Chicago Business / Posted yesterday
It posted charge-off rates of 3 percent in October and 3.1 percent in both November and December, according to a Jan. 16 Securities and Exchange Commission filing. But those numbers are 0.5 percentage points above the same time frame the year... Read more
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